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Type IIB on AdS5 x S5

The field-theory side of the canonical duality is four-dimensional N=4\mathcal N=4 SU(N)SU(N) super-Yang-Mills. The bulk side is not merely “gravity in five dimensions.” The exact statement is that the CFT is dual to type IIB string theory on

AdS5×S5\mathrm{AdS}_5\times S^5

with NN units of Ramond-Ramond five-form flux through the S5S^5.

The useful hierarchy of bulk descriptions is

type IIB string theory on AdS5×S5type IIB supergravity on AdS5×S5five-dimensional gauged supergravity or Einstein gravity.\text{type IIB string theory on }\mathrm{AdS}_5\times S^5 \quad\longrightarrow\quad \text{type IIB supergravity on }\mathrm{AdS}_5\times S^5 \quad\longrightarrow\quad \text{five-dimensional gauged supergravity or Einstein gravity}.

Each arrow is an approximation or a consistent truncation, not a change of the duality. The full bulk theory contains massive string excitations, Kaluza-Klein modes on S5S^5, D-branes, black holes, and quantum effects. Classical five-dimensional Einstein gravity is a powerful subsector, but it is not the whole bulk theory.

Type IIB string theory on AdS5 x S5 supported by self-dual five-form flux

The canonical bulk background is a product of a noncompact AdS5\mathrm{AdS}_5 factor and a compact S5S^5 factor with the same radius LL. The self-dual five-form flux F5F_5 threads the S5S^5 and fixes L4=4πgsNα2L^4=4\pi g_sN\alpha'^2 in the conventions of this course. The two isometry groups SO(2,4)SO(2,4) and SO(6)RSO(6)_R match the conformal and R-symmetry groups of N=4\mathcal N=4 SYM.

The most important formulas are

L4=4πgsNα2,gYM2=4πgs,λ=gYM2N,L^4=4\pi g_sN\alpha'^2, \qquad g_{\mathrm{YM}}^2=4\pi g_s, \qquad \lambda=g_{\mathrm{YM}}^2N,

so that

L4α2=λ.\boxed{\frac{L^4}{\alpha'^2}=\lambda.}

This is the first place where the strong/weak character of AdS/CFT becomes concrete. When λ1\lambda\gg1, the AdS radius is large compared with the string length, and the bulk string theory can be approximated by supergravity for observables that do not excite string-scale modes. When N1N\gg1, bulk quantum loops are suppressed. The next page will systematize these statements into a regime-of-validity map.

In Poincare coordinates for AdS5\mathrm{AdS}_5, the metric is

ds102=L2z2(dz2+ημνdxμdxν)+L2dΩ52,μ,ν=0,1,2,3.ds_{10}^2 = \frac{L^2}{z^2} \left(dz^2+\eta_{\mu\nu}dx^\mu dx^\nu\right) +L^2d\Omega_5^2, \qquad \mu,\nu=0,1,2,3.

Here dΩ52d\Omega_5^2 is the unit-radius round metric on S5S^5. The same radius LL multiplies both factors. This equality is not a convention; it is forced by the type IIB equations of motion with self-dual five-form flux.

A coordinate-independent way to write the background is

ds102=L2dsAdS5,unit2+L2dΩ5,unit2.ds_{10}^2 = L^2ds_{\mathrm{AdS}_5,\mathrm{unit}}^2 +L^2d\Omega_{5,\mathrm{unit}}^2.

The curvature of the two factors is

RμνAdS5=4L2gμν,RabS5=+4L2gab,R_{\mu\nu}^{\mathrm{AdS}_5} = -\frac{4}{L^2}g_{\mu\nu}, \qquad R_{ab}^{S^5} = +\frac{4}{L^2}g_{ab},

where Greek indices are along AdS5\mathrm{AdS}_5 and Latin indices are along S5S^5.

The dilaton and axion are constant:

eΦ=gs,C0=constant.e^\Phi=g_s, \qquad C_0=\text{constant}.

