Common Normalizations and Conventions
Why this page exists
Section titled “Why this page exists”Many wrong holographic answers are not conceptually wrong. They are off by a sign, a factor of , a factor of , a factor of , or a hidden choice of source convention.
That sounds harmless until one compares a viscosity, a charge susceptibility, a stress tensor, a central charge, or a thermodynamic potential across papers. Then the gremlins come out wearing little hats.
This page is a normalization manual for the rest of the course. It does not try to impose the only possible convention. Instead, it fixes a coherent set of conventions and explains how to translate when a paper uses another one.
The guiding rule is simple:
A holographic result is not fully specified until the action, boundary term, source normalization, operator normalization, Fourier convention, and variational convention have all been stated.
Throughout this page, the bulk dimension is and the boundary dimension is . The AdS radius is . We usually set
but we keep , , and gauge couplings visible when they carry useful information.
Basic spacetime and index conventions
Section titled “Basic spacetime and index conventions”Our default Lorentzian boundary metric has mostly-plus signature,
with Greek indices and bulk Latin indices .
The Poincare AdS metric is
In an coordinate, the same metric is often written as
with
When , this becomes the familiar .
For pure AdS we use
The Einstein equation following from the action below is
Radial-coordinate translation table
Section titled “Radial-coordinate translation table”| Quantity | coordinate | coordinate |
|---|---|---|
| Boundary | ||
| UV cutoff | ||
| Boundary scale | ||
| Scalar source mode | ||
| Scalar response mode | ||
| Black-brane horizon |
Do not mix expansions in and without transforming the powers. A common error is to say that the source mode is ; with the above coordinate it is .
Gravitational action conventions
Section titled “Gravitational action conventions”Our Lorentzian Einstein-Hilbert action is
Here is the induced metric at the regulated boundary, is the extrinsic curvature, and . The counterterm action is local in the induced boundary fields and removes divergences as the cutoff is taken to the boundary.
The Euclidean action is related by after Wick rotation, but in practice one should write it independently:
With this convention the Euclidean saddle contributes
For a thermal saddle with boundary Euclidean time period , the grand potential is
provided the action is evaluated with grand-canonical boundary conditions. If instead charge is fixed, a boundary Legendre transform is required.
, , and annoying factors of two
Section titled “GGG, κ\kappaκ, and annoying factors of two”Many papers use
Then
So the following two forms are identical:
Before comparing formulas, always check whether the author writes or in front of the action.
Source and generating-functional conventions
Section titled “Source and generating-functional conventions”In Euclidean QFT we use
Equivalently, the Euclidean action is deformed as
Then
The Euclidean GKPW relation in the semiclassical gravity limit is
Therefore
Some authors instead define . Their one-point function differs by a sign. The physics does not change, but the sign of a quoted one-point function or two-point kernel may.
In Lorentzian signature, one often writes
so that
The rule of thumb is:
But real-time correlators require more than simply replacing by . The choice of interior boundary condition selects the Green function.
Scalar-field normalization
Section titled “Scalar-field normalization”For a minimally coupled scalar in Lorentzian signature, use
The Euclidean version is
The constant is not cosmetic. It sets the normalization of the dual operator. In a top-down compactification it is determined by dimensional reduction. In a bottom-up model it is a choice that must be fixed by matching a CFT normalization, a susceptibility, a central charge, or some experimental input.
The mass-dimension relation is
For standard quantization, the near-boundary expansion in is schematically
where
When is an integer, logarithms may appear. They encode conformal anomalies or contact-term ambiguities.
For separated points and no logarithmic subtlety, the renormalized one-point function has the form
The phrase “local terms” matters. They are contact terms in correlators and can be changed by finite counterterms. They are invisible at separated points but visible in momentum-space polynomials.
Bulk-to-boundary normalization
Section titled “Bulk-to-boundary normalization”A common Euclidean bulk-to-boundary propagator is
with
This normalization is chosen so that, distributionally,
With the scalar action above, the separated-point two-point function is proportional to
The proportionality becomes an equality only after fixing all conventions: Euclidean source sign, scalar action normalization, counterterm scheme, and normalization of .
