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Shear Viscosity and η/s

Shear viscosity measures how efficiently a thermal state damps transverse momentum gradients. In holography, the cleanest way to compute it is not to push on the plasma with a literal moving plate. Instead, one perturbs the boundary metric by a small shear component hxy(0)(t)h^{(0)}_{xy}(t) and computes the retarded correlator of the stress tensor component TxyT_{xy}.

The dual bulk perturbation is a transverse graviton,

hxy(z,t)=ϕ(z)eiωt,h^{x}{}_{y}(z,t)=\phi(z)e^{-i\omega t},

propagating in an AdS black-brane background. For an isotropic two-derivative Einstein-gravity dual, this perturbation obeys the same equation as a minimally coupled massless scalar at zero spatial momentum. The Kubo formula then reduces to a horizon calculation.

The famous result is

ηs=14π,\frac{\eta}{s}=\frac{1}{4\pi},

in units where =kB=1\hbar=k_B=1.

Shear viscosity from the transverse graviton mode

The boundary shear source hxy(0)h^{(0)}_{xy} excites a transverse bulk graviton hxy(z,t)h^{x}{}_{y}(z,t). At zero spatial momentum and small frequency, the radial response is controlled by the future horizon. The horizon area density gives ss, while the horizon graviton coupling gives η\eta, leading to η/s=1/(4π)\eta/s=1/(4\pi) for two-derivative Einstein gravity.

This page has two goals. The first is to derive the result with enough detail that the numerical coefficient is not a mantra. The second is to state precisely what is universal and what is not. The equality η/s=1/(4π)\eta/s=1/(4\pi) is a theorem inside a large class of classical Einstein gravity duals; it is not an exact theorem of quantum field theory, nor of string theory at finite λ\lambda and finite NN.

Consider a relativistic fluid in dd boundary spacetime dimensions. In the local rest frame and to first order in gradients, the spatial stress tensor contains

Tij=pδijη(iuj+jui2d1δijkuk)ζδijkuk+.T^{ij} = p\,\delta^{ij} - \eta \left( \partial^i u^j+ \partial^j u^i - \frac{2}{d-1}\delta^{ij}\partial_k u^k \right) - \zeta\,\delta^{ij}\partial_k u^k +\cdots .

Here pp is the pressure, uiu^i is the velocity field, η\eta is the shear viscosity, and ζ\zeta is the bulk viscosity. The shear term is traceless. It damps distortions that change the shape of a fluid element without changing its volume.

For a conformal fluid, the stress tensor is traceless in flat space, so the bulk viscosity vanishes:

ζ=0.\zeta=0.

The shear viscosity need not vanish. In fact, for strongly coupled large-NN plasmas with two-derivative gravity duals, it is large in absolute units, scaling like the entropy density,

ηsN2Td1.\eta\sim s\sim N^2T^{d-1}.

The dimensionless ratio η/s\eta/s is small. That is why holographic plasmas are often described as nearly perfect fluids: they have a very short momentum-diffusion time compared with the natural thermal scale.

The clean field-theory definition uses a metric perturbation as the source for the stress tensor. Let the boundary metric be

ds2=dt2+dx2+2hxy(0)(t)dxdy.ds^2_{\partial} = -dt^2+d\vec x^{\,2}+2h_{xy}^{(0)}(t)\,dx\,dy.

The stress tensor is defined by

δSCFT=12ddxg(0)Tμνδgμν(0).\delta S_{\mathrm{CFT}} = \frac12\int d^d x\sqrt{-g^{(0)}}\, T^{\mu\nu}\delta g^{(0)}_{\mu\nu}.

With the above convention, the perturbation couples to TxyT^{xy}. Linear response gives

δTxy(ω)=GTxyTxyR(ω,0)hxy(0)(ω),\delta\langle T^{xy}(\omega)\rangle = -G^R_{T^{xy}T^{xy}}(\omega,\mathbf 0)\,h_{xy}^{(0)}(\omega),

up to convention-dependent signs associated with whether the source is written in the action or Hamiltonian. The retarded correlator is

GTxyTxyR(t,x)=iθ(t)[Txy(t,x),Txy(0,0)].G^R_{T^{xy}T^{xy}}(t,\mathbf x) = -i\theta(t) \langle [T^{xy}(t,\mathbf x),T^{xy}(0,\mathbf 0)]\rangle.

