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Hawking-Page Transition and Confinement

The previous page introduced AdS-Schwarzschild black holes and planar black branes as thermal states of the dual field theory. We now study a sharper question: which Euclidean bulk geometry dominates the canonical ensemble at a fixed boundary temperature?

For a CFT on the spatial sphere Sd1S^{d-1}, the Euclidean thermal boundary is

M=Sβ1×Sd1,β=1T.\partial M = S^1_\beta \times S^{d-1}, \qquad \beta = \frac{1}{T}.

There are two especially important smooth bulk fillings of this same boundary:

  1. Thermal AdS, which is Euclidean global AdS with periodically identified time. It has no horizon. The thermal circle Sβ1S^1_\beta is noncontractible in the bulk.
  2. Euclidean AdS-Schwarzschild, where the thermal circle smoothly shrinks at the horizon. Its Euclidean geometry has a cigar-like (r,τ)(r,\tau) part.

The Hawking-Page transition is the transition between these two saddles. In the dual large-NN gauge theory it is interpreted as a confinement/deconfinement transition, or more precisely as a transition from a phase with only O(1)O(1) thermal entropy above the vacuum to a phase with O(N2)O(N^2) entropy.

In classical gravity, the rule is simple:

Z(β)saddles ieIE,iren,Fi=IE,irenβ.Z(\beta) \approx \sum_{\text{saddles }i} e^{-I_{E,i}^{\mathrm{ren}}}, \qquad F_i = \frac{I_{E,i}^{\mathrm{ren}}}{\beta}.

The dominant phase is the saddle with smaller renormalized Euclidean action.

Thermal AdS and Euclidean AdS-Schwarzschild are two smooth bulk fillings of the same thermal boundary. The Hawking-Page transition occurs when the black-hole free energy crosses the thermal-AdS free energy.

The Hawking-Page transition compares two bulk fillings of the same boundary Sβ1×Sd1S^1_\beta\times S^{d-1}. Thermal AdS has topology Sβ1×BdS^1_\beta\times B^d, while the Euclidean black hole has topology D2×Sd1D^2\times S^{d-1}. The transition occurs at rh=Lr_h=L, or THP=(d1)/(2πL)T_{\mathrm{HP}}=(d-1)/(2\pi L) for spherical AdSd+1_{d+1} Schwarzschild black holes.

This page has one central lesson: a black hole is not automatically the dominant thermal saddle just because it exists. One must compare free energies.

Consider Einstein gravity with negative cosmological constant in d+1d+1 bulk dimensions,

IE=116πGd+1Mdd+1xg(R+d(d1)L2)18πGd+1MddxhK+Ict.I_E = -\frac{1}{16\pi G_{d+1}}\int_M d^{d+1}x\sqrt g\left(R+\frac{d(d-1)}{L^2}\right) -\frac{1}{8\pi G_{d+1}}\int_{\partial M}d^d x\sqrt h\,K + I_{\mathrm{ct}}.

Here LL is the AdS radius, hijh_{ij} is the induced metric at the cutoff boundary, KK is the trace of the extrinsic curvature, and IctI_{\mathrm{ct}} denotes the standard local counterterms. The Euclidean path integral with boundary metric Sβ1×Sd1S^1_\beta\times S^{d-1} computes the thermal partition function of the boundary theory on Sd1S^{d-1},

ZCFT(β)=TrH(Sd1)eβHZgrav[Sβ1×Sd1].Z_{\mathrm{CFT}}(\beta) = \mathrm{Tr}_{\mathcal H(S^{d-1})} e^{-\beta H} \approx Z_{\mathrm{grav}}[S^1_\beta\times S^{d-1}].

At large NN and large ‘t Hooft coupling, the gravitational path integral is approximated by classical saddles,

logZIEren[gcl].\log Z \approx - I_E^{\mathrm{ren}}[g_{\mathrm{cl}}].

The boundary data specify the temperature and the spatial geometry, but they do not uniquely specify the bulk topology. Different smooth fillings can contribute to the same ensemble. This is why the Hawking-Page transition is possible.

The physical interpretation depends on the boundary spatial manifold. For global AdS, the dual theory lives on Sd1S^{d-1}. This is a compact space, so strictly speaking one should not expect ordinary finite-volume phase transitions at finite NN. At N=N=\infty, however, the number of degrees of freedom scales like N2N^2, and the large-NN limit supplies a genuine thermodynamic limit even on a compact sphere.

