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Ghosts, Superghosts, and BRST Quantization

The RNS matter theory has beautiful local symmetries: worldsheet diffeomorphisms, Weyl transformations, and local worldsheet supersymmetry. After going to superconformal gauge, these symmetries are no longer visible as ordinary gauge redundancies of the metric and gravitino. They reappear in a subtler form: as ghost fields and BRST symmetry.

This page explains that structure. The main points are simple, but they are worth getting exactly right.

First, gauge fixing conformal symmetry introduces anticommuting reparametrization ghosts b,cb,c with weights 2,12,-1 and central charge 26-26. Second, gauge fixing local worldsheet supersymmetry introduces commuting superconformal ghosts β,γ\beta,\gamma with weights 3/2,1/23/2,-1/2 and central charge +11+11. Third, the total central charge of the matter plus ghost system vanishes only in ten spacetime dimensions:

cmatter+cghosts=(D+D2)+(26+11)=3D215.c_{\rm matter}+c_{\rm ghosts} =\bigg(D+{D\over2}\bigg)+(-26+11) ={3D\over2}-15.

Thus BRST nilpotency gives D=10D=10. Finally, the physical spectrum is not obtained by imposing the old constraints by hand, but by taking a cohomology:

QBΨ=0,ΨΨ+QBΛ.Q_B|\Psi\rangle=0, \qquad |\Psi\rangle\sim |\Psi\rangle+Q_B|\Lambda\rangle.

This is the clean modern form of the Virasoro and super-Virasoro constraints. It is also the language in which vertex operators and scattering amplitudes are most naturally written.

Start with the locally supersymmetric worldsheet theory. Before gauge fixing, the bosonic fields XμX^\mu couple to the worldsheet metric habh_{ab}, and the worldsheet fermions ψμ\psi^\mu couple to the gravitino χa\chi_a. Superconformal gauge sets, schematically,

hab=e2ωηab,χa=0.h_{ab}=e^{2\omega}\eta_{ab}, \qquad \chi_a=0.

This gauge choice is not free. The Faddeev—Popov determinant for diffeomorphisms and Weyl transformations is represented by the bcbc ghost system. The corresponding determinant for local worldsheet supersymmetry is represented by the βγ\beta\gamma ghost system.

For the holomorphic sector the ghost action is

Sgh=12πd2z(bˉc+βˉγ).\boxed{ S_{\rm gh} ={1\over2\pi}\int d^2z\, \left(b\bar\partial c+\beta\bar\partial\gamma\right). }

The antiholomorphic sector has independent fields b~,c~,β~,γ~\widetilde b,\widetilde c,\widetilde\beta,\widetilde\gamma for closed strings. For open strings one usually uses the doubling trick, so the holomorphic fields on the doubled plane carry the full information.

The statistics are important:

systemfieldconformal weightstatisticsbcb2anticommutingbcc1anticommutingβγβ3/2commutingβγγ1/2commuting\begin{array}{c|c|c|c} \text{system} & \text{field} & \text{conformal weight} & \text{statistics} \\ \hline bc & b & 2 & \text{anticommuting} \\ bc & c & -1 & \text{anticommuting} \\ \beta\gamma & \beta & 3/2 & \text{commuting} \\ \beta\gamma & \gamma & -1/2 & \text{commuting} \end{array}

This reversal of statistics is not a typo. Gauge fixing a bosonic gauge symmetry produces fermionic ghosts, while gauge fixing a fermionic gauge symmetry produces bosonic ghosts.

The reparametrization ghost fields obey the OPE

b(z)c(w)1zw,c(z)b(w)1zw.b(z)c(w)\sim {1\over z-w}, \qquad c(z)b(w)\sim {1\over z-w}.

Since bb has weight 22 and cc has weight 1-1, their mode expansions on the plane are

b(z)=nZbnzn+2,c(z)=nZcnzn1.\boxed{ b(z)=\sum_{n\in\mathbb Z}{b_n\over z^{n+2}}, \qquad c(z)=\sum_{n\in\mathbb Z}{c_n\over z^{n-1}}. }

The OPE gives

{bm,cn}=δm+n,0,{bm,bn}={cm,cn}=0.\{b_m,c_n\}=\delta_{m+n,0}, \qquad \{b_m,b_n\}=\{c_m,c_n\}=0.