The NS-NS two-form and RR two-form vanish in the undeformed background:

B2=0,C2=0.B_2=0, \qquad C_2=0.

The essential field is the RR five-form field strength,

F5=10F5.F_5={}^\star_{10}F_5.

With unit-radius volume forms, it can be written as

F5=4L4(volAdS5,unit+volS5,unit).F_5 = 4L^4 \left( \mathrm{vol}_{\mathrm{AdS}_5,\mathrm{unit}} + \mathrm{vol}_{S^5,\mathrm{unit}} \right).

The factor 44 is tied to the fact that both factors are five-dimensional and have curvature magnitude 4/L24/L^2. The self-duality condition says that the flux has equal electric and magnetic components: it threads the compact S5S^5 and also has legs along AdS5\mathrm{AdS}_5.

The bosonic massless fields of type IIB string theory include the metric, the dilaton, the RR axion, two two-form potentials, and the RR four-form potential. For this background, only a small subset is nonzero.

FieldMeaningValue in AdS5×S5\mathrm{AdS}_5\times S^5
gMNg_{MN}ten-dimensional metricproduct metric on AdS5×S5\mathrm{AdS}_5\times S^5
Φ\Phidilatonconstant, eΦ=gse^\Phi=g_s
C0C_0RR axionconstant, identified with θ/(2π)\theta/(2\pi)
B2B_2NS-NS two-formzero
C2C_2RR two-formzero
C4C_4RR four-form potentialnonzero through F5=dC4+F_5=dC_4+\cdots
F5F_5self-dual RR five-form field strengthsupports the geometry and carries NN units of flux

The relevant complex scalar is the axio-dilaton

τIIB=C0+ieΦ.\tau_{\mathrm{IIB}}=C_0+i e^{-\Phi}.

The canonical dictionary identifies it with the complexified Yang-Mills coupling,

τIIBτYM=θ2π+4πigYM2.\tau_{\mathrm{IIB}} \longleftrightarrow \tau_{\mathrm{YM}} = \frac{\theta}{2\pi}+\frac{4\pi i}{g_{\mathrm{YM}}^2}.

Thus, in the convention gYM2=4πgsg_{\mathrm{YM}}^2=4\pi g_s,

C0=θ2π,eΦ=gs=gYM24π.C_0=\frac{\theta}{2\pi}, \qquad e^\Phi=g_s=\frac{g_{\mathrm{YM}}^2}{4\pi}.

The type IIB SL(2,Z)SL(2,\mathbb Z) duality acts naturally on τIIB\tau_{\mathrm{IIB}}. In the boundary theory this is the Montonen-Olive duality of N=4\mathcal N=4 SYM. We will not need the full modular structure on this page, but it is a useful reminder that the canonical duality is much more rigid than its two-derivative gravity limit.

Why the five-form supports the product geometry

Section titled “Why the five-form supports the product geometry”

For the fields turned on above, the type IIB equations reduce schematically to

RMN=196FMPQRSFNPQRS,dF5=0,F5=10F5,R_{MN} = \frac{1}{96}F_{MPQRS}F_N{}^{PQRS}, \qquad dF_5=0, \qquad F_5={}^\star_{10}F_5,

with constant Φ\Phi and C0C_0. One should treat this as an equation-of-motion statement. Because F5F_5 is self-dual, type IIB supergravity is usually written using a pseudo-action and the condition F5=F5F_5={}^\star F_5 is imposed after variation. Imposing self-duality too early in a naive action is a classic way to lose factors of two.

The five-form flux is a Freund-Rubin type ingredient. Its stress tensor gives opposite-sign curvature to the Lorentzian and compact factors:

Rμν(AdS5)=4L2gμν,Rab(S5)=+4L2gab.R_{\mu\nu}(\mathrm{AdS}_5) =-\frac{4}{L^2}g_{\mu\nu}, \qquad R_{ab}(S^5) =+\frac{4}{L^2}g_{ab}.

