Skip to content

Why CFT Before AdS/CFT?

The fastest way to misunderstand AdS/CFT is to treat it as a mysterious equivalence between two unrelated things: a gravitational theory in one spacetime and a quantum field theory in another. The fastest way to understand it is to notice that the boundary theory is not just any QFT. It is a conformal field theory, and conformal field theory already knows an astonishing amount about anti-de Sitter spacetime.

This course starts with CFT because the basic objects of AdS/CFT are already CFT objects:

  • the conformal group SO(d,2)SO(d,2) is the isometry group of AdSd+1AdS_{d+1},
  • local CFT operators become bulk fields,
  • CFT sources become boundary conditions for bulk fields,
  • scaling dimensions become bulk masses,
  • CFT Ward identities become bulk gauge and diffeomorphism constraints,
  • CFT OPE coefficients become bulk interaction vertices,
  • large-NN factorization becomes semiclassical gravity,
  • thermal CFT states become black holes or black branes,
  • entanglement data becomes geometric data.

The slogan is not that CFT is useful background. The slogan is sharper:

the CFT is the nonperturbative definition of the AdS quantum gravity theory.\text{the CFT is the nonperturbative definition of the AdS quantum gravity theory.}

So this first page explains why the CFT side must be learned carefully before one can read AdS/CFT as physics rather than as a dictionary of formulas.

A map from CFT data to AdS bulk data

The preparation problem for AdS/CFT. The complete CFT data {Δi,i,Cijk}\{\Delta_i,\ell_i,C_{ijk}\} determines the boundary theory. In holographic CFTs, the same data reorganizes itself into bulk fields, interactions, and geometry. The arrows are not independent assumptions; they are the first semiclassical shadows of the equality of complete quantum theories.

A local QFT is usually described by local operators and their correlation functions. A CFT is a local QFT whose spacetime symmetries are enlarged from the Poincare group to the conformal group. In dd Lorentzian dimensions, this group is

SO(d,2).SO(d,2).

That same group is the isometry group of AdSd+1AdS_{d+1}. This is the first and most elementary reason CFT is the right boundary theory for AdS/CFT.

In Poincare coordinates, the metric of AdSd+1AdS_{d+1} is

ds2=R2z2(dz2+ημνdxμdxν),z>0,ds^2 = \frac{R^2}{z^2}\left(dz^2 + \eta_{\mu\nu} dx^\mu dx^\nu\right), \qquad z>0,

where RR is the AdS radius and the conformal boundary sits at z=0z=0. The simultaneous scaling

xμλxμ,zλzx^\mu \to \lambda x^\mu, \qquad z \to \lambda z

leaves the metric invariant. Thus a scale transformation of the boundary coordinates is literally an AdS isometry. The radial coordinate zz transforms like a length scale, so smaller zz corresponds to shorter boundary distances or higher boundary energy. This is the beginning of the radial/RG relation:

AdS radial directionCFT energy scale.\text{AdS radial direction} \quad \leftrightarrow \quad \text{CFT energy scale}.

This observation is simple, but it is profound. A bulk direction is not put into the boundary QFT by hand. It emerges as the bookkeeping direction for scale.

AdS/CFT checkpoint. The phrase “the boundary is one dimension lower” is geometrically true, but holographically incomplete. The missing radial dimension is encoded in the CFT’s scale dependence, operator dimensions, and renormalization-group structure.

The CFT observables are the holographic observables

Section titled “The CFT observables are the holographic observables”

In asymptotically flat quantum gravity, one often discusses an SS-matrix. In global AdS, the situation is different. The AdS boundary behaves like a reflective box: excitations can travel to the boundary and return in finite global time. There is no ordinary flat-space scattering problem unless one takes special limits. Instead, the natural gauge-invariant observables are boundary observables.

On the CFT side, the basic observables are correlation functions of local operators:

O1(x1)On(xn).\langle \mathcal O_1(x_1)\cdots \mathcal O_n(x_n)\rangle.

AdS/CFT says that these are not merely analogous to bulk observables. They are the fundamental observables from which bulk physics is reconstructed.