A useful way to remember the stress tensor is to begin with a general anticommuting first-order system whose field bb has weight λ\lambda and whose field cc has weight 1λ1-\lambda. Its stress tensor is

Tbc=(1λ):bc:λ:bc:.\boxed{ T_{bc}=(1-\lambda):\partial b\,c:-\lambda:b\partial c:. }

Equivalently,

Tbc=(b)cλ(bc),T_{bc}=(\partial b)c-\lambda\partial(bc),

up to harmless normal-ordering conventions. For the string reparametrization ghosts λ=2\lambda=2, so

Tbc=:(b)c:2:bc:.\boxed{ T_{bc}= -:(\partial b)c:-2:b\partial c:. }

With this stress tensor,

Tbc(z)b(w)2b(w)(zw)2+b(w)zw,T_{bc}(z)b(w)\sim {2b(w)\over (z-w)^2}+{\partial b(w)\over z-w},

and

Tbc(z)c(w)c(w)(zw)2+c(w)zw,T_{bc}(z)c(w)\sim {-c(w)\over (z-w)^2}+{\partial c(w)\over z-w},

as required.

The central charge of an anticommuting first-order system is

cbc=13(2λ1)2.\boxed{ c_{bc}=1-3(2\lambda-1)^2. }

For λ=2\lambda=2 this gives

cbc=1332=26.\boxed{c_{bc}=1-3\cdot3^2=-26.}

This 26-26 is the same number that cancels the +26+26 central charge of the bosonic string matter CFT. In the superstring it cancels only part of the matter anomaly; the remaining part is supplied by the superghosts.

The ghost-number current is conventionally written

jbc=:bc:.j_{bc}=-:bc:.

It assigns

gh(c)=+1,gh(b)=1.{\rm gh}(c)=+1, \qquad {\rm gh}(b)=-1.

Unintegrated vertex operators carry a factor of cc and hence ghost number one in each chiral sector. Integrated vertex operators have no cc ghost and are obtained by integrating a dimension-one matter operator over the worldsheet.

The superconformal ghosts satisfy a first-order OPE

β(z)γ(w)1zw,γ(z)β(w)1zw,\beta(z)\gamma(w)\sim {1\over z-w}, \qquad \gamma(z)\beta(w)\sim -{1\over z-w},

where the relative sign is a convention tied to radial ordering. The important point is that β\beta and γ\gamma are commuting fields. Their conformal weights are

hβ=32,hγ=12.h_\beta={3\over2}, \qquad h_\gamma=-{1\over2}.

Therefore

β(z)=rβrzr+3/2,γ(z)=rγrzr1/2.\boxed{ \beta(z)=\sum_r{\beta_r\over z^{r+3/2}}, \qquad \gamma(z)=\sum_r{\gamma_r\over z^{r-1/2}}. }

The allowed values of rr depend on the spin structure:

rZ+12in the NS sector,rZin the R sector.r\in\mathbb Z+{1\over2}\quad\text{in the NS sector}, \qquad r\in\mathbb Z\quad\text{in the R sector}.

The modes obey

[βr,γs]=δr+s,0,[βr,βs]=[γr,γs]=0.[\beta_r,\gamma_s]=\delta_{r+s,0}, \qquad [\beta_r,\beta_s]=[\gamma_r,\gamma_s]=0.

For a commuting first-order system with β\beta of weight λ\lambda and γ\gamma of weight 1λ1-\lambda, the stress tensor has the same formal expression as above,

Tβγ=(1λ):βγ:λ:βγ:,T_{\beta\gamma}=(1-\lambda):\partial\beta\,\gamma:-\lambda:\beta\partial\gamma:,

but the central charge has the opposite sign:

cβγ=1+3(2λ1)2.\boxed{ c_{\beta\gamma}=-1+3(2\lambda-1)^2. }

For the superconformal ghosts λ=3/2\lambda=3/2, hence

cβγ=1+322=11.\boxed{c_{\beta\gamma}=-1+3\cdot2^2=11.}

The ghost contribution in the RNS superstring is therefore

cgh=cbc+cβγ=26+11=15.c_{\rm gh}=c_{bc}+c_{\beta\gamma}=-26+11=-15.

The matter contribution from DD bosons and DD real Majorana fermions is

cmatter=D+D2=3D2.c_{\rm matter}=D+{D\over2}={3D\over2}.