Thermal AdS is obtained by taking Euclidean global AdS and identifying the Euclidean time coordinate,

ττ+β.\tau \sim \tau+\beta.

The Lorentzian global AdS metric is

ds2=(1+r2L2)dt2+dr21+r2/L2+r2dΩd12.ds^2 = -\left(1+\frac{r^2}{L^2}\right)dt^2 + \frac{dr^2}{1+r^2/L^2} +r^2 d\Omega_{d-1}^2.

After t=iτt=-i\tau, the Euclidean metric is

dsE2=(1+r2L2)dτ2+dr21+r2/L2+r2dΩd12.ds_E^2 = \left(1+\frac{r^2}{L^2}\right)d\tau^2 + \frac{dr^2}{1+r^2/L^2} +r^2 d\Omega_{d-1}^2.

There is no horizon, so smoothness imposes no special value of β\beta. Any temperature is allowed. Topologically,

Mthermal AdSSβ1×Bd.M_{\mathrm{thermal\ AdS}} \simeq S^1_\beta\times B^d.

The Euclidean time circle is noncontractible. The sphere Sd1S^{d-1} shrinks smoothly in the center of AdS, just as the boundary sphere of a ball shrinks in the interior of the ball.

From the CFT point of view, thermal AdS describes a low-temperature phase in which the leading large-NN entropy is absent:

Sthermal AdS=O(1)above the vacuum contribution.S_{\mathrm{thermal\ AdS}} = O(1) \quad \text{above the vacuum contribution.}

The phrase “above the vacuum contribution” matters. A CFT on Sd1S^{d-1} can have a Casimir energy, and in holographic CFTs that vacuum energy may scale like N2N^2. But the thermal entropy of the thermal-AdS saddle is not O(N2)O(N^2) at leading classical order. The first thermal corrections come from a gas of bulk supergravity or string modes and are suppressed relative to a classical black-hole entropy.

The spherical AdS-Schwarzschild black hole

Section titled “The spherical AdS-Schwarzschild black hole”

The Euclidean AdS-Schwarzschild metric with spherical horizon is

dsE2=f(r)dτ2+dr2f(r)+r2dΩd12,ds_E^2 = f(r)d\tau^2 +\frac{dr^2}{f(r)} +r^2 d\Omega_{d-1}^2,

with

f(r)=1+r2L2μrd2.f(r)=1+\frac{r^2}{L^2}-\frac{\mu}{r^{d-2}}.

The horizon radius rhr_h is the largest positive root of f(rh)=0f(r_h)=0, so

μ=rhd2(1+rh2L2).\mu = r_h^{d-2}\left(1+\frac{r_h^2}{L^2}\right).

Near r=rhr=r_h, the Euclidean (r,τ)(r,\tau) geometry is smooth only if τ\tau has the correct period. The general formula is

T=f(rh)4π.T = \frac{f'(r_h)}{4\pi}.

Using the expression for f(r)f(r) gives

T(rh)=14πrh(drh2L2+d2).T(r_h) = \frac{1}{4\pi r_h}\left(d\frac{r_h^2}{L^2}+d-2\right).

The Euclidean geometry is a cigar in the (r,τ)(r,\tau) directions: the thermal circle shrinks smoothly at r=rhr=r_h. Topologically,

MBHD2×Sd1.M_{\mathrm{BH}} \simeq D^2\times S^{d-1}.

This topology difference is not decorative. It controls the Polyakov loop, the dominant saddle, and the deconfinement interpretation.

The temperature function

T(rh)=14πrh(drh2L2+d2)T(r_h) = \frac{1}{4\pi r_h}\left(d\frac{r_h^2}{L^2}+d-2\right)

has a minimum for d>2d>2. Differentiating with respect to rhr_h gives

dTdrh=0rh2=d2dL2.\frac{dT}{dr_h}=0 \quad\Longrightarrow\quad r_h^2=\frac{d-2}{d}L^2.

Thus

rmin=Ld2d,Tmin=d(d2)2πL.r_{\min}=L\sqrt{\frac{d-2}{d}}, \qquad T_{\min}=\frac{\sqrt{d(d-2)}}{2\pi L}.

For T<TminT<T_{\min}, no smooth spherical AdS-Schwarzschild black hole with that boundary temperature exists. For T>TminT>T_{\min}, there are two black-hole branches:

  • a small black hole with rh<rminr_h<r_{\min}, negative specific heat, and local thermodynamic instability;
  • a large black hole with rh>rminr_h>r_{\min}, positive specific heat, and local thermodynamic stability.