Alternate quantization and Legendre transforms
Section titled “Alternate quantization and Legendre transforms”When
both roots
are allowed by unitarity. Standard quantization uses ; alternate quantization uses .
In standard quantization,
and is the source.
In alternate quantization, the roles of source and response are exchanged by a Legendre transform. One convenient schematic statement is
Do not quote a dimension from the mass alone without specifying the quantization.
Gauge-field normalization
Section titled “Gauge-field normalization”For a bulk gauge field, use
The boundary value sources a conserved current:
The variation of the on-shell Lorentzian action contains
where the radial canonical momentum is
in a -radial coordinate with outward normal toward . Depending on whether one writes the boundary term with the outward unit normal explicitly, this sign may be absorbed into the definition of .
Our practical convention is
For a Maxwell field in asymptotically AdS with ,
and roughly
The exact sign and local terms depend on radial coordinate, boundary metric, and counterterms. The scaling with is invariant.
Chemical potential and horizon gauge
Section titled “Chemical potential and horizon gauge”At finite density,
For a Euclidean black hole, regularity at the contractible thermal circle usually requires
in a smooth gauge. Then . This is not just a decorative gauge choice: the chemical potential is the gauge-invariant Wilson line around the thermal circle. A constant shift in is physical only after the horizon regularity condition and boundary ensemble have been specified.
Metric-source and stress-tensor normalization
Section titled “Metric-source and stress-tensor normalization”The boundary metric sources the stress tensor:
Therefore our Lorentzian convention is
In Euclidean signature, with ,
For gravity, the unrenormalized Brown-York tensor has the schematic form
with counterterm contributions added:
Signs can change if the outward normal or convention differs. The invariant check is that pure Poincare AdS has vanishing stress tensor in the flat-boundary vacuum after counterterms, while global AdS can have a Casimir energy when the boundary is .
Fefferman-Graham stress tensor
Section titled “Fefferman-Graham stress tensor”In Fefferman-Graham gauge,
with
The coefficient contains the state-dependent stress tensor, but the exact formula includes local curvature terms when is curved and anomaly terms when is even. On a flat boundary, the relation simplifies schematically to
Again, the exact statement depends on the normalization of the FG expansion. Use this as a scaling check, not as a substitute for a renormalized variation.
Boundary conditions: Dirichlet, Neumann, mixed
Section titled “Boundary conditions: Dirichlet, Neumann, mixed”For a scalar field in standard quantization, Dirichlet boundary conditions fix the source:
Neumann or alternate quantization fixes the response-like variable. Mixed boundary conditions implement multi-trace deformations.
A double-trace deformation
is implemented holographically by a mixed boundary condition of the schematic form
up to normalization and local terms. More precisely, the equation relates the renormalized canonical momentum to .
For a gauge field, Dirichlet boundary conditions fix and describe a global symmetry current in the boundary theory. Neumann or mixed conditions can make the boundary gauge field dynamical in suitable dimensions. This is a different boundary theory, not a harmless alternative description of the same one.
For gravity, fixing means the boundary metric is nondynamical. Allowing it to fluctuate corresponds to coupling the CFT to dynamical gravity, which is again a different problem.
Fourier-transform conventions
Section titled “Fourier-transform conventions”For Lorentzian real-time calculations, we use
Thus
The retarded Green function is
and its Fourier transform is
With this convention, stable quasinormal-mode poles of lie in the lower half of the complex plane:
because time dependence is .
The spectral density convention used here is
for bosonic Hermitian operators when and with the above Fourier convention. Some communities use instead. Before comparing plots, check the sign.
In Euclidean signature, Matsubara frequencies are
Analytic continuation to a retarded correlator is usually
but this compact rule hides assumptions about analyticity and operator ordering. In holography, the equivalent Lorentzian statement is that one imposes infalling boundary conditions at the future horizon.