The Kubo formula is

η=limω01ωImGTxyTxyR(ω,0).\eta = -\lim_{\omega\to0} \frac{1}{\omega} \operatorname{Im}G^R_{T^{xy}T^{xy}}(\omega,\mathbf 0).

Equivalently, the small-frequency expansion has the schematic form

GTxyTxyR(ω,0)=GR(0,0)iηω+O(ω2).G^R_{T^{xy}T^{xy}}(\omega,\mathbf 0) = G^R(0,\mathbf 0)-i\eta\omega+O(\omega^2).

The real constant GR(0,0)G^R(0,\mathbf 0) is sensitive to contact terms and equilibrium thermodynamics. The viscosity is the coefficient of the dissipative imaginary term.

Take the planar AdSd+1_{d+1} black brane,

ds2=L2z2[f(z)dt2+dxd12+dz2f(z)],f(z)=1(zzh)d.ds^2 = \frac{L^2}{z^2} \left[ -f(z)dt^2+d\vec x_{d-1}^{\,2}+\frac{dz^2}{f(z)} \right], \qquad f(z)=1-\left(\frac{z}{z_h}\right)^d.

The boundary is at z=0z=0 and the horizon is at z=zhz=z_h. The temperature is

T=d4πzh.T=\frac{d}{4\pi z_h}.

The entropy density is the horizon area density divided by 4Gd+14G_{d+1}:

s=14Gd+1(Lzh)d1.s = \frac{1}{4G_{d+1}} \left(\frac{L}{z_h}\right)^{d-1}.

This is the same area law used in black-hole thermodynamics, now interpreted as the thermal entropy density of the dual CFT state.

For the canonical AdS5_5/CFT4_4 example, this gives

s=π22N2T3s = \frac{\pi^2}{2}N^2T^3

at large NN and strong ‘t Hooft coupling.

The shear source hxy(0)h^{(0)}_{xy} is represented in the bulk by a metric perturbation

gxy(z,t)=L2z2hxy(z,t),hxy(z,t)=ϕ(z)eiωt.g_{xy}(z,t) = \frac{L^2}{z^2}h_{xy}(z,t), \qquad h^{x}{}_{y}(z,t)=\phi(z)e^{-i\omega t}.

At zero spatial momentum, this perturbation is transverse and traceless. In an isotropic black-brane background governed by the two-derivative Einstein-Hilbert action,

S=116πGd+1dd+1xg(R+d(d1)L2)+Smatter,S = \frac{1}{16\pi G_{d+1}} \int d^{d+1}x\sqrt{-g} \left( R+\frac{d(d-1)}{L^2} \right) +S_{\mathrm{matter}},

it decouples from the other perturbations. The quadratic action for ϕ\phi is

S2=132πGd+1dd+1xggabaϕbϕ+Sbdry+contact terms.S_2 = -\frac{1}{32\pi G_{d+1}} \int d^{d+1}x\sqrt{-g}\, g^{ab}\partial_a\phi\partial_b\phi +S_{\mathrm{bdry}} +\text{contact terms}.

This is the action of a minimally coupled massless scalar with a fixed normalization. The equation of motion is therefore

z(ggzzzϕ)+ggttω2ϕ=0.\partial_z\left(\sqrt{-g}\,g^{zz}\partial_z\phi\right) + \sqrt{-g}\,g^{tt}\omega^2\phi =0.

In the planar black-brane metric, this becomes

z[(Lz)d1f(z)zϕ]+(Lz)d1ω2f(z)ϕ=0.\partial_z \left[ \left(\frac{L}{z}\right)^{d-1}f(z)\partial_z\phi \right] + \left(\frac{L}{z}\right)^{d-1} \frac{\omega^2}{f(z)}\phi =0.

This is the same equation encountered for a massless scalar in the real-time correlator chapter. The difference is the overall normalization: because ϕ\phi is a graviton component, its coupling is fixed by Gd+1G_{d+1}.

The radial canonical momentum conjugate to ϕ\phi is

Π(z,ω)=116πGd+1ggzzzϕ(z,ω).\Pi(z,\omega) = -\frac{1}{16\pi G_{d+1}} \sqrt{-g}\,g^{zz}\partial_z\phi(z,\omega).