This is already different from asymptotically flat Schwarzschild thermodynamics. AdS acts like a gravitational box. Large AdS black holes can be in stable equilibrium with their Hawking radiation because the AdS boundary reflects radiation back into the bulk.

Local stability, however, is not the same as dominance. A locally stable black hole can still have larger free energy than thermal AdS.

The ADM mass of the spherical AdS-Schwarzschild solution is

M=(d1)Ωd116πGd+1rhd2(1+rh2L2),M = \frac{(d-1)\Omega_{d-1}}{16\pi G_{d+1}} r_h^{d-2}\left(1+\frac{r_h^2}{L^2}\right),

where Ωd1\Omega_{d-1} is the volume of the unit Sd1S^{d-1}. The Bekenstein-Hawking entropy is

S=Ah4Gd+1=Ωd1rhd14Gd+1.S = \frac{A_h}{4G_{d+1}} = \frac{\Omega_{d-1}r_h^{d-1}}{4G_{d+1}}.

In the canonical ensemble the relevant thermodynamic potential is

F=MTS.F=M-TS.

Substituting the formulas above gives the remarkably simple result

FBH=Ωd116πGd+1rhd2(1rh2L2),F_{\mathrm{BH}} = \frac{\Omega_{d-1}}{16\pi G_{d+1}} r_h^{d-2} \left(1-\frac{r_h^2}{L^2}\right),

where the zero of free energy is chosen so that thermal AdS has vanishing thermal free energy after the vacuum subtraction.

Therefore

FBH>0forrh<L,F_{\mathrm{BH}}>0 \quad \text{for} \quad r_h<L,

and

FBH<0forrh>L.F_{\mathrm{BH}}<0 \quad \text{for} \quad r_h>L.

The Hawking-Page transition occurs at

rh=L.r_h=L.

The corresponding temperature is

THP=T(L)=d12πL.T_{\mathrm{HP}} = T(L) = \frac{d-1}{2\pi L}.

For T<THPT<T_{\mathrm{HP}}, thermal AdS dominates the canonical ensemble. For T>THPT>T_{\mathrm{HP}}, the large AdS black hole dominates.

The transition is first order for d>2d>2 because the entropy jumps at leading large NN. At the transition,

SBH(rh=L)=Ωd1Ld14Gd+1,S_{\mathrm{BH}}(r_h=L) = \frac{\Omega_{d-1}L^{d-1}}{4G_{d+1}},

which is of order N2N^2 in a matrix large-NN holographic CFT. Thermal AdS has no such classical horizon entropy.

The CFT interpretation: confinement and deconfinement

Section titled “The CFT interpretation: confinement and deconfinement”

The thermal phases are most cleanly distinguished by the large-NN scaling of the free energy and entropy.

In a matrix large-NN gauge theory, the deconfined plasma has order N2N^2 gluonic degrees of freedom:

FdeconfinedN2,SdeconfinedN2.F_{\mathrm{deconfined}} \sim N^2, \qquad S_{\mathrm{deconfined}} \sim N^2.

A confined phase has only color-singlet excitations, so its thermal entropy is order one at fixed temperature:

FconfinedFvacO(1),SconfinedO(1).F_{\mathrm{confined}}-F_{\mathrm{vac}} \sim O(1), \qquad S_{\mathrm{confined}}\sim O(1).

The Hawking-Page dictionary is then

Bulk saddleBoundary phaseLeading thermal entropyGeometry
thermal AdSconfined-like phaseO(1)O(1)no horizon
large AdS black holedeconfined phaseO(N2)O(N^2)horizon
small AdS black holeunstable saddleO(N2)O(N^2) but negative specific heathorizon

This is the gravitational origin of the statement that black-hole formation in global AdS is dual to deconfinement in the large-NN gauge theory.

One must read this statement carefully. The canonical example, N=4\mathcal N=4 SYM on S3S^3, is not QCD on flat space. It is a conformal gauge theory on a compact sphere. The word “confinement” here means that the low-temperature phase has the large-NN counting, center-symmetry behavior, and color-singlet spectrum characteristic of confinement. It does not mean that the conformal theory on flat R3\mathbb R^3 has a mass gap or a linear quark potential.