Vanishing of the total conformal anomaly gives

3D215=0D=10.\boxed{ {3D\over2}-15=0 \quad\Longrightarrow\quad D=10. }

This is the ghost-sector derivation of the critical dimension of the RNS superstring.

Matter and ghost central charges in the RNS superstring

Superconformal gauge introduces two first-order ghost systems. The bcbc ghosts come from diffeomorphism/Weyl gauge fixing and contribute 26-26; the commuting βγ\beta\gamma ghosts come from local supersymmetry gauge fixing and contribute +11+11. Together they cancel the matter central charge only for D=10D=10.

The bcbc system can be bosonized. For many computations this is less essential than superghost bosonization, but it gives a useful intuition for ghost number and background charge.

Introduce a chiral scalar σ\sigma with background charge. In a common convention,

beiσ,ceiσ,b\sim e^{-i\sigma}, \qquad c\sim e^{i\sigma},

and

Tσ=12:(σ)2:+3i22σ.T_\sigma=-{1\over2}:(\partial\sigma)^2:+{3i\over2}\partial^2\sigma.

The improvement term 2σ\partial^2\sigma is crucial. A free scalar without this term would have central charge 11, not 26-26. The background charge shifts both the central charge and the dimensions of exponential operators. This is the same mechanism that will appear more prominently in the superghost scalar ϕ\phi below.

One moral is worth keeping: ghost number is a charge measured by a current, but that current has an anomaly on curved worldsheets. Consequently correlation functions are nonzero only when enough ghost insertions are present to soak up the ghost zero modes. On the sphere, for example, three cc ghosts are needed in the holomorphic sector. This is the origin of the familiar three unintegrated vertex operators in tree-level open-string amplitudes.

The βγ\beta\gamma system is not just a nuisance. It is responsible for the picture number that appears in every RNS vertex operator. The standard bosonization is

β=eϕξ,γ=ηeϕ.\boxed{ \beta=e^{-\phi}\partial\xi, \qquad \gamma=\eta e^{\phi}. }

Here η\eta and ξ\xi are anticommuting fields with weights

hη=1,hξ=0,h_\eta=1, \qquad h_\xi=0,

and OPE

η(z)ξ(w)1zw.\eta(z)\xi(w)\sim {1\over z-w}.

The scalar ϕ\phi satisfies

ϕ(z)ϕ(w)log(zw),\phi(z)\phi(w)\sim -\log(z-w),

but it is not an ordinary free scalar. Its stress tensor includes a background-charge term,

Tϕ=12:(ϕ)2:2ϕ.\boxed{ T_\phi=-{1\over2}:(\partial\phi)^2:-\partial^2\phi. }

The ηξ\eta\xi stress tensor is

Tηξ=:ηξ:.T_{\eta\xi}=-:\eta\partial\xi:.

Their central charges are

cϕ=13,cηξ=2,cϕ+cηξ=11,c_\phi=13, \qquad c_{\eta\xi}=-2, \qquad c_\phi+c_{\eta\xi}=11,

as required for the βγ\beta\gamma system.

The background charge changes the dimension of eqϕe^{q\phi}. The key formula is

h(eqϕ)=12q(q+2).\boxed{ h(e^{q\phi})=-{1\over2}q(q+2). }

Some special cases are used constantly:

operatorqheϕ11/2eϕ/21/23/8100eϕ13/2e2ϕ20\begin{array}{c|c|c} \text{operator} & q & h \\ \hline e^{-\phi} & -1 & 1/2 \\ e^{-\phi/2} & -1/2 & 3/8 \\ 1 & 0 & 0 \\ e^{\phi} & 1 & -3/2 \\ e^{-2\phi} & -2 & 0 \end{array}

These numbers explain the standard RNS vertex operators. The massless NS vertex contains eϕψμe^{-\phi}\psi^\mu, whose dimension is 1/2+1/2=11/2+1/2=1 before the cc ghost is included. The Ramond vertex contains eϕ/2Sαe^{-\phi/2}S_\alpha, whose dimension is 3/8+5/8=13/8+5/8=1 in ten dimensions.

There is a small but important Hilbert-space subtlety. The bosonized variables include the zero mode of ξ\xi, which was not present in the original βγ\beta\gamma system. The enlarged space is called the large Hilbert space. The physical RNS theory lives in the small Hilbert space, defined by excluding explicit dependence on the ξ0\xi_0 zero mode, equivalently by requiring

η0Ψ=0.\eta_0|\Psi\rangle=0.