The retarded correlator is obtained from the boundary ratio

GTxyTxyR(ω,0)=limz0Π(z,ω)ϕ(z,ω)+GcontactR(ω),G^R_{T^{xy}T^{xy}}(\omega,\mathbf 0) = \lim_{z\to0}\frac{\Pi(z,\omega)}{\phi(z,\omega)} + G^R_{\mathrm{contact}}(\omega),

again up to the sign convention used for sources. Holographic counterterms change local contact terms but do not change the dissipative coefficient η\eta.

At small ω\omega, the equation of motion implies that Π\Pi is radially conserved to leading order:

zΠ=O(ω2).\partial_z\Pi = O(\omega^2).

Thus the quantity needed for the Kubo formula can be evaluated at any radial slice. The horizon is the best slice, because the infalling condition becomes algebraic there.

This is the membrane-paradigm idea in its most economical form. The boundary viscosity is a low-frequency transport coefficient; low-frequency transport is controlled by horizon regularity.

Near the horizon, introduce the tortoise coordinate rr_* satisfying

dr=dzf(z).dr_* = \frac{dz}{f(z)}.

Since

f(z)4πT(zhz)f(z)\simeq 4\pi T(z_h-z)

near z=zhz=z_h, one has

r14πTlog(zhz).r_* \simeq -\frac{1}{4\pi T}\log(z_h-z).

A retarded correlator is obtained by imposing an infalling condition at the future horizon:

ϕ(z,t)exp[iω(t+r)].\phi(z,t) \sim \exp[-i\omega(t+r_*)].

Therefore

ϕ(z)(zhz)iω/(4πT).\phi(z) \sim (z_h-z)^{-i\omega/(4\pi T)}.

To first order in frequency,

zϕiω4πT1zhzϕ.\partial_z\phi \simeq \frac{i\omega}{4\pi T} \frac{1}{z_h-z}\phi.

The factor f(z)f(z) in gzzg^{zz} cancels the pole. Substituting into the canonical momentum gives a finite horizon value,

Πiωϕz=zh=116πGd+1(Lzh)d1.\frac{\Pi}{i\omega\phi}\bigg|_{z=z_h} = \frac{1}{16\pi G_{d+1}} \left(\frac{L}{z_h}\right)^{d-1}.

Using the Kubo formula, we find

η=116πGd+1(Lzh)d1.\eta = \frac{1}{16\pi G_{d+1}} \left(\frac{L}{z_h}\right)^{d-1}.

Comparing with the entropy density,

s=14Gd+1(Lzh)d1,s = \frac{1}{4G_{d+1}} \left(\frac{L}{z_h}\right)^{d-1},

gives

ηs=14π.\boxed{\frac{\eta}{s}=\frac{1}{4\pi}}.

Notice how little of the geometry was used. The ratio came from the universal graviton kinetic term and the universal horizon area law.

The result for thermal N=4\mathcal N=4 SYM

Section titled “The result for thermal N=4\mathcal N=4N=4 SYM”

For the AdS5_5 black brane dual to thermal N=4\mathcal N=4 SYM,

s=π22N2T3.s = \frac{\pi^2}{2}N^2T^3.

Therefore

η=s4π=π8N2T3.\eta = \frac{s}{4\pi} = \frac{\pi}{8}N^2T^3.

This is a strong-coupling result. It is not accessible by an ordinary weak-coupling expansion in the gauge theory. At weak coupling, the shear viscosity is parametrically larger because quasiparticles carry momentum for long times between scattering events. Strong coupling destroys long-lived quasiparticles, making the fluid much more efficient at dissipating shear stress.

A useful way to phrase the contrast is:

weakly coupled gas: η/s1,Einstein holographic plasma: η/s=14π.\text{weakly coupled gas: } \eta/s \gg 1, \qquad \text{Einstein holographic plasma: } \eta/s=\frac{1}{4\pi}.

The small ratio is one of the historical reasons holography became important in the study of strongly coupled plasma.

The original calculation can also be expressed in terms of graviton absorption. A shear graviton polarized along the brane is absorbed by the near-extremal black brane. In the low-frequency limit, a universal theorem for minimally coupled modes gives

σabs(ω0)=Ah,\sigma_{\mathrm{abs}}(\omega\to0)=A_h,

where AhA_h is the horizon area.