A useful mental model is

D3-brane chargeF5 fluxAdS5×S5 geometry.\text{D3-brane charge} \quad\Longrightarrow\quad F_5\text{ flux} \quad\Longrightarrow\quad \mathrm{AdS}_5\times S^5\text{ geometry}.

The compact sphere is therefore not a passive internal decoration. It is part of the solution that allows the noncompact spacetime to be anti-de Sitter.

D3-branes couple electrically to the RR four-form potential C4C_4. The corresponding five-form flux is quantized. In the standard D3-brane normalization,

N=12κ102T3S5F5,N = \frac{1}{2\kappa_{10}^2T_3} \int_{S^5}F_5,

where

T3=1(2π)3gsα2,2κ102=(2π)7gs2α4.T_3=\frac{1}{(2\pi)^3g_s\alpha'^2}, \qquad 2\kappa_{10}^2=(2\pi)^7g_s^2\alpha'^4.

Since

Vol(Sunit5)=π3,\mathrm{Vol}(S^5_{\mathrm{unit}})=\pi^3,

we have

S5F5=4L4π3.\int_{S^5}F_5=4L^4\pi^3.

Therefore

N=4π3L4(2π)4gsα2=L44πgsα2,N = \frac{4\pi^3L^4}{(2\pi)^4g_s\alpha'^2} = \frac{L^4}{4\pi g_s\alpha'^2},

and hence

L4=4πgsNα2.\boxed{L^4=4\pi g_sN\alpha'^2.}

Using the course convention

gYM2=4πgs,λ=gYM2N,g_{\mathrm{YM}}^2=4\pi g_s, \qquad \lambda=g_{\mathrm{YM}}^2N,

this becomes

L4=λα2.\boxed{L^4=\lambda\alpha'^2.}

The interpretation is immediate:

L2α=λ,sL=λ1/4.\frac{L^2}{\alpha'}=\sqrt\lambda, \qquad \frac{\ell_s}{L}=\lambda^{-1/4}.

Large ‘t Hooft coupling makes the string length small compared with the AdS radius.

The same geometry appears directly from the extremal D3-brane solution. In string frame,

ds2=H(r)1/2ημνdxμdxν+H(r)1/2(dr2+r2dΩ52),ds^2 = H(r)^{-1/2}\eta_{\mu\nu}dx^\mu dx^\nu +H(r)^{1/2}\left(dr^2+r^2d\Omega_5^2\right),

where

H(r)=1+L4r4.H(r)=1+\frac{L^4}{r^4}.

In the near-horizon region rLr\ll L,

H(r)L4r4.H(r)\simeq\frac{L^4}{r^4}.

The metric becomes

ds2r2L2ημνdxμdxν+L2r2dr2+L2dΩ52.ds^2 \simeq \frac{r^2}{L^2}\eta_{\mu\nu}dx^\mu dx^\nu + \frac{L^2}{r^2}dr^2 +L^2d\Omega_5^2.

Now define

z=L2r.z=\frac{L^2}{r}.

Then

ds2=L2z2(dz2+ημνdxμdxν)+L2dΩ52.ds^2 = \frac{L^2}{z^2} \left(dz^2+\eta_{\mu\nu}dx^\mu dx^\nu\right) +L^2d\Omega_5^2.

This is the Poincare patch of AdS5\mathrm{AdS}_5 times a round S5S^5. The low-energy open-string description gives N=4\mathcal N=4 SYM. The low-energy near-horizon closed-string description gives type IIB string theory on AdS5×S5\mathrm{AdS}_5\times S^5. Maldacena’s conjecture identifies these two interacting descriptions after the common decoupled flat-space sector is removed.

The bosonic isometry group of the background is

Isom(AdS5×S5)=SO(2,4)×SO(6).\mathrm{Isom}(\mathrm{AdS}_5\times S^5) =SO(2,4)\times SO(6).

The first factor is the conformal group of four-dimensional Minkowski space:

SO(2,4)Conf(R1,3).SO(2,4) \simeq \mathrm{Conf}(\mathbb R^{1,3}).