A particularly efficient way to package them is the generating functional. If Ji(x)J_i(x) are sources coupled to CFT operators Oi(x)\mathcal O_i(x), define

ZCFT[J]=exp(iddxJi(x)Oi(x))CFT.Z_{\rm CFT}[J] = \left\langle \exp\left(\sum_i \int d^d x\, J_i(x)\mathcal O_i(x)\right) \right\rangle_{\rm CFT}.

Correlation functions are obtained by differentiating with respect to the sources:

Oi1(x1)Oin(xn)=δnZCFT[J]δJi1(x1)δJin(xn)J=0\langle \mathcal O_{i_1}(x_1)\cdots \mathcal O_{i_n}(x_n)\rangle = \left. \frac{\delta^n Z_{\rm CFT}[J]} {\delta J_{i_1}(x_1)\cdots \delta J_{i_n}(x_n)} \right|_{J=0}

up to the usual distinction between connected and disconnected correlators depending on whether one differentiates ZCFTZ_{\rm CFT} or WCFT=logZCFTW_{\rm CFT}=\log Z_{\rm CFT}.

The central AdS/CFT statement is then

ZCFT[J]=Zbulk[ϕi  with boundary value determined by  Ji].Z_{\rm CFT}[J] = Z_{\rm bulk}\left[\phi_i\;\text{with boundary value determined by}\;J_i\right].

In a semiclassical gravity limit, this becomes

ZCFT[J]exp(Sbulkren[ϕcl;J]),Z_{\rm CFT}[J] \simeq \exp\left(-S_{\rm bulk}^{\rm ren}[\phi_{\rm cl};J]\right),

where ϕcl\phi_{\rm cl} is the classical bulk solution with prescribed asymptotic boundary behavior, and SbulkrenS_{\rm bulk}^{\rm ren} is the renormalized on-shell action.

This formula is the first version of the holographic dictionary. But it is easy to over-read it. It is not saying that every CFT has a simple Einstein gravity dual. It says that, when a CFT has a holographic dual, the generating functional of CFT correlators is computed by a bulk path integral with boundary conditions fixed by CFT sources.

In ordinary perturbative QFT, one often starts with fields in a Lagrangian. In CFT, the more invariant starting point is the set of local operators. A scalar primary operator O(x)\mathcal O(x) has a scaling dimension Δ\Delta defined by

O(x)λΔO(λ1x)\mathcal O(x) \to \lambda^{-\Delta}\mathcal O(\lambda^{-1}x)

or equivalently by its two-point function,

O(x)O(0)=COx2Δ.\langle \mathcal O(x)\mathcal O(0)\rangle = \frac{C_{\mathcal O}}{|x|^{2\Delta}}.

In AdS/CFT, a primary operator corresponds to a single-particle bulk field. For a scalar field in AdSd+1AdS_{d+1},

OΔ(x)ϕ(z,x),\mathcal O_\Delta(x) \quad \leftrightarrow \quad \phi(z,x),

and the mass of the bulk scalar is related to the CFT dimension by

m2R2=Δ(Δd).m^2R^2 = \Delta(\Delta-d).

This equation is one of the best examples of why CFT preparation matters. The CFT number Δ\Delta is not just an abstract critical exponent. In a holographic CFT, it is a bulk mass in disguise.

Near the AdS boundary, a scalar solution behaves schematically as

ϕ(z,x)zdΔJ(x)+zΔA(x),z0.\phi(z,x) \sim z^{d-\Delta}J(x)+z^\Delta A(x), \qquad z\to 0.

The coefficient J(x)J(x) is interpreted as the source for the boundary operator O(x)\mathcal O(x). The coefficient A(x)A(x) is related to the expectation value O(x)\langle \mathcal O(x)\rangle, after holographic renormalization. Thus the two independent near-boundary behaviors of a bulk field are translated into the two natural CFT notions:

sourceandresponse.\text{source} \quad \text{and} \quad \text{response}.

This is the same logic as linear response theory, but upgraded to a gravitational setting.