The Polyakov loop and the contractible thermal circle

Section titled “The Polyakov loop and the contractible thermal circle”

A useful diagnostic of deconfinement in gauge theory is the Polyakov loop,

P(x)=1NTrPexp(i0βdτAτ(τ,x)).P(\vec x) = \frac{1}{N}\mathrm{Tr}\,\mathcal P \exp\left(i\int_0^\beta d\tau\, A_\tau(\tau,\vec x)\right).

In a pure gauge theory with center symmetry, P=0\langle P\rangle=0 in the confined phase and P0\langle P\rangle\neq 0 in the deconfined phase. With adjoint matter, the center symmetry is not explicitly broken by dynamical fundamentals, so this remains a natural large-NN diagnostic.

In holography, a Polyakov loop is computed by a Euclidean fundamental string worldsheet whose boundary wraps the thermal circle at the AdS boundary:

Pexp(SF1ren).\langle P\rangle \sim \exp(-S_{\mathrm{F1}}^{\mathrm{ren}}).

Now the topology matters.

In thermal AdS, the thermal circle is noncontractible. A disk-shaped fundamental string worldsheet ending on a single thermal circle at the boundary cannot smoothly fill the loop in the bulk. At leading classical order this gives

P=0thermal AdS.\langle P\rangle = 0 \qquad \text{thermal AdS.}

In Euclidean AdS-Schwarzschild, the thermal circle contracts at the horizon. A disk worldsheet can end on the boundary thermal circle and cap off smoothly in the interior. This gives

P0black-hole phase.\langle P\rangle \neq 0 \qquad \text{black-hole phase.}

This is one of the cleanest geometric translations of deconfinement: the thermal circle becomes contractible in the dominant Euclidean geometry.

There is a small caveat. In a finite-volume system at finite NN, symmetries are not truly spontaneously broken. The sharp order parameter appears after taking NN\to\infty first.

For the canonical AdS5_5/CFT4_4 example, set d=4d=4. The spherical AdS5_5 black hole has

T(rh)=14πrh(4rh2L2+2)=12πrh(1+2rh2L2).T(r_h) = \frac{1}{4\pi r_h}\left(4\frac{r_h^2}{L^2}+2\right) = \frac{1}{2\pi r_h}\left(1+2\frac{r_h^2}{L^2}\right).

The minimum temperature is

Tmin=82πL=2πL,T_{\min} = \frac{\sqrt{8}}{2\pi L} = \frac{\sqrt 2}{\pi L},

while the Hawking-Page temperature is

THP=32πL.T_{\mathrm{HP}} = \frac{3}{2\pi L}.

The free energy is

FBH=π8G5rh2(1rh2L2),F_{\mathrm{BH}} = \frac{\pi}{8G_5}r_h^2\left(1-\frac{r_h^2}{L^2}\right),

since Ω3=2π2\Omega_3=2\pi^2. It changes sign at rh=Lr_h=L.

Using

L3G5N2,\frac{L^3}{G_5}\sim N^2,

we see that the black-hole entropy scales as

SBHrh3G5N2(rhL)3.S_{\mathrm{BH}} \sim \frac{r_h^3}{G_5} \sim N^2 \left(\frac{r_h}{L}\right)^3.

At the transition this is already O(N2)O(N^2). The dual transition is therefore a large-NN deconfinement transition of N=4\mathcal N=4 SYM on S3S^3 at strong coupling.

Why there is no Hawking-Page transition for the planar black brane

Section titled “Why there is no Hawking-Page transition for the planar black brane”

The spherical Hawking-Page transition is often confused with the planar black-brane thermodynamics used for N=4\mathcal N=4 SYM on R3\mathbb R^3. These are different ensembles.

The planar black brane has metric

ds2=r2L2(f(r)dt2+dx2)+L2r2dr2f(r),f(r)=1(rhr)d.ds^2 = \frac{r^2}{L^2}\left(-f(r)dt^2+d\vec x^{\,2}\right) +\frac{L^2}{r^2}\frac{dr^2}{f(r)}, \qquad f(r)=1-\left(\frac{r_h}{r}\right)^d.

Its boundary is

Sβ1×Rd1S^1_\beta\times \mathbb R^{d-1}

or a large torus approximation to it. For a conformal theory in infinite flat space, there is no dimensionless parameter like TLTL built from a sphere radius. Once T>0T>0, the black brane gives the deconfined plasma saddle with free-energy density

fN2Td.f \sim - N^2 T^d.