Real-time holography and horizon signs
Section titled “Real-time holography and horizon signs”Near a nonextremal horizon, introduce the tortoise coordinate such that the metric locally has
With time dependence , the two local behaviors are
Equivalently,
in Schwarzschild-like coordinates. In ingoing Eddington-Finkelstein coordinates,
an infalling solution is regular as .
If you use instead, the exponent flips. This is one of the most common sign traps in real-time holography.
Kubo formulas in our conventions
Section titled “Kubo formulas in our conventions”The basic transport coefficients are defined by low-frequency, zero-momentum limits of retarded functions.
For an electric current,
assuming no delta-function contribution has been left implicit. At finite charge density in a translationally invariant system, momentum conservation usually produces a delta function in , so one must separate coherent, incoherent, and momentum-relaxing pieces.
For shear viscosity,
For bulk viscosity,
with indices over spatial directions and with convention-dependent normalization factors in nonconformal theories. In a conformal theory,
For a diffusion pole,
In a simple charge-diffusion problem with no momentum mixing,
At finite density, this formula must be used with care because charge transport can mix with momentum and heat transport.
Thermodynamic conventions
Section titled “Thermodynamic conventions”For the grand-canonical ensemble,
Holographically,
when the Euclidean action is evaluated with fixed boundary chemical potential.
The pressure is
and the entropy and charge densities are
For a homogeneous isotropic state,
Conformal invariance implies
For the planar AdS black brane
one has
For AdS/CFT in the classical supergravity limit,
These formulas assume the standard AdS normalization with at large .
AdS/CFT parameter dictionary
Section titled “AdS5_55/CFT4_44 parameter dictionary”For D3-branes and the convention
we use
The radius/flux relation is
or
The ten-dimensional Newton constant is
and since
one has
Combining these gives
and therefore
at leading large .
Some authors use . This usually reflects a different normalization of the gauge generators or of the Yang-Mills action. The invariant relation is the physical one: large means , and large means .
Trace normalizations in gauge theory
Section titled “Trace normalizations in gauge theory”For generators in the fundamental representation, the most common high-energy convention is
Then
and the Yang-Mills kinetic term is often written as
If instead one uses generators normalized by
then factors of move between the trace and the coupling. This affects the displayed relation between and , but not physical observables once the operator normalization is fixed.
For single-trace operators, specify whether
or
or
is being used. The -scaling of correlators changes accordingly.
A useful CFT normalization for large- discussions is to choose single-trace operators so that
which implies connected higher-point functions scale as
for matrix large- theories with a classical gravity dual. But many supergravity computations naturally produce unnormalized operators with two-point functions of order . Both conventions are fine if stated.
Wilson-loop and string-action conventions
Section titled “Wilson-loop and string-action conventions”The fundamental string action in Euclidean signature is
where
The holographic Wilson-loop saddle is
In AdS,
so the string action scales as
For a rectangular loop of temporal length and spatial separation ,
in Euclidean signature. In Lorentzian signature the phase convention differs, but the extracted static energy is the same after continuation.
The bare string area has a perimeter divergence from the infinite mass of an external quark. The standard heavy-quark potential subtracts two straight strings:
Changing the subtraction changes the additive constant in the potential, not the force.
Entanglement conventions
Section titled “Entanglement conventions”For Einstein gravity, the classical RT/HRT formula is
where is the codimension-two extremal surface homologous to .
For quantum corrections, use the generalized entropy
and extremize over candidate quantum extremal surfaces:
Do not compare the area term and the bulk entropy term without specifying the cutoff and renormalization of . The UV divergences of are absorbed into gravitational couplings, just as UV divergences in the on-shell action are absorbed by holographic counterterms.
Central charges and two-point normalizations
Section titled “Central charges and two-point normalizations”The symbol is treacherous. In two-dimensional CFT it usually means the Virasoro central charge. In four-dimensional CFT, and are Weyl-anomaly coefficients. In arbitrary dimension, is the coefficient of the stress-tensor two-point function.