A CFT is not specified only by symmetry. Symmetry fixes much, but not everything. The actual dynamical data of a unitary CFT are usually organized as

CFT data={Δi,i,global symmetry representations,Cijk}.\boxed{ \text{CFT data} = \left\{\Delta_i,\ell_i,\text{global symmetry representations},C_{ijk}\right\}. }

Here Δi\Delta_i are scaling dimensions, i\ell_i are spins, and CijkC_{ijk} are OPE coefficients. The operator product expansion says that local products can be expanded as sums over local operators:

Oi(x)Oj(0)kCijkxΔkΔiΔjOk(0)+,\mathcal O_i(x)\mathcal O_j(0) \sim \sum_k C_{ijk}\, |x|^{\Delta_k-\Delta_i-\Delta_j}\,\mathcal O_k(0)+\cdots,

where the omitted terms include descendants and tensor structures. This formula is not merely a short-distance trick. In a CFT, the OPE is convergent inside correlation functions in an appropriate radial-quantization domain. That convergence is what makes the CFT operator algebra powerful.

In holography, this data becomes bulk data:

CFT datumBulk interpretation in a semiclassical regime
primary operator Oi\mathcal O_ibulk field ϕi\phi_i or bulk particle species
dimension Δi\Delta_ibulk mass, energy, or Kaluza-Klein level
spin i\ell_ibulk spin
conserved stress tensor TμνT_{\mu\nu}graviton gMNg_{MN}
conserved current JμJ_\mubulk gauge field AMA_M
OPE coefficient CijkC_{ijk}cubic interaction or three-point coupling
conformal block decompositionexchange of conformal families; in the bulk, exchange Witten diagrams
crossing symmetryconsistency of bulk factorization, locality, and causality

The course will keep returning to this table. It is the skeleton key of AdS/CFT.

The stress tensor is the first holographic operator

Section titled “The stress tensor is the first holographic operator”

Every local relativistic QFT has a stress tensor TμνT_{\mu\nu}, at least under suitable assumptions. In a CFT, the stress tensor is conserved and traceless in flat space:

μTμν=0,Tμμ=0.\partial^\mu T_{\mu\nu}=0, \qquad T^\mu{}_{\mu}=0.

Its scaling dimension is fixed:

ΔT=d,T=2.\Delta_T=d, \qquad \ell_T=2.

The stress tensor generates conformal transformations through Ward identities. Because AdS/CFT identifies boundary symmetries with bulk gauge redundancies, the stress tensor is dual to the bulk metric:

TμνgMN.T_{\mu\nu} \quad \leftrightarrow \quad g_{MN}.

This is not a decorative part of the dictionary. It is why a CFT dual can contain gravity at all. A CFT without a stress tensor would not be a standard local CFT; a holographic theory without a stress-tensor dual would not contain the usual bulk graviton.

The normalization of the stress-tensor two-point function is usually denoted CTC_T:

Tμν(x)Tρσ(0)CTx2d×fixed tensor structure.\langle T_{\mu\nu}(x)T_{\rho\sigma}(0)\rangle \sim \frac{C_T}{|x|^{2d}}\times \text{fixed tensor structure}.

In holographic CFTs with an Einstein gravity dual, CTC_T is proportional to the inverse bulk Newton constant in AdS units:

CTRd1GN.C_T \sim \frac{R^{d-1}}{G_N}.

Large CTC_T therefore means weak gravitational coupling in the bulk. This is the first serious hint that a large-NN CFT can produce classical gravity.

Not every CFT has a useful geometric dual. A generic CFT may be holographic in the broad sense that it is equivalent to some quantum gravity-like theory, but a simple local bulk spacetime requires extra conditions.

The most important condition is a large parameter, usually called NN, such that connected correlators factorize. For single-trace operators normalized so that two-point functions are order one, the large-NN structure often takes the schematic form

O1O2connN0,\langle \mathcal O_1\mathcal O_2\rangle_{\rm conn}\sim N^0, O1O2O3conn1N,\langle \mathcal O_1\mathcal O_2\mathcal O_3\rangle_{\rm conn}\sim \frac{1}{N}, O1OnconnN2nin matrix-like large-N theories.\langle \mathcal O_1\cdots \mathcal O_n\rangle_{\rm conn}\sim N^{2-n} \quad \text{in matrix-like large-}N\text{ theories}.

This is the CFT version of weak bulk interactions. If connected higher-point functions are suppressed, then the leading bulk theory is approximately classical. The 1/N1/N expansion becomes the loop expansion of the bulk theory:

1Nbulk quantum corrections.\frac{1}{N} \quad \leftrightarrow \quad \text{bulk quantum corrections}.