There is no finite-temperature Hawking-Page transition in the strict planar conformal case. The black brane dominates over the corresponding thermal Poincare AdS saddle for any nonzero temperature, after comparing densities.

This is not a contradiction. The global transition uses the finite sphere radius LL as an additional scale. The planar plasma is the high-temperature, large-volume limit of the global black hole.

Confining geometries and Hawking-Page-like transitions

Section titled “Confining geometries and Hawking-Page-like transitions”

The global Hawking-Page transition is not the only holographic route to confinement. In QCD-like holographic models, the low-temperature geometry often has an IR cap. A common Euclidean topology story is this:

  • In the confined phase, a spatial circle contracts smoothly in the bulk. The thermal circle is noncontractible.
  • In the deconfined phase, the thermal circle contracts at a horizon. The spatial circle remains finite.

This exchange of contractible cycles is the geometric core of many confinement/deconfinement transitions in holography.

For example, in Witten’s model of a confining large-NN gauge theory, one compactifies a spatial direction with supersymmetry-breaking boundary conditions. At low temperature, the spatial circle caps off smoothly; at high temperature, a black-hole geometry dominates. The phase transition is Hawking-Page-like, but it is not the same as the spherical AdSd+1_{d+1} transition above.

The diagnostic Wilson loops also know about the geometry. In a confining background, a spatial Wilson loop can have an area law because the string worldsheet is forced to sit near the IR cap. In a deconfined black-hole background, temporal Wilson loops are allowed because the thermal circle caps off at the horizon.

At leading classical order, the transition is a jump between two geometries with different topology. The most important quantities behave as follows.

Thermal AdS has no horizon, so

Sthermal AdS=O(1)S_{\mathrm{thermal\ AdS}}=O(1)

above the vacuum piece. A large AdS black hole has

SBH=Ah4Gd+1=O(N2).S_{\mathrm{BH}}=\frac{A_h}{4G_{d+1}}=O(N^2).

Thus the entropy jumps by O(N2)O(N^2) at N=N=\infty.

The energy also jumps by O(N2)O(N^2). In the CFT this is the latent heat of the first-order deconfinement transition.

At leading large NN,

P=0in thermal AdS,P0in the black-hole phase.\langle P\rangle = 0 \quad \text{in thermal AdS}, \qquad \langle P\rangle \neq 0 \quad \text{in the black-hole phase}.

Thermal AdS corresponds to a gas of color-singlet states. The black-hole phase corresponds to a deconfined plasma with a continuous-looking spectrum in the large-volume or high-temperature limit. On the gravity side, the difference is between normal modes in a horizonless spacetime and dissipative quasinormal modes in a black-hole spacetime.

The same physics can be described in the CFT using the holonomy around the thermal circle. Define the thermal holonomy

U=Pexp(i0βdτAτ).U = \mathcal P\exp\left(i\int_0^\beta d\tau\,A_\tau\right).

The Polyakov loops are moments of the eigenvalue distribution,

un=1NTrUn.u_n = \frac{1}{N}\mathrm{Tr}\,U^n.

A center-symmetric confined phase has an approximately uniform eigenvalue distribution on the unit circle, so

ν1=0.\langle \nu_1\rangle=0.

A deconfined phase has a gapped or clumped eigenvalue distribution, giving

ν10.\langle \nu_1\rangle\neq 0.

At weak coupling on S3S^3, this matrix-model language gives a useful perturbative picture of deconfinement. At strong coupling and large NN, the gravitational Hawking-Page transition is the dual description.

The details of the weak-coupling and strong-coupling transitions need not match quantitatively. Protected quantities are special; thermal free energies and deconfinement temperatures are generally not protected.

Mistake 1: “Every AdS black hole dominates at its temperature.”

Section titled “Mistake 1: “Every AdS black hole dominates at its temperature.””

No. The black-hole solution may exist but fail to dominate the canonical ensemble. For Tmin<T<THPT_{\min}<T<T_{\mathrm{HP}}, the large black hole is locally stable but still has higher free energy than thermal AdS.

Mistake 2: “The small black hole is the confined phase.”

Section titled “Mistake 2: “The small black hole is the confined phase.””

No. The small black hole has a horizon and O(N2)O(N^2) entropy, but it is thermodynamically unstable in the canonical ensemble. The confined-like phase is thermal AdS, not the small black hole.

Mistake 3: “The Hawking-Page transition is the same as the black-brane plasma at any TT.”