For AdS/CFT,
For AdS/CFT with pure Einstein gravity,
For general AdS Einstein gravity,
but the coefficient of proportionality depends on the precise definition of the tensor structure in
Never compare values across papers without checking the normalization of .
The same warning applies to current two-point functions:
where depends on both the normalization of the current and the normalization of the bulk gauge kinetic term.
Counterterms, contact terms, and scheme dependence
Section titled “Counterterms, contact terms, and scheme dependence”Holographic renormalization removes cutoff divergences with local counterterms. Finite local counterterms are still allowed when they respect the symmetries. Therefore:
- separated-point correlators are usually scheme independent;
- momentum-space correlators can differ by polynomials in and ;
- one-point functions in curved or sourced backgrounds can differ by local terms;
- anomalies are scheme independent up to standard trivial-anomaly ambiguities;
- transport coefficients extracted from dissipative imaginary parts are usually insensitive to local real contact terms.
For example, adding a finite counterterm
changes the two-point function by
a contact term in position space. It does not change the separated-point power law.
For gauge fields in even boundary dimensions, logarithmic counterterms can introduce scale dependence. This is not a failure of holography; it is the ordinary renormalization of a current correlator in momentum space.
A practical translation checklist
Section titled “A practical translation checklist”When reading or writing a holographic calculation, identify the following before comparing numbers:
- Signature: Lorentzian mostly-plus, mostly-minus, or Euclidean?
- Radial coordinate: boundary at or ?
- AdS radius: set to or kept explicit?
- Gravitational coupling: , , or an overall ?
- Gauge coupling: is the Maxwell term or ?
- Scalar normalization: is there an overall ?
- Source sign: does contain or ?
- Fourier convention: or ?
- Horizon condition: infalling, outgoing, regular Euclidean, or normalizable global mode?
- Ensemble: fixed source, fixed vev, fixed chemical potential, or fixed charge?
- Counterterm scheme: minimal subtraction, supersymmetric counterterms, or finite matching terms?
- Operator normalization: canonical CFT two-point normalization, large- normalized operator, or top-down supergravity normalization?
This checklist is painfully mundane. It also saves entire afternoons.
Common mistake catalog
Section titled “Common mistake catalog”Mistake 1: Treating as dimensionless physics
Section titled “Mistake 1: Treating L=1L=1L=1 as dimensionless physics”Setting is a coordinate convention. Restoring is necessary for checking dimensions. For example,
is meaningful; is only meaningful after setting .
Mistake 2: Forgetting the Euclidean minus sign
Section titled “Mistake 2: Forgetting the Euclidean minus sign”If
then
A one-point function from carries the corresponding minus sign if the source convention is .
Mistake 3: Confusing normalizable with response in every situation
Section titled “Mistake 3: Confusing normalizable with response in every situation”For standard scalar quantization, the normalizable coefficient is the response. In alternate quantization, the roles are exchanged. For gauge fields and gravitons, constraints and gauge redundancies add further subtleties.
Mistake 4: Comparing without comparing
Section titled “Mistake 4: Comparing CTC_TCT without comparing TμνT_{\mu\nu}Tμν”A rescaling
rescales by . The physically meaningful comparison requires the same stress-tensor definition, including the same source coupling
Mistake 5: Identifying with without horizon regularity
Section titled “Mistake 5: Identifying At(0)A_t^{(0)}At(0) with μ\muμ without horizon regularity”At finite temperature, the chemical potential is a Wilson-line-like difference between boundary and horizon. In the regular Euclidean gauge, , so . Without that gauge choice, alone is not gauge invariant.
Mistake 6: Taking limits in the wrong order
Section titled “Mistake 6: Taking limits in the wrong order”Hydrodynamic transport coefficients require small and limits in a specified order. Static susceptibilities, optical conductivities, and diffusion constants are not interchangeable limits of the same function.
Mistake 7: Calling every finite counterterm an error
Section titled “Mistake 7: Calling every finite counterterm an error”Finite counterterms represent scheme choices. They can change contact terms and local one-point contributions. They cannot change universal separated-point data, dissipative transport, or properly defined anomalies.