But large NN alone is not enough. To get a local Einstein-like bulk, the CFT also needs a sparse low-dimension spectrum of single-trace higher-spin operators. Roughly, there should be a large gap

Δgap1\Delta_{\rm gap}\gg 1

above the low-spin single-trace sector. This gap suppresses higher-derivative bulk corrections and makes local effective field theory in AdS possible.

So the slogan “large NN CFT equals gravity” should be sharpened:

large N+sparse single-trace spectrum+strong enough couplingsemiclassical local AdS gravity.\boxed{ \text{large }N + \text{sparse single-trace spectrum} + \text{strong enough coupling} \quad \Rightarrow \quad \text{semiclassical local AdS gravity.} }

Why the OPE is more fundamental than a Lagrangian

Section titled “Why the OPE is more fundamental than a Lagrangian”

Many familiar CFTs have useful Lagrangian descriptions: free scalar theory, Wilson-Fisher fixed points, WZW models, gauge theories, and N=4\mathcal N=4 SYM. But a CFT need not be defined by a weakly coupled Lagrangian. In modern CFT, the deeper object is the operator algebra.

The OPE turns the product of two local measurements into a sum over possible local outcomes. Four-point functions can be decomposed in different OPE channels. For identical scalar operators,

O(x1)O(x2)O(x3)O(x4)=1x122Δx342ΔG(u,v),\langle \mathcal O(x_1)\mathcal O(x_2)\mathcal O(x_3)\mathcal O(x_4)\rangle = \frac{1}{x_{12}^{2\Delta}x_{34}^{2\Delta}}\,\mathcal G(u,v),

where the conformal cross-ratios are

u=x122x342x132x242,v=x142x232x132x242.u = \frac{x_{12}^2x_{34}^2}{x_{13}^2x_{24}^2}, \qquad v = \frac{x_{14}^2x_{23}^2}{x_{13}^2x_{24}^2}.

The same four-point function can be expanded in the 123412\to34 channel or in the 142314\to23 channel. Equality of these descriptions is crossing symmetry. Schematically,

OkCOOk2GΔk,k(u,v)=OkCOOk2GΔk,k(v,u),\sum_{\mathcal O_k} C_{\mathcal O\mathcal O k}^2\,G_{\Delta_k,\ell_k}(u,v) = \sum_{\mathcal O_k} C_{\mathcal O\mathcal O k}^2\,G_{\Delta_k,\ell_k}(v,u),

up to conventional prefactors. This is the bootstrap equation.

In AdS, the same equality is read as consistency of different bulk exchange processes. The bootstrap is therefore not merely a CFT game. It is a nonperturbative consistency condition on quantum gravity in AdS.

AdS/CFT checkpoint. In a holographic CFT, bulk locality is encoded in special properties of CFT four-point functions. Conformal blocks organize boundary operator exchange; Witten diagrams organize bulk particle exchange. The fact that these two languages fit together is one of the miracles of the correspondence.

Why two-dimensional CFT is important, but not enough

Section titled “Why two-dimensional CFT is important, but not enough”

Two-dimensional CFT is exceptionally powerful because the conformal algebra enhances to two copies of the Virasoro algebra:

Virasoro×Virasoro.\text{Virasoro}\times \overline{\text{Virasoro}}.

This infinite-dimensional symmetry makes many 2D CFTs exactly solvable. It is essential for string worldsheet theory, minimal models, WZW models, modular invariance, Cardy growth, and AdS3/CFT2AdS_3/CFT_2.

But a course preparing for AdS/CFT cannot be only a classic 2D CFT course. The canonical example of AdS/CFT is

N=4  SU(N)  super Yang-Mills in d=4type IIB string theory on AdS5×S5.\mathcal N=4\; SU(N)\;\text{super Yang-Mills in }d=4 \quad \leftrightarrow \quad \text{type IIB string theory on }AdS_5\times S^5.

For this, the most important CFT tools are higher-dimensional: conformal representation theory, Ward identities, spinning correlators, OPE convergence, conformal blocks, supersymmetry, large NN, and the structure of single-trace operators.