Picture-changing is most transparent in the large Hilbert space, but physical vertex operators are usually represented in the small Hilbert space.

In the bosonized description, an operator containing eqϕe^{q\phi} is said to be in picture qq. Thus

VNS(1)eϕψμeikX,VR(1/2)eϕ/2SαeikX.V_{\rm NS}^{(-1)}\sim e^{-\phi}\psi^\mu e^{ik\cdot X}, \qquad V_{\rm R}^{(-1/2)}\sim e^{-\phi/2}S_\alpha e^{ik\cdot X}.

The picture-changing operator is the BRST commutator

X(z)={QB,ξ(z)}.\boxed{ X(z)=\{Q_B,\xi(z)\}. }

Its leading matter term is

X(z)=eϕTFm(z)+ghost terms.X(z)=e^{\phi}T_F^{\rm m}(z)+\text{ghost terms}.

Since

h(eϕ)=32,h(TFm)=32,h(e^\phi)=-{3\over2}, \qquad h(T_F^{\rm m})={3\over2},

XX has conformal dimension zero. Acting with XX raises picture number by one:

V(q+1)(w)=limzwX(z)V(q)(w),V^{(q+1)}(w)=\lim_{z\to w}X(z)V^{(q)}(w),

provided the limit is nonsingular or is defined by the usual normal-ordered prescription. There is also an inverse picture-changing operator, often denoted YY, whose simplest representative is

Y(z)=cξe2ϕ(z),Y(z)=c\partial\xi e^{-2\phi}(z),

which lowers the picture by one in the appropriate cohomology.

Picture is not a new physical quantum number. Different pictures represent the same BRST cohomology class, as long as picture-changing is used away from singular collisions and away from special zero-momentum subtleties. It is a bookkeeping device forced on us by the superghost zero modes.

On a genus-gg closed worldsheet, the total left-moving picture number in a nonzero amplitude is

Pleft=2g2,P_{\rm left}=2g-2,

and similarly for the right-moving sector. On the sphere, this says

Pleft=Pright=2.P_{\rm left}=P_{\rm right}=-2.

For example, a tree-level closed-string amplitude is often computed with two NS vertices in the (1,1)(-1,-1) picture and the rest in the (0,0)(0,0) picture. For an open-string disk amplitude, the holomorphic bookkeeping similarly requires total picture 2-2.

Picture number ladder for RNS vertex operators

Picture number is the ϕ\phi-charge carried by the superghost exponential. The picture-changing operator X={QB,ξ}X=\{Q_B,\xi\} raises picture by one, while an inverse picture-changing operator lowers it. The commonly used canonical pictures are 1-1 for NS states and 1/2-1/2 for Ramond states.

Gauge fixing does not destroy gauge invariance. It repackages it as a global fermionic symmetry generated by the BRST charge QBQ_B. The charge is nilpotent,

QB2=0,Q_B^2=0,

precisely when the quantum anomaly cancels. For the RNS string this requires D=10D=10 and the correct normal-ordering constants.

A compact way to write the holomorphic BRST current is

jB=c(Tm+Tβγ+12Tbc)+γ(TF,m+12TF,gh).\boxed{ j_B =c\left(T_{\rm m}+T_{\beta\gamma}+{1\over2}T_{bc}\right) +\gamma\left(T_{F,\rm m}+{1\over2}T_{F,\rm gh}\right). }

Then

QB=dz2πijB(z).\boxed{ Q_B=\oint {dz\over2\pi i}\,j_B(z). }

Here TmT_{\rm m} and TF,mT_{F,\rm m} are the matter stress tensor and matter supercurrent,

Tm=TX+Tψ,TF,m=iψμXμ,T_{\rm m}=T_X+T_\psi, \qquad T_{F,\rm m}=i\psi_\mu\partial X^\mu,

up to the convention-dependent factor of ii. The ghost supercurrent can be written as

TF,gh=12(β)c32βc+2bγ,T_{F,\rm gh} =-{1\over2}(\partial\beta)c -{3\over2}\beta\partial c +2b\gamma,

again up to harmless sign conventions for the βγ\beta\gamma OPE. Expanding the formula for jBj_B gives the familiar nonlinear terms such as bccbc\partial c and bγ2b\gamma^2.