The second factor is the isometry group of the five-sphere:

SO(6)SU(4)R,SO(6) \simeq SU(4)_R,

which is the R-symmetry group of N=4\mathcal N=4 SYM.

The supersymmetry also matches. The D3-brane worldvolume theory has 1616 Poincare supercharges. At the conformal point it also has 1616 conformal supercharges. The total number of fermionic generators is therefore 3232, matching the maximal supersymmetry of type IIB string theory on AdS5×S5\mathrm{AdS}_5\times S^5.

Together these generators form

PSU(2,24),PSU(2,2|4),

which is the superconformal symmetry group of N=4\mathcal N=4 SYM. This is one of the strongest elementary checks of the canonical duality.

The CFT does not live on S5S^5. It lives on the conformal boundary of AdS5\mathrm{AdS}_5, for example R1,3\mathbb R^{1,3} in the Poincare patch or Rt×S3\mathbb R_t\times S^3 in global coordinates.

The S5S^5 is an internal compact space. Its angular momenta are R-charges. A particle moving on S5S^5 transforms under SO(6)SO(6), and the dual CFT operator transforms under the corresponding SO(6)RSO(6)_R representation.

A rough dictionary is:

Bulk structureCFT meaning
AdS5\mathrm{AdS}_5 positionspacetime and energy-scale data
S5S^5 angular momentumSO(6)RSO(6)_R representation and R-charge
five-form flux quantum NNrank of the gauge group
radius LL in string units’t Hooft coupling λ\lambda
ten-dimensional graviton multipletprotected single-trace operators
massive string oscillator statesgeneric unprotected single-trace operators

This is why the S5S^5 should not be discarded. Even when a calculation can be done in a five-dimensional truncation, the ten-dimensional origin determines which fields exist, which symmetries they carry, and which CFT operators they source.

Kaluza-Klein modes and protected operators

Section titled “Kaluza-Klein modes and protected operators”

Fields on AdS5×S5\mathrm{AdS}_5\times S^5 can be expanded in spherical harmonics on S5S^5. For a scalar field,

ϕ(x,y)=k,Iϕk,I(x)Yk,I(y),\phi(x,y)=\sum_{k,I}\phi_{k,I}(x)Y_{k,I}(y),

where xx denotes AdS coordinates and yy denotes sphere coordinates. Scalar spherical harmonics obey

S52Yk,I=k(k+4)L2Yk,I,k=0,1,2,.-\nabla^2_{S^5}Y_{k,I} =\frac{k(k+4)}{L^2}Y_{k,I}, \qquad k=0,1,2,\ldots.

From the five-dimensional point of view, angular momentum on S5S^5 appears as mass in AdS. Thus one ten-dimensional field becomes an infinite tower of five-dimensional fields.

This tower is not a small correction. Since the radius of S5S^5 equals the radius of AdS5\mathrm{AdS}_5,

mKK1L.m_{\mathrm{KK}}\sim\frac{1}{L}.

The KK modes are order-one in AdS units. What becomes heavy at large λ\lambda are the genuine massive string oscillator modes:

ΔstringmstringLLs=λ1/4.\Delta_{\mathrm{string}} \sim m_{\mathrm{string}}L \sim \frac{L}{\ell_s} =\lambda^{1/4}.

This distinction is crucial. KK modes are supergravity modes. String oscillator modes are not.

Many KK modes are dual to protected short multiplets of N=4\mathcal N=4 SYM. A central family is the chiral primary tower

Ok(I1Ik)=Tr(Φ(I1ΦIk))traces,Δ=k.\mathcal O_k^{(I_1\cdots I_k)} = \operatorname{Tr}\left(\Phi^{(I_1}\cdots\Phi^{I_k)}\right)-\text{traces}, \qquad \Delta=k.

The parentheses denote the symmetric traceless projection under SO(6)RSO(6)_R. The dimensions of these operators are protected, so they can be matched between weakly coupled SYM and strongly coupled supergravity.