The Kubo formula relates the imaginary part of the stress-tensor correlator to the absorption probability. With the gravitational normalization, this gives

η=σabs(0)16πGd+1Vd1=Ah/Vd116πGd+1.\eta = \frac{\sigma_{\mathrm{abs}}(0)}{16\pi G_{d+1}V_{d-1}} = \frac{A_h/V_{d-1}}{16\pi G_{d+1}}.

Since

s=Ah/Vd14Gd+1,s=\frac{A_h/V_{d-1}}{4G_{d+1}},

the same ratio follows immediately.

This absorption argument is physically beautiful: the boundary plasma’s ability to dissipate shear stress is the bulk horizon’s ability to absorb a low-energy transverse graviton.

Why the result is universal in Einstein gravity

Section titled “Why the result is universal in Einstein gravity”

The equality η/s=1/(4π)\eta/s=1/(4\pi) follows under a specific set of assumptions:

AssumptionWhy it matters
Classical bulk gravitySuppresses bulk loops, corresponding to large NN.
Two-derivative Einstein actionFixes the graviton kinetic coupling to 1/(16πG)1/(16\pi G).
Regular black-brane horizonProvides the infalling condition and area entropy.
Isotropic thermal stateMakes hxyh^{x}{}_{y} a clean shear mode.
Zero spatial momentum and ω0\omega\to0Makes the radial flux conserved to leading order.
No nonminimal tensor couplingsPrevents the shear graviton from acquiring an effective horizon coupling different from 1/(16πG)1/(16\pi G).

The universality is therefore not an accident of AdS5×S5_5\times S^5. It holds for a broad class of black branes in Einstein gravity, including many finite-density and nonconformal examples, as long as the relevant shear perturbation remains minimally coupled.

In a neutral isotropic CFT, one also gets the shear diffusion constant

Dη=ηϵ+p.D_\eta = \frac{\eta}{\epsilon+p}.

For a relativistic thermal state with no charge density,

ϵ+p=sT,\epsilon+p=sT,

so Einstein holography gives

Dη=14πT.D_\eta = \frac{1}{4\pi T}.

This diffusion constant appears in the shear-channel hydrodynamic pole,

ω(q)=iDηq2+O(q4).\omega(q) = -iD_\eta q^2+O(q^4).

The ratio η/s\eta/s and the diffusion constant are related but not identical. At finite density,

ϵ+p=sT+μρ,\epsilon+p=sT+\mu\rho,

so DηD_\eta is not simply 1/(4πT)1/(4\pi T) even when η/s=1/(4π)\eta/s=1/(4\pi).

The result η/s=1/(4π)\eta/s=1/(4\pi) is the leading term in a controlled expansion. In the canonical example, the two most important corrections are:

  1. Stringy α\alpha' corrections, corresponding to finite ‘t Hooft coupling λ\lambda.
  2. Bulk quantum-loop corrections, corresponding to finite NN.

Schematic expansion:

ηs=14π[1+c1λ3/2+c2N2+]\frac{\eta}{s} = \frac{1}{4\pi} \left[ 1+c_1\lambda^{-3/2}+c_2N^{-2}+\cdots \right]

for type IIB on AdS5×S5_5\times S^5, with the leading finite-coupling correction positive in the standard convention.

More generally, higher-derivative gravitational terms change the effective coupling of the transverse graviton at the horizon. In five-dimensional Gauss-Bonnet gravity, for example, one finds schematically

ηs=14λGB4π,\frac{\eta}{s} = \frac{1-4\lambda_{\mathrm{GB}}}{4\pi},

where λGB\lambda_{\mathrm{GB}} is the Gauss-Bonnet coupling. Positive λGB\lambda_{\mathrm{GB}} lowers the ratio below 1/(4π)1/(4\pi).

This does not mean every lower value is consistent. Higher-derivative couplings are constrained by causality, positivity, unitarity, and the requirement that the bulk effective theory admit a sensible ultraviolet completion. The modern lesson is subtler than the original slogan:

14πis universal for two-derivative Einstein gravity,\frac{1}{4\pi} \quad \text{is universal for two-derivative Einstein gravity,}

but it is not an absolute lower bound on all possible quantum field theories.