Section titled “Mistake 3: “The Hawking-Page transition is the same as the black-brane plasma at any TTT.””

No. The Hawking-Page transition for global AdS depends on the boundary sphere radius. The planar black brane describes a CFT on flat space and has no finite-temperature confinement/deconfinement transition in the conformal case.

Mistake 4: “Confinement means the same thing in every holographic model.”

Section titled “Mistake 4: “Confinement means the same thing in every holographic model.””

No. In N=4\mathcal N=4 SYM on S3S^3, the confined-like phase is defined by large-NN counting and center-symmetry diagnostics on a compact space. In QCD-like holographic models, confinement may also mean a mass gap, area-law spatial Wilson loops, and an IR cap in the geometry.

Mistake 5: “The free energy of thermal AdS is literally zero.”

Section titled “Mistake 5: “The free energy of thermal AdS is literally zero.””

Only after a choice of subtraction. The physical comparison is between renormalized Euclidean actions with the same boundary geometry. The CFT on a sphere can have a vacuum Casimir energy; the key point is the absence of leading O(N2)O(N^2) thermal entropy in the low-temperature saddle.

Exercise 1: Derive the black-hole temperature

Section titled “Exercise 1: Derive the black-hole temperature”

For the spherical AdS-Schwarzschild metric

f(r)=1+r2L2μrd2,f(r)=1+\frac{r^2}{L^2}-\frac{\mu}{r^{d-2}},

use f(rh)=0f(r_h)=0 to show that

T=14πrh(drh2L2+d2).T=\frac{1}{4\pi r_h}\left(d\frac{r_h^2}{L^2}+d-2\right).
Solution

The horizon condition gives

μ=rhd2(1+rh2L2).\mu=r_h^{d-2}\left(1+\frac{r_h^2}{L^2}\right).

Differentiate f(r)f(r):

f(r)=2rL2+(d2)μrd1.f'(r)=\frac{2r}{L^2}+(d-2)\frac{\mu}{r^{d-1}}.

At r=rhr=r_h,

f(rh)=2rhL2+(d2)1rh(1+rh2L2).f'(r_h) =\frac{2r_h}{L^2} +(d-2)\frac{1}{r_h}\left(1+\frac{r_h^2}{L^2}\right).

Therefore

f(rh)=drhL2+d2rh,f'(r_h) =\frac{d r_h}{L^2}+\frac{d-2}{r_h},

and Euclidean smoothness gives

T=f(rh)4π=14πrh(drh2L2+d2).T=\frac{f'(r_h)}{4\pi} =\frac{1}{4\pi r_h}\left(d\frac{r_h^2}{L^2}+d-2\right).

Exercise 2: Find TminT_{\min} and THPT_{\mathrm{HP}}

Section titled “Exercise 2: Find Tmin⁡T_{\min}Tmin​ and THPT_{\mathrm{HP}}THP​”

For d>2d>2, show that the black-hole temperature has a minimum at

rmin=Ld2d,r_{\min}=L\sqrt{\frac{d-2}{d}},

and find TminT_{\min}. Then show that the Hawking-Page transition occurs at

THP=d12πL.T_{\mathrm{HP}}=\frac{d-1}{2\pi L}.
Solution

Write

T(rh)=14π(drhL2+d2rh).T(r_h)=\frac{1}{4\pi}\left(\frac{d r_h}{L^2}+\frac{d-2}{r_h}\right).

Then

dTdrh=14π(dL2d2rh2).\frac{dT}{dr_h} =\frac{1}{4\pi}\left(\frac{d}{L^2}-\frac{d-2}{r_h^2}\right).

Setting this to zero gives

rh2=d2dL2.r_h^2=\frac{d-2}{d}L^2.

Thus

rmin=Ld2d.r_{\min}=L\sqrt{\frac{d-2}{d}}.

Substituting into T(rh)T(r_h) gives

Tmin=d(d2)2πL.T_{\min} =\frac{\sqrt{d(d-2)}}{2\pi L}.

The Hawking-Page transition is where the black-hole free energy changes sign,

FBH1rh2L2=0.F_{\mathrm{BH}} \propto 1-\frac{r_h^2}{L^2}=0.

Therefore rh=Lr_h=L. Substituting into T(rh)T(r_h) gives

THP=14πL(d+d2)=d12πL.T_{\mathrm{HP}} =\frac{1}{4\pi L}(d+d-2) =\frac{d-1}{2\pi L}.