A few universal entries are:

Bulk modeBoundary operatorProtected dimension
five-dimensional gravitonstress tensor TμνT_{\mu\nu}44
gauge fields from S5S^5 isometriesR-currents Jμ[IJ]J_\mu^{[IJ]}33
dilaton zero modeTrF2+\operatorname{Tr}F^2+\cdots44
axion zero modeTrFF+\operatorname{Tr}F\wedge F+\cdots44
selected S5S^5 metric and F5F_5 fluctuationschiral primary multipletskk

The word “selected” matters. Some scalar modes arise from mixtures of the S5S^5 metric and the four-form potential. One should not identify every spherical harmonic of every ten-dimensional field with a simple TrΦk\operatorname{Tr}\Phi^k operator without diagonalizing the coupled linearized equations.

Many calculations use a five-dimensional action such as

S5=116πG5d5xg(R+12L2)+.S_5 = \frac{1}{16\pi G_5} \int d^5x\sqrt{-g} \left(R+\frac{12}{L^2}\right)+\cdots.

The equation of motion is

Rμν=4L2gμν,R_{\mu\nu}=-\frac{4}{L^2}g_{\mu\nu},

so pure AdS5\mathrm{AdS}_5 is a solution. This five-dimensional description is the simplest way to compute stress-tensor correlators, black-brane thermodynamics, hydrodynamic transport, and holographic entanglement in the classical limit.

But there are two different ideas here.

First, a Kaluza-Klein reduction on S5S^5 rewrites ten-dimensional supergravity as five-dimensional gravity coupled to infinitely many fields.

Second, a consistent truncation keeps only a finite subset of fields such that every solution of the lower-dimensional theory uplifts to a solution of the ten-dimensional equations. Type IIB on S5S^5 admits a maximally supersymmetric consistent truncation to five-dimensional N=8\mathcal N=8 gauged supergravity with gauge group SO(6)SO(6), and many smaller truncations are used in practical holography.

A consistent truncation is powerful, but it is not justified by the KK modes being parametrically heavy. They are not. It is justified by symmetry and the special structure of the equations.

The ten-dimensional Newton constant is

G10=8π6gs2α4.G_{10}=8\pi^6g_s^2\alpha'^4.

Reducing on a round S5S^5 of radius LL gives

G5=G10Vol(S5)=G10π3L5.G_5=\frac{G_{10}}{\mathrm{Vol}(S^5)} =\frac{G_{10}}{\pi^3L^5}.

Therefore

L3G5=π3L8G10.\frac{L^3}{G_5} =\frac{\pi^3L^8}{G_{10}}.

Using

L4=4πgsNα2,L^4=4\pi g_sN\alpha'^2,

we find

L3G5=2N2π.\boxed{\frac{L^3}{G_5}=\frac{2N^2}{\pi}.}

This is the gravitational origin of the N2N^2 scaling of the boundary matrix theory. For Einstein gravity in AdS5\mathrm{AdS}_5, the holographic central charges are

a=c=πL38G5=N24a=c=\frac{\pi L^3}{8G_5}=\frac{N^2}{4}

at leading large NN. The exact SU(N)SU(N) result is

a=c=N214.a=c=\frac{N^2-1}{4}.

The classical geometry captures the leading N2N^2 term and misses the O(1)O(1) correction, as expected.

The background contains three useful length scales:

s=α,10G101/8,L.\ell_s=\sqrt{\alpha'}, \qquad \ell_{10}\sim G_{10}^{1/8}, \qquad L.

The ratio between the AdS radius and the string length is controlled by λ\lambda:

αL2λ1/2.\frac{\alpha'}{L^2}\sim\lambda^{-1/2}.

The ratio between the AdS scale and the five-dimensional Newton constant is controlled by NN:

G5L31N2.\frac{G_5}{L^3}\sim\frac{1}{N^2}.

Thus the cleanest classical type IIB supergravity regime is

N1,λ1,N\gg1, \qquad \lambda\gg1,

with weak string coupling in the chosen IIB frame when

gs=λ4πN1.g_s=\frac{\lambda}{4\pi N}\ll1.