Thus this course treats 2D CFT as a crucial module, not as the whole subject. The logic is:

higher-dimensional CFT structure first, 2D exact methods second, holographic CFTs throughout.\text{higher-dimensional CFT structure first, 2D exact methods second, holographic CFTs throughout.}

It is useful to memorize the first version of the dictionary early, as long as one also memorizes its caveats.

Boundary CFTBulk AdS
spacetime dimension ddspacetime dimension d+1d+1
conformal group SO(d,2)SO(d,2)AdS isometry group SO(d,2)SO(d,2)
local primary Oi\mathcal O_ibulk field ϕi\phi_i
source JiJ_i for Oi\mathcal O_iboundary value of ϕi\phi_i
scaling dimension Δi\Delta_iAdS energy or bulk mass
TμνT_{\mu\nu}metric fluctuation, graviton
conserved current JμJ_\mubulk gauge field
global symmetrybulk gauge symmetry
large NNweak bulk coupling
sparse spectrumlocal bulk EFT
finite-temperature stateblack hole or thermal gas in AdS
entanglement entropyextremal surface area plus corrections

The caveats are just as important:

  1. The CFT is not living “inside” the bulk in an ordinary local way. It is a complete alternative description.
  2. Boundary global symmetries become bulk gauge symmetries, not bulk global symmetries.
  3. A simple classical bulk exists only for special CFTs.
  4. Bulk locality is approximate and emergent.
  5. The dictionary is most transparent at large NN and strong coupling, but the equivalence is expected to be exact when both sides are properly defined.

What one must learn before AdS/CFT becomes natural

Section titled “What one must learn before AdS/CFT becomes natural”

This course is designed around the CFT ideas that later become indispensable in holography.

First, we need RG and fixed points. A CFT is a QFT at a fixed point, and AdS radial evolution is deeply tied to scale evolution. The stress-tensor trace relation

TμμiβiOiT^\mu{}_{\mu}\sim \sum_i \beta_i\mathcal O_i

is one of the cleanest ways to understand why conformality means vanishing beta functions, up to anomalies and improvement subtleties.

Second, we need conformal representation theory. Bulk particles correspond to CFT representations. Conserved currents and the stress tensor correspond to shortened multiplets. Unitarity bounds become positivity and stability constraints.

Third, we need correlation functions and Ward identities. These are the actual observables computed by bulk boundary-value problems.

Fourth, we need the OPE and conformal blocks. They are the CFT language of locality, factorization, and exchange.

Fifth, we need large NN. Without it, one may still have holography, but not a weakly curved classical bulk.

Sixth, we need supersymmetry and N=4\mathcal N=4 SYM. They are not merely decorative. Supersymmetry gives protected data, exactly marginal couplings, BPS sectors, and the most controlled examples of AdS/CFT.

A CFT is like a complete table of possible local measurements and their multiplication rules. The spectrum tells us what can exist. The OPE coefficients tell us how things interact. Crossing symmetry tells us whether the algebra is consistent.

AdS/CFT says that, for special CFTs, this table can be reorganized into a higher-dimensional gravitational theory. The bulk is not an extra assumption; it is a different basis for the same quantum data.

In this mental model,

spectrumparticle content,OPE coefficientsinteraction vertices,large N factorizationclassical limit,crossing symmetrybulk consistency,stress tensordynamical geometry.\begin{aligned} \text{spectrum} &\longrightarrow \text{particle content},\\ \text{OPE coefficients} &\longrightarrow \text{interaction vertices},\\ \text{large }N\text{ factorization} &\longrightarrow \text{classical limit},\\ \text{crossing symmetry} &\longrightarrow \text{bulk consistency},\\ \text{stress tensor} &\longrightarrow \text{dynamical geometry}. \end{aligned}

Once this becomes natural, AdS/CFT stops looking like a surprising dictionary and starts looking like the most efficient organization of CFT data.

A few misconceptions are worth eliminating immediately.

Trap 1: “Conformal symmetry determines the whole CFT.”

No. Symmetry fixes the form of two- and three-point functions up to constants, but the spectrum and OPE coefficients are dynamical. The CFT data are highly nontrivial.

Trap 2: “All CFTs have Einstein gravity duals.”

No. A simple weakly curved gravity dual requires large NN, sparse low-dimension single-trace spectrum, and strong coupling in the right sense.