The membrane paradigm treats a black-hole horizon as if it carries dissipative transport coefficients. Holography turns this into a precise boundary statement in the hydrodynamic limit.

For a bulk field ϕ\phi with canonical momentum Π\Pi, define the radial response function

G(z,ω)=Π(z,ω)ϕ(z,ω).\mathcal G(z,\omega) = \frac{\Pi(z,\omega)}{\phi(z,\omega)}.

The equation of motion implies a radial flow equation for G\mathcal G. At finite frequency, this flow is nontrivial: the horizon response evolves as one moves to the boundary. But for the shear viscosity, the Kubo limit is special:

ω0,q=0.\omega\to0, \qquad \mathbf q=0.

In this limit, the imaginary part linear in ω\omega is radially conserved. Therefore the boundary transport coefficient equals the horizon transport coefficient.

This is why the shear-viscosity calculation is both simple and profound. It is simple because the answer is a local horizon quantity. It is profound because a boundary hydrodynamic coefficient is determined by black-hole regularity.

What changes in anisotropic or translation-breaking systems?

Section titled “What changes in anisotropic or translation-breaking systems?”

If the state is anisotropic, different components of the viscosity tensor are no longer equivalent. For example, ηxyxy\eta_{xyxy} and ηxzxz\eta_{xzxz} can differ. Some shear modes may still be minimally coupled and retain the Einstein value, while others can mix with matter fields or see an effective coupling different from 1/(16πG)1/(16\pi G).

If translations are broken explicitly, the interpretation of shear viscosity can become more delicate. Momentum is no longer exactly conserved, and hydrodynamics may contain relaxation terms. Nevertheless, a stress-tensor Kubo formula can still define a viscosity-like coefficient when the long-distance effective description contains a slowly varying strain or velocity field.

The main moral is: once the symmetry structure changes, do not quote η/s=1/(4π)\eta/s=1/(4\pi) blindly. Identify the precise tensor component, the precise Kubo formula, and the precise bulk fluctuation.

A compact derivation in general coordinates

Section titled “A compact derivation in general coordinates”

It is useful to see the calculation in a coordinate-independent-looking form. Consider an isotropic black brane with metric

ds2=gtt(r)dt2+grr(r)dr2+gxx(r)dxd12,ds^2 = g_{tt}(r)dt^2+g_{rr}(r)dr^2+g_{xx}(r)d\vec x_{d-1}^{\,2},

where gtt<0g_{tt}<0, grr>0g_{rr}>0, and the horizon is at r=rhr=r_h. The shear perturbation hxy=ϕ(r)eiωth^{x}{}_{y}=\phi(r)e^{-i\omega t} has radial momentum

Π=116πGd+1ggrrrϕ.\Pi = -\frac{1}{16\pi G_{d+1}} \sqrt{-g}\,g^{rr}\partial_r\phi.

Near a nonextremal horizon, infalling regularity implies

rϕiωgrrgttϕ,\partial_r\phi \simeq -i\omega\sqrt{\frac{g_{rr}}{-g_{tt}}}\,\phi,

with the sign depending on the choice of outward radial coordinate. Hence

Πiωϕrh=116πGd+1gxx(rh)d1.\frac{\Pi}{i\omega\phi}\bigg|_{r_h} = \frac{1}{16\pi G_{d+1}} \sqrt{g_{xx}(r_h)^{d-1}}.

Therefore

η=116πGd+1gxx(rh)d1.\eta = \frac{1}{16\pi G_{d+1}} \sqrt{g_{xx}(r_h)^{d-1}}.

But the entropy density is

s=14Gd+1gxx(rh)d1.s = \frac{1}{4G_{d+1}} \sqrt{g_{xx}(r_h)^{d-1}}.

The ratio is again

ηs=14π.\frac{\eta}{s}=\frac{1}{4\pi}.

This derivation explains why the final answer is independent of the detailed radial profile of the geometry.

Mistake 1: Calling 1/(4π)1/(4\pi) “the AdS/CFT prediction”

Section titled “Mistake 1: Calling 1/(4π)1/(4\pi)1/(4π) “the AdS/CFT prediction””

It is the leading classical Einstein-gravity prediction. AdS/CFT itself is broader. Stringy corrections, higher-derivative terms, anisotropy, and quantum effects can change the ratio.