For many purposes, the schematic structure is more important than the precise convention-dependent signs:

QB[cTconstraints+γGconstraints+ghost self-interactions].Q_B \sim \oint \left[ c\,T_{\rm constraints} +\gamma\,G_{\rm constraints} +\text{ghost self-interactions} \right].

The cc ghost enforces the Virasoro constraints, and the γ\gamma ghost enforces the super-Virasoro constraints. The ghost self-interactions encode the fact that the constraint algebra is nonabelian: Virasoro generators do not commute among themselves, and supercurrents close onto the stress tensor.

BRST cohomology as the physical state space

Section titled “BRST cohomology as the physical state space”

The physical state condition is

QBΨ=0.\boxed{Q_B|\Psi\rangle=0.}

Two BRST-closed states that differ by a BRST-exact state are physically equivalent:

ΨΨ+QBΛ.\boxed{|\Psi\rangle\sim |\Psi\rangle+Q_B|\Lambda\rangle.}

Therefore the physical Hilbert space is the cohomology

H(QB)=kerQBimQB.\boxed{ H(Q_B)={\ker Q_B\over {\rm im}\,Q_B}. }

This single formula simultaneously implements several older-looking conditions:

LnΨ=0,GrΨ=0,null states are gauge,negative-norm states decouple.L_n|\Psi\rangle=0, \quad G_r|\Psi\rangle=0, \quad \text{null states are gauge}, \quad \text{negative-norm states decouple}.

The cohomology formulation is especially efficient for vertex operators. A local vertex operator VV is physical when

[QB,V}=0,[Q_B,V\}=0,

where the bracket is graded. It is trivial if

V=[QB,W}.V=[Q_B,W\}.

For an open string, an unintegrated physical vertex operator has the form

V=cVmatter+superghost,\mathcal V=c\,V_{\rm matter+superghost},

with total conformal weight zero and ghost number one. Its integrated version is obtained, morally, by removing cc and integrating a dimension-one operator:

dzU(z).\int dz\,U(z).

The relation between unintegrated and integrated vertices is controlled by the bb ghost:

U(z)={b1,V(z)}.U(z)=\{b_{-1},\mathcal V(z)\}.

This is why bb-ghost insertions appear when one integrates over moduli of higher-genus worldsheets.

BRST cohomology complex for physical states

The BRST charge maps states of one ghost number to the next and satisfies QB2=0Q_B^2=0. Physical states are closed states modulo exact states: H(QB)=kerQB/imQBH(Q_B)=\ker Q_B/{\rm im}\,Q_B.

It is useful to see why BRST cohomology is not an extra assumption but the gauge-fixed version of the original constraints. In the bosonic string, the BRST charge contains a term

QBncnLnm+.Q_B\supset \sum_n c_{-n}L_n^{\rm m}+\cdots.

If a state is BRST closed, the coefficients of independent ghost modes force the matter state to obey the Virasoro constraints, up to the gauge equivalences generated by BRST-exact states.

In the RNS string there is also

QBrγrGrm+.Q_B\supset \sum_r \gamma_{-r}G_r^{\rm m}+\cdots.

Thus the same closure condition enforces the super-Virasoro constraints. The dots are not optional; they are exactly what makes the BRST charge nilpotent when the constraint algebra has central extensions and nonlinear brackets.

For example, in the NS sector the matter state ψ1/2μ0;k\psi_{-1/2}^\mu|0;k\rangle becomes physical only when

k2=0,kζ=0,k^2=0, \qquad k\cdot\zeta=0,

and the gauge shift

ζμζμ+λkμ\zeta_\mu\sim \zeta_\mu+\lambda k_\mu

is represented by adding a BRST-exact state. In the Ramond sector, BRST closure imposes the spacetime Dirac equation on the spinor polarization. These facts will become concrete on the next page when we write vertex operators explicitly.

The gauge-fixed RNS string is a matter CFT plus ghosts:

(Xμ,ψμ)(b,c)(β,γ).(X^\mu,\psi^\mu) \quad\oplus\quad (b,c) \quad\oplus\quad (\beta,\gamma).

The bcbc system is anticommuting with weights

hb=2,hc=1,cbc=26.h_b=2, \qquad h_c=-1, \qquad c_{bc}=-26.

The βγ\beta\gamma system is commuting with weights

hβ=32,hγ=12,cβγ=11.h_\beta={3\over2}, \qquad h_\gamma=-{1\over2}, \qquad c_{\beta\gamma}=11.