Trap 3: “The radial coordinate is just another spacetime coordinate added by hand.”

No. In holography the radial direction is encoded in scale, energy, and RG structure on the boundary.

Trap 4: “The CFT is only the boundary condition for the bulk.”

No. The CFT is the complete quantum theory. The bulk is an emergent gravitational description of certain CFT observables.

Trap 5: “The dictionary is a list of pairings.”

The pairings are only the beginning. The real dictionary is the equality of generating functionals, Hilbert spaces, symmetries, spectra, and correlation functions.

The reason to learn CFT before AdS/CFT is not historical convenience. It is structural necessity.

A CFT gives us:

  • a Hilbert space organized by conformal representations,
  • local operators with dimensions and spins,
  • correlation functions constrained by symmetry,
  • an OPE that defines the local operator algebra,
  • Ward identities generated by conserved currents and the stress tensor,
  • crossing equations expressing associativity,
  • special large-NN limits that can produce semiclassical bulk physics.

AdS/CFT then says that, for special CFTs, this data admits a dual description as quantum gravity in one higher dimension. The task of this course is to make each item precise enough that the holographic dictionary becomes inevitable.

Show that the Poincare-patch AdS metric

ds2=R2z2(dz2+ημνdxμdxν)ds^2 = \frac{R^2}{z^2}\left(dz^2+\eta_{\mu\nu}dx^\mu dx^\nu\right)

is invariant under

zλz,xμλxμ.z\to \lambda z, \qquad x^\mu\to \lambda x^\mu.

Explain why this suggests a relation between the radial coordinate and the boundary RG scale.

Solution

Under the transformation,

dzλdz,dxμλdxμ.dz\to \lambda dz, \qquad dx^\mu\to \lambda dx^\mu.

The numerator transforms as

dz2+ημνdxμdxνλ2(dz2+ημνdxμdxν),dz^2+\eta_{\mu\nu}dx^\mu dx^\nu \to \lambda^2\left(dz^2+\eta_{\mu\nu}dx^\mu dx^\nu\right),

while the denominator transforms as

z2λ2z2.z^2\to \lambda^2 z^2.

The two factors cancel, so ds2ds^2 is invariant. Since zz scales like a length, moving toward smaller zz corresponds to probing shorter boundary distances, or higher boundary energy. This is the first geometric hint that the AdS radial direction is related to the RG scale of the boundary CFT.

Exercise 2. Two-point functions from scale invariance

Section titled “Exercise 2. Two-point functions from scale invariance”

Let O\mathcal O be a scalar primary of scaling dimension Δ\Delta in a Euclidean CFT. Assume translation and rotation invariance, so

O(x)O(0)=f(x).\langle \mathcal O(x)\mathcal O(0)\rangle = f(|x|).

Use scale invariance to show that

f(x)=Cx2Δ.f(|x|)=\frac{C}{|x|^{2\Delta}}.
Solution

Scale invariance gives

O(x)λΔO(λ1x).\mathcal O(x)\to \lambda^{-\Delta}\mathcal O(\lambda^{-1}x).

Equivalently, the two-point function must obey

f(λx)=λ2Δf(x).f(\lambda |x|)=\lambda^{-2\Delta}f(|x|).

Set r=xr=|x| and choose λ=1/r\lambda=1/r. Then

f(1)=r2Δf(r),f(1)=r^{2\Delta}f(r),

so

f(r)=f(1)r2Δ.f(r)=\frac{f(1)}{r^{2\Delta}}.

Writing C=f(1)C=f(1) gives the desired result.

Exercise 3. Scalar mass and boundary dimension

Section titled “Exercise 3. Scalar mass and boundary dimension”

A scalar field in AdSd+1AdS_{d+1} obeys

(2m2)ϕ=0.(\nabla^2-m^2)\phi=0.

Near the boundary of the Poincare patch, ignore boundary derivatives and use the ansatz

ϕ(z,x)zα.\phi(z,x)\sim z^\alpha.

Show that

α(αd)=m2R2.\alpha(\alpha-d)=m^2R^2.