Mistake 2: Confusing shear viscosity with bulk viscosity

Section titled “Mistake 2: Confusing shear viscosity with bulk viscosity”

The transverse graviton hxyh^{x}{}_{y} computes shear viscosity. Bulk viscosity is associated with the trace/scalar channel and is zero in conformal theories but generally nonzero in nonconformal holographic models.

The viscosity is defined by

q=0,ω0.\mathbf q=0, \qquad \omega\to0.

Taking hydrodynamic limits in a different order can probe different physics, such as static susceptibilities or diffusion poles.

Mistake 4: Treating contact terms as viscosity

Section titled “Mistake 4: Treating contact terms as viscosity”

Counterterms and equilibrium pressure terms can modify the real part of GTxyTxyRG^R_{T^{xy}T^{xy}} at small frequency. The viscosity is extracted from the coefficient of iω-i\omega.

Mistake 5: Forgetting the tensor normalization

Section titled “Mistake 5: Forgetting the tensor normalization”

The shear graviton is not an arbitrary scalar with arbitrary coupling. Its normalization is fixed by the Einstein-Hilbert action. Missing a factor of 22 in the quadratic action or source coupling can obscure the numerical coefficient.

Exercise 1: Kubo formula from the constitutive relation

Section titled “Exercise 1: Kubo formula from the constitutive relation”

Consider a boundary metric perturbation

ds2=dt2+dx2+2hxy(0)(t)dxdy.ds^2=-dt^2+d\vec x^{\,2}+2h_{xy}^{(0)}(t)dxdy.

Argue that the dissipative part of the stress tensor has the form

δTdissxy=ηthxy(0).\delta T^{xy}_{\mathrm{diss}}=-\eta\,\partial_t h_{xy}^{(0)}.

Using hxy(0)(t)=hxy(0)(ω)eiωth_{xy}^{(0)}(t)=h_{xy}^{(0)}(\omega)e^{-i\omega t}, derive the Kubo relation

η=limω01ωImGTxyTxyR(ω,0).\eta=-\lim_{\omega\to0}\frac{1}{\omega}\operatorname{Im}G^R_{T^{xy}T^{xy}}(\omega,\mathbf 0).
Solution

A time-dependent off-diagonal metric perturbation is a shear strain. The corresponding strain rate is proportional to thxy(0)\partial_t h_{xy}^{(0)}. The dissipative stress is therefore

δTdissxy=ηthxy(0).\delta T^{xy}_{\mathrm{diss}} =-\eta\partial_t h_{xy}^{(0)}.

For the Fourier convention eiωte^{-i\omega t},

thxy(0)=iωhxy(0).\partial_t h_{xy}^{(0)}=-i\omega h_{xy}^{(0)}.

Thus

δTdissxy=iηωhxy(0).\delta T^{xy}_{\mathrm{diss}} =i\eta\omega h_{xy}^{(0)}.

Linear response gives, up to the source-sign convention used in the action,

δTxy=GTxyTxyRhxy(0).\delta T^{xy} =-G^R_{T^{xy}T^{xy}}h_{xy}^{(0)}.

Therefore the retarded function has the dissipative small-frequency term

GTxyTxyR(ω,0)=GR(0,0)iηω+O(ω2),G^R_{T^{xy}T^{xy}}(\omega,\mathbf 0) =G^R(0,\mathbf 0)-i\eta\omega+O(\omega^2),

so

η=limω01ωImGTxyTxyR(ω,0).\eta =-\lim_{\omega\to0} \frac{1}{\omega} \operatorname{Im}G^R_{T^{xy}T^{xy}}(\omega,\mathbf 0).

Exercise 2: Shear viscosity of thermal N=4\mathcal N=4 SYM

Section titled “Exercise 2: Shear viscosity of thermal N=4\mathcal N=4N=4 SYM”

Use the strong-coupling entropy density

s=π22N2T3s=\frac{\pi^2}{2}N^2T^3

and the Einstein-gravity result η/s=1/(4π)\eta/s=1/(4\pi) to compute η\eta.

Solution

The viscosity is

η=s4π.\eta=\frac{s}{4\pi}.