Together the ghosts contribute 15-15. Since the matter system contributes 3D/23D/2, anomaly cancellation and BRST nilpotency imply

D=10.D=10.

The superghosts are bosonized as

β=eϕξ,γ=ηeϕ,\beta=e^{-\phi}\partial\xi, \qquad \gamma=\eta e^\phi,

with

h(eqϕ)=12q(q+2).h(e^{q\phi})=-{1\over2}q(q+2).

The exponent qq is the picture number. Standard NS vertices live naturally in the 1-1 picture, Ramond vertices in the 1/2-1/2 picture, and the picture-changing operator

X={QB,ξ}X=\{Q_B,\xi\}

raises the picture by one.

Finally, the physical state space is BRST cohomology:

H(QB)=kerQBimQB.H(Q_B)={\ker Q_B\over {\rm im}\,Q_B}.

This is the precise quantum replacement for imposing the Virasoro and super-Virasoro constraints and then quotienting by null states. It is the foundation for the vertex-operator formalism used in superstring scattering amplitudes.

Exercise 1: central charges and the critical dimension

Section titled “Exercise 1: central charges and the critical dimension”

For an anticommuting first-order system with weights λ\lambda and 1λ1-\lambda, the central charge is

canti=13(2λ1)2.c_{\rm anti}=1-3(2\lambda-1)^2.

For a commuting first-order system with the same weights, it is

ccomm=1+3(2λ1)2.c_{\rm comm}=-1+3(2\lambda-1)^2.

Compute cbcc_{bc} for λ=2\lambda=2, compute cβγc_{\beta\gamma} for λ=3/2\lambda=3/2, and derive the critical dimension of the RNS string.

Solution

For the reparametrization ghosts, λ=2\lambda=2, so

cbc=13(221)2=1332=127=26.c_{bc}=1-3(2\cdot2-1)^2 =1-3\cdot3^2 =1-27 =-26.

For the superconformal ghosts, λ=3/2\lambda=3/2, so

cβγ=1+3(2321)2=1+322=1+12=11.c_{\beta\gamma} =-1+3(2\cdot{3\over2}-1)^2 =-1+3\cdot2^2 =-1+12 =11.

Thus

cgh=26+11=15.c_{\rm gh}=-26+11=-15.

The RNS matter sector has DD bosons and DD real Majorana fermions, hence

cmatter=D+D2=3D2.c_{\rm matter}=D+{D\over2}={3D\over2}.

Criticality requires

3D215=0,{3D\over2}-15=0,

so

D=10.D=10.

Exercise 2: mode expansions from conformal weights

Section titled “Exercise 2: mode expansions from conformal weights”

A holomorphic primary field of weight hh has the plane expansion

A(z)=nAnznh.A(z)=\sum_n A_n z^{-n-h}.

Use this rule to derive the mode expansions of b,c,β,γb,c,\beta,\gamma. Explain why the βγ\beta\gamma modes are half-integer in the NS sector and integer in the R sector.

Solution

For bb and cc,

hb=2,hc=1.h_b=2, \qquad h_c=-1.

Therefore

b(z)=nZbnzn+2,c(z)=nZcnzn1.b(z)=\sum_{n\in\mathbb Z}{b_n\over z^{n+2}}, \qquad c(z)=\sum_{n\in\mathbb Z}{c_n\over z^{n-1}}.

For the superghosts,

hβ=32,hγ=12,h_\beta={3\over2}, \qquad h_\gamma=-{1\over2},

so

β(z)=rβrzr+3/2,γ(z)=rγrzr1/2.\beta(z)=\sum_r{\beta_r\over z^{r+3/2}}, \qquad \gamma(z)=\sum_r{\gamma_r\over z^{r-1/2}}.

The labels rr follow the spin structure of the worldsheet supersymmetry ghosts. In the NS sector the fields are antiperiodic around the spatial circle, giving

rZ+12.r\in\mathbb Z+{1\over2}.

In the R sector they are periodic, giving

rZ.r\in\mathbb Z.

Exercise 3: weights of superghost exponentials

Section titled “Exercise 3: weights of superghost exponentials”

The bosonized superghost scalar obeys

h(eqϕ)=12q(q+2).h(e^{q\phi})=-{1\over2}q(q+2).

Compute the weights of eϕe^{-\phi}, eϕ/2e^{-\phi/2}, eϕe^\phi, and e2ϕe^{-2\phi}. Use the result to check that eϕ/2Sαe^{-\phi/2}S_\alpha has dimension one in ten dimensions.