Conclude that the two possible exponents are

α=Δ±=d2±d24+m2R2.\alpha=\Delta_\pm=\frac d2\pm \sqrt{\frac{d^2}{4}+m^2R^2}.
Solution

For the metric

ds2=R2z2(dz2+dxμdxμ),ds^2=\frac{R^2}{z^2}(dz^2+dx^\mu dx_\mu),

the radial part of the scalar Laplacian near the boundary is

2ϕ1R2(z2z2(d1)zz)ϕ.\nabla^2\phi \sim \frac{1}{R^2}\left(z^2\partial_z^2-(d-1)z\partial_z\right)\phi.

For ϕzα\phi\sim z^\alpha,

zzϕ=αzα,z2z2ϕ=α(α1)zα.z\partial_z\phi=\alpha z^\alpha, \qquad z^2\partial_z^2\phi=\alpha(\alpha-1)z^\alpha.

Thus

2ϕ1R2[α(α1)(d1)α]zα=α(αd)R2zα.\nabla^2\phi \sim \frac{1}{R^2}\left[\alpha(\alpha-1)-(d-1)\alpha\right]z^\alpha = \frac{\alpha(\alpha-d)}{R^2}z^\alpha.

The equation (2m2)ϕ=0(\nabla^2-m^2)\phi=0 therefore gives

α(αd)=m2R2.\alpha(\alpha-d)=m^2R^2.

Solving the quadratic equation gives

α=d2±d24+m2R2.\alpha=\frac d2\pm \sqrt{\frac{d^2}{4}+m^2R^2}.

In standard quantization, the larger root is identified with the CFT scaling dimension Δ\Delta of the dual scalar operator.

Exercise 4. Why factorization suggests classical bulk physics

Section titled “Exercise 4. Why factorization suggests classical bulk physics”

Suppose normalized single-trace operators obey the large-NN scaling

O1OnconnN2n.\langle \mathcal O_1\cdots \mathcal O_n\rangle_{\rm conn}\sim N^{2-n}.

Explain why this resembles a weakly coupled classical theory in the bulk.

Solution

For n>2n>2, connected correlators are suppressed by powers of 1/N1/N. This means that, at leading order in large NN, higher-point functions factorize into products of two-point functions. Such factorization is the hallmark of a classical or weakly interacting theory: fluctuations and connected interactions are small.

In the bulk interpretation, 1/N1/N plays the role of a loop-counting parameter. Tree-level diagrams survive at leading nontrivial order, while loop corrections are suppressed. Thus large-NN factorization is the CFT signal of semiclassical bulk dynamics.

Exercise 5. Source versus expectation value

Section titled “Exercise 5. Source versus expectation value”

In the near-boundary expansion

ϕ(z,x)zdΔJ(x)+zΔA(x),\phi(z,x)\sim z^{d-\Delta}J(x)+z^\Delta A(x),

which coefficient is interpreted as the source, and which is related to the expectation value? Why is this distinction natural from the CFT generating functional?

Solution

In standard quantization, J(x)J(x) is the source for the CFT operator O(x)\mathcal O(x). The coefficient A(x)A(x) is related to the expectation value O(x)\langle \mathcal O(x)\rangle, after holographic renormalization.

This matches the CFT generating functional because a source appears as the coefficient of the deformation

ddxJ(x)O(x).\int d^d x\,J(x)\mathcal O(x).

Differentiating WCFT[J]=logZCFT[J]W_{\rm CFT}[J]=\log Z_{\rm CFT}[J] with respect to J(x)J(x) gives the response,

δWCFTδJ(x)=O(x)J.\frac{\delta W_{\rm CFT}}{\delta J(x)}=\langle \mathcal O(x)\rangle_J.

Thus the bulk distinction between boundary condition and response is the gravitational version of the CFT distinction between source and one-point function.

For the CFT side, use Rychkov’s and Simmons-Duffin’s lectures for modern higher-dimensional CFT and bootstrap ideas. Use Di Francesco, Mathieu, and Senechal for the 2D CFT machinery: Virasoro symmetry, minimal models, modular invariance, WZW models, and cosets. For AdS/CFT itself, the classic starting points are Maldacena’s original paper, the Gubser-Klebanov-Polyakov and Witten dictionary papers, and modern lecture notes on holographic renormalization, large-NN CFT, and black-hole thermodynamics.