Exercise 3: Derive the free energy from MTSM-TS

Section titled “Exercise 3: Derive the free energy from M−TSM-TSM−TS”

Using

M=(d1)Ωd116πGd+1rhd2(1+rh2L2),M = \frac{(d-1)\Omega_{d-1}}{16\pi G_{d+1}} r_h^{d-2}\left(1+\frac{r_h^2}{L^2}\right), S=Ωd1rhd14Gd+1,S = \frac{\Omega_{d-1}r_h^{d-1}}{4G_{d+1}},

and

T=14πrh(drh2L2+d2),T = \frac{1}{4\pi r_h}\left(d\frac{r_h^2}{L^2}+d-2\right),

show that

F=MTS=Ωd116πGd+1rhd2(1rh2L2).F=M-TS = \frac{\Omega_{d-1}}{16\pi G_{d+1}} r_h^{d-2}\left(1-\frac{r_h^2}{L^2}\right).
Solution

First compute

TS=Ωd1rhd14Gd+114πrh(drh2L2+d2).TS = \frac{\Omega_{d-1}r_h^{d-1}}{4G_{d+1}} \frac{1}{4\pi r_h}\left(d\frac{r_h^2}{L^2}+d-2\right).

Thus

TS=Ωd116πGd+1rhd2(drh2L2+d2).TS = \frac{\Omega_{d-1}}{16\pi G_{d+1}} r_h^{d-2} \left(d\frac{r_h^2}{L^2}+d-2\right).

Subtracting from MM gives

F=Ωd116πGd+1rhd2[(d1)(1+rh2L2)drh2L2(d2)].F = \frac{\Omega_{d-1}}{16\pi G_{d+1}} r_h^{d-2} \left[(d-1)\left(1+\frac{r_h^2}{L^2}\right)-d\frac{r_h^2}{L^2}-(d-2)\right].

The bracket simplifies to

(d1)(d2)+(d1d)rh2L2=1rh2L2.(d-1)-(d-2)+\left(d-1-d\right)\frac{r_h^2}{L^2} =1-\frac{r_h^2}{L^2}.

Therefore

F=Ωd116πGd+1rhd2(1rh2L2).F = \frac{\Omega_{d-1}}{16\pi G_{d+1}} r_h^{d-2}\left(1-\frac{r_h^2}{L^2}\right).

Explain why the topology of the Euclidean thermal circle implies P=0\langle P\rangle=0 in thermal AdS but allows P0\langle P\rangle\neq 0 in the AdS black-hole phase.

Solution

In holography, a Polyakov loop is represented by a Euclidean fundamental string worldsheet ending on the thermal circle at the boundary.

In thermal AdS, the boundary thermal circle is noncontractible in the bulk. A disk-shaped string worldsheet cannot end on a single noncontractible loop and close smoothly in the interior. Thus there is no classical disk saddle for a single Polyakov loop, giving P=0\langle P\rangle=0 at leading large NN.

In the Euclidean black-hole geometry, the thermal circle shrinks smoothly at the horizon. The string worldsheet can form a disk: its boundary is the thermal circle at infinity, and its interior caps off at the horizon. Thus a finite-action worldsheet exists and P\langle P\rangle can be nonzero.

This is the geometric version of deconfinement.

Exercise 5: Why the planar brane has no finite-temperature Hawking-Page transition

Section titled “Exercise 5: Why the planar brane has no finite-temperature Hawking-Page transition”

Use dimensional analysis to explain why a conformal theory on Rd1\mathbb R^{d-1} should have free-energy density

f(T)N2Tdf(T)\propto -N^2 T^d

in the deconfined plasma phase, and why there is no special finite temperature analogous to THPT_{\mathrm{HP}}.

Solution

On Rd1\mathbb R^{d-1}, a CFT at temperature TT has no scale other than TT. The free-energy density has dimension dd, so dimensional analysis gives

f(T)=cN2Tdf(T)= -c N^2 T^d

for some positive constant cc in the deconfined phase. There is no sphere radius LL or confinement scale Λ\Lambda with which to form a dimensionless quantity such as TLTL or T/ΛT/\Lambda.

The global Hawking-Page transition occurs because the boundary sphere supplies a scale LL, and the spherical black-hole free energy can change sign as rh/Lr_h/L varies. For the planar brane, the corresponding black-brane free-energy density is negative for every T>0T>0. Thus the conformal plasma on flat space has no finite-temperature Hawking-Page transition.

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