Solution

For q=1q=-1,

h(eϕ)=12(1)(1)=12.h(e^{-\phi})=-{1\over2}(-1)(1)={1\over2}.

For q=1/2q=-1/2,

h(eϕ/2)=12(12)(32)=38.h(e^{-\phi/2}) =-{1\over2}\left(-{1\over2}\right)\left({3\over2}\right) ={3\over8}.

For q=1q=1,

h(eϕ)=12(1)(3)=32.h(e^\phi)=-{1\over2}(1)(3)=-{3\over2}.

For q=2q=-2,

h(e2ϕ)=12(2)(0)=0.h(e^{-2\phi})=-{1\over2}(-2)(0)=0.

The ten-dimensional spin field has

h(Sα)=58.h(S_\alpha)={5\over8}.

Thus

h(eϕ/2Sα)=38+58=1.h(e^{-\phi/2}S_\alpha) ={3\over8}+{5\over8}=1.

This is why eϕ/2Sαe^{-\phi/2}S_\alpha can appear as the matter-superghost part of a Ramond vertex operator or as the integrand of a spacetime supercharge.

Exercise 4: why picture changing has dimension zero

Section titled “Exercise 4: why picture changing has dimension zero”

The leading matter term in the picture-changing operator is

X(z)=eϕTFm(z)+ghost terms.X(z)=e^\phi T_F^{\rm m}(z)+\text{ghost terms}.

Show that this term has conformal dimension zero. Why is this the right dimension for an operator that changes the representative of a vertex operator without changing its physical state?

Solution

The matter supercurrent has dimension

h(TFm)=32.h(T_F^{\rm m})={3\over2}.

The superghost exponential eϕe^\phi has

h(eϕ)=32.h(e^\phi)=-{3\over2}.

Therefore

h(eϕTFm)=32+32=0.h(e^\phi T_F^{\rm m})=-{3\over2}+{3\over2}=0.

The omitted ghost terms are required for BRST invariance and also have dimension zero. A picture-changing operator should map a dimension-zero unintegrated vertex to another dimension-zero unintegrated vertex, or a dimension-one integrated vertex to another dimension-one integrated vertex. Thus it must itself have dimension zero.

Assume QB2=0Q_B^2=0. Show that if Ψ|\Psi\rangle is BRST closed, then Ψ+QBΛ|\Psi\rangle+Q_B|\Lambda\rangle is also BRST closed. Explain why this makes the quotient kerQB/imQB\ker Q_B/{\rm im}\,Q_B natural.

Solution

If Ψ|\Psi\rangle is BRST closed, then

QBΨ=0.Q_B|\Psi\rangle=0.

Now shift it by a BRST-exact state:

Ψ=Ψ+QBΛ.|\Psi'\rangle=|\Psi\rangle+Q_B|\Lambda\rangle.

Acting with QBQ_B gives

QBΨ=QBΨ+QB2Λ=0+0=0.Q_B|\Psi'\rangle =Q_B|\Psi\rangle+Q_B^2|\Lambda\rangle =0+0 =0.

Therefore the shifted state is also BRST closed. BRST-exact shifts are gauge redundancies of the gauge-fixed theory, so physical states are not individual closed states but equivalence classes of closed states modulo exact states:

H(QB)=kerQBimQB.H(Q_B)={\ker Q_B\over {\rm im}\,Q_B}.

Exercise 6: total picture number on the sphere

Section titled “Exercise 6: total picture number on the sphere”

On a genus-gg worldsheet, the left-moving total picture number must be 2g22g-2. What is the required left-moving picture number on the sphere? Give two common choices for distributing the picture number in tree-level amplitudes.

Solution

The sphere has genus

g=0.g=0.

Therefore

Pleft=2g2=2.P_{\rm left}=2g-2=-2.

For open-string tree amplitudes, a common choice is to take two NS vertices in the 1-1 picture and all remaining NS vertices in the 00 picture. The total picture is then

(1)+(1)+0++0=2.(-1)+(-1)+0+\cdots+0=-2.

For closed-string tree amplitudes, one often takes two NS-NS vertices in the (1,1)(-1,-1) picture and all remaining NS-NS vertices in the (0,0)(0,0) picture. Then the left-moving and right-moving picture numbers are both 2-2.