Worked mini-examples
Section titled “Worked mini-examples”Example 1: Restoring in the black-brane entropy density
Section titled “Example 1: Restoring LLL in the black-brane entropy density”Suppose a paper sets and writes
The metric before setting is
The area density at the horizon is
Therefore
The missing factor is .
Example 2: Converting a scalar expansion from to
Section titled “Example 2: Converting a scalar expansion from zzz to rrr”Start with
Using gives
Thus
If the author absorbs powers of into and , the powers of remain the essential diagnostic.
Example 3: Why forgets
Section titled “Example 3: Why η/s\eta/sη/s forgets Gd+1G_{d+1}Gd+1”In two-derivative Einstein gravity, shear viscosity scales like
while entropy density is
The same area-density and Newton-constant factors appear in both, leaving
The cancellation is not a statement that normalizations do not matter. It is a special universality of two-derivative horizon dynamics.
Exercises
Section titled “Exercises”Exercise 1: Euclidean source sign
Section titled “Exercise 1: Euclidean source sign”Use the convention
Show that
How would the formula change if the source deformation were instead ?
Solution
By definition,
Using gives
If instead
then differentiating gives
So with the same one finds
The sign flip is purely conventional, but it must be tracked.
Exercise 2: versus scalar falloffs
Section titled “Exercise 2: rrr versus zzz scalar falloffs”A scalar in AdS has standard-quantization expansion
Convert this expansion to the coordinate . Identify the source and response powers of .
Solution
Substitute :
Therefore
The source mode scales as and the response mode scales as . If , these become and .
Exercise 3: Operator normalization from the scalar action
Section titled “Exercise 3: Operator normalization from the scalar action”Suppose two bottom-up models use the same scalar mass and background, but one has
and the other has
How are the separated-point two-point functions related if both identify the same boundary coefficient as the source?
Solution
The classical solution is the same because the overall factor does not change the linear equation of motion. But the on-shell action is multiplied by . Since the two-point function is obtained by differentiating the on-shell action twice with respect to , it is also multiplied by :
up to contact terms and source-sign conventions. Equivalently, changing changes the normalization of the dual operator.
Exercise 4: Recovering from
Section titled “Exercise 4: Recovering a=c=N2/4a=c=N^2/4a=c=N2/4 from L3/G5L^3/G_5L3/G5”Use
Show that
where . Then show that
Solution
First reduce the Newton constant:
Therefore
Using
gives
Thus
Finally,
This is the leading large- result; for rather than the exact free-field value involves .
Exercise 5: Infalling exponent
Section titled “Exercise 5: Infalling exponent”Near a nonextremal horizon, suppose
With time dependence , show that an infalling mode behaves as
Solution
An infalling wave is regular in the ingoing coordinate
Therefore its spacetime dependence is
Using
we obtain
Thus the radial part behaves as claimed. With the opposite Fourier convention , the sign of the exponent would be reversed.
Further reading
Section titled “Further reading”- K. Skenderis, “Lecture Notes on Holographic Renormalization”. The standard practical reference for counterterms, one-point functions, Ward identities, and anomalies.
- S. de Haro, K. Skenderis, and S. N. Solodukhin, “Holographic Reconstruction of Spacetime and Renormalization in the AdS/CFT Correspondence”. The systematic Fefferman-Graham reconstruction and holographic stress-tensor framework.
- V. Balasubramanian and P. Kraus, “A Stress Tensor for Anti-de Sitter Gravity”. The classic Brown-York plus counterterms stress-tensor prescription.
- D. T. Son and A. O. Starinets, “Minkowski-Space Correlators in AdS/CFT Correspondence: Recipe and Applications”. The canonical reference for retarded correlators from infalling boundary conditions.
- O. Aharony, S. S. Gubser, J. Maldacena, H. Ooguri, and Y. Oz, “Large Field Theories, String Theory and Gravity”. The broad normalization and parameter-dictionary reference for the original AdS/CFT correspondence.