Substituting the entropy density gives

η=14ππ22N2T3=π8N2T3.\eta = \frac{1}{4\pi}\frac{\pi^2}{2}N^2T^3 = \frac{\pi}{8}N^2T^3.

This is the standard large-NN, large-λ\lambda result for the thermal N=4\mathcal N=4 SYM plasma.

Exercise 3: Horizon derivation for the AdSd+1_{d+1} black brane

Section titled “Exercise 3: Horizon derivation for the AdSd+1_{d+1}d+1​ black brane”

For

ds2=L2z2[f(z)dt2+dxd12+dz2f(z)],f(z)=1(zzh)d,ds^2 = \frac{L^2}{z^2} \left[ -f(z)dt^2+d\vec x_{d-1}^{\,2}+\frac{dz^2}{f(z)} \right], \qquad f(z)=1-\left(\frac{z}{z_h}\right)^d,

show that the small-frequency infalling solution gives

η=116πGd+1(Lzh)d1.\eta = \frac{1}{16\pi G_{d+1}} \left(\frac{L}{z_h}\right)^{d-1}.
Solution

The radial momentum for the shear graviton is

Π=116πGd+1ggzzzϕ.\Pi = -\frac{1}{16\pi G_{d+1}} \sqrt{-g}g^{zz}\partial_z\phi.

For the black brane,

g=(Lz)d+1,gzz=z2L2f(z),\sqrt{-g}=\left(\frac{L}{z}\right)^{d+1}, \qquad g^{zz}=\frac{z^2}{L^2}f(z),

so

ggzz=(Lz)d1f(z).\sqrt{-g}g^{zz} = \left(\frac{L}{z}\right)^{d-1}f(z).

Near the horizon,

f(z)4πT(zhz),f(z)\simeq4\pi T(z_h-z),

and the infalling solution behaves as

ϕ(zhz)iω/(4πT).\phi\sim(z_h-z)^{-i\omega/(4\pi T)}.

Therefore

zϕiω4πT1zhzϕ.\partial_z\phi \simeq \frac{i\omega}{4\pi T}\frac{1}{z_h-z}\phi.

Multiplying by f(z)f(z) gives

f(z)zϕiωϕ.f(z)\partial_z\phi \simeq i\omega\phi.

Thus, up to the overall sign fixed by the outward-normal convention,

Πiωϕz=zh=116πGd+1(Lzh)d1.\frac{\Pi}{i\omega\phi}\bigg|_{z=z_h} = \frac{1}{16\pi G_{d+1}} \left(\frac{L}{z_h}\right)^{d-1}.

The Kubo formula identifies this coefficient with η\eta.

For a neutral relativistic fluid, the shear diffusion constant is

Dη=ηϵ+p.D_\eta=\frac{\eta}{\epsilon+p}.

Use thermodynamics and η/s=1/(4π)\eta/s=1/(4\pi) to show that an Einstein holographic plasma has

Dη=14πT.D_\eta=\frac{1}{4\pi T}.
Solution

At zero charge density,

ϵ+p=sT.\epsilon+p=sT.

Therefore

Dη=ηsT=1Tηs.D_\eta = \frac{\eta}{sT} = \frac{1}{T}\frac{\eta}{s}.

Using

ηs=14π\frac{\eta}{s}=\frac{1}{4\pi}

gives

Dη=14πT.D_\eta=\frac{1}{4\pi T}.

Suppose a five-dimensional higher-derivative model gives

ηs=14λGB4π.\frac{\eta}{s}=\frac{1-4\lambda_{\mathrm{GB}}}{4\pi}.

For what sign of λGB\lambda_{\mathrm{GB}} is the Einstein value lowered? Why does this not automatically define a consistent family of CFTs for arbitrarily large λGB\lambda_{\mathrm{GB}}?

Solution

The ratio is below the Einstein value when

14λGB<1,1-4\lambda_{\mathrm{GB}}<1,

so

λGB>0.\lambda_{\mathrm{GB}}>0.

However, a lower ratio in a classical higher-derivative model does not by itself guarantee that the dual quantum field theory is consistent. Large higher-derivative couplings can lead to causality violations, positivity violations, ghosts, or a breakdown of the effective field theory expansion. A consistent holographic model must satisfy additional constraints beyond the formal Kubo calculation.