The conceptual hierarchy is:

CFT limitBulk meaning
NN\to\inftysuppresses bulk quantum loops
λ\lambda\to\inftysuppresses finite string-length corrections
fixed protected sectoroften captured by supergravity KK modes
generic unprotected high-spin operatorsrequire massive string states at finite λ\lambda

The next page will turn this preview into a detailed map of the (N,λ)(N,\lambda) plane.

Mistake 1: saying the dual is pure gravity on AdS5\mathrm{AdS}_5

Section titled “Mistake 1: saying the dual is pure gravity on AdS5\mathrm{AdS}_5AdS5​”

Pure Einstein gravity is a useful subsector. The full bulk theory is type IIB string theory on AdS5×S5\mathrm{AdS}_5\times S^5.

Mistake 2: treating the S5S^5 as negligible

Section titled “Mistake 2: treating the S5S^5S5 as negligible”

The S5S^5 has the same radius as AdS5\mathrm{AdS}_5. There is no large hierarchy that makes all KK modes heavy compared with the AdS scale. Ignoring the sphere is justified only for suitable neutral observables or within a consistent truncation.

Mistake 3: confusing KK modes with string modes

Section titled “Mistake 3: confusing KK modes with string modes”

KK masses scale like 1/L1/L and remain order one in AdS units. Massive string modes scale like 1/s1/\ell_s and have dimensions of order λ1/4\lambda^{1/4} at large λ\lambda.

The integer NN is not merely a continuous parameter of a classical solution. It is the quantized five-form flux through S5S^5, and it is also the rank of the gauge group.

Mistake 5: identifying bulk fields with elementary SYM fields

Section titled “Mistake 5: identifying bulk fields with elementary SYM fields”

The elementary fields AμA_\mu, λA\lambda^A, and ΦI\Phi^I are not gauge-invariant local observables. Bulk fields are dual to gauge-invariant operators, typically single-trace operators such as TμνT_{\mu\nu}, Jμ[IJ]J_\mu^{[IJ]}, TrF2\operatorname{Tr}F^2, and protected scalar composites.

The canonical bulk background is specified by

ds102=L2dsAdS52+L2dΩ52,ds_{10}^2 =L^2ds_{\mathrm{AdS}_5}^2+L^2d\Omega_5^2, F5=4L4(volAdS5+volS5),F5=10F5,F_5=4L^4 \left( \mathrm{vol}_{\mathrm{AdS}_5}+\mathrm{vol}_{S^5} \right), \qquad F_5={}^\star_{10}F_5,

and constant axio-dilaton

τIIB=C0+ieΦ=τYM.\tau_{\mathrm{IIB}}=C_0+i e^{-\Phi}=\tau_{\mathrm{YM}}.

Flux quantization gives

L4=4πgsNα2=λα2,L^4=4\pi g_sN\alpha'^2=\lambda\alpha'^2,

and dimensional reduction gives

L3G5=2N2π.\frac{L^3}{G_5}=\frac{2N^2}{\pi}.

The bosonic symmetry match is

SO(2,4)×SO(6)R,SO(2,4)\times SO(6)_R,

and the full superisometry is

PSU(2,24).PSU(2,2|4).

The S5S^5 geometrizes R-symmetry and produces KK towers dual to protected operator multiplets. Classical five-dimensional gravity is a controlled approximation to the full type IIB dual, not the full duality itself.

Exercise 1: Recover the Poincare-patch AdS metric

Section titled “Exercise 1: Recover the Poincare-patch AdS metric”

Starting from the near-horizon D3-brane metric

ds2=r2L2ημνdxμdxν+L2r2dr2+L2dΩ52,ds^2 =\frac{r^2}{L^2}\eta_{\mu\nu}dx^\mu dx^\nu +\frac{L^2}{r^2}dr^2 +L^2d\Omega_5^2,

use z=L2/rz=L^2/r to show that the first two terms become the Poincare-patch metric on AdS5\mathrm{AdS}_5.

Solution

From

z=L2r,z=\frac{L^2}{r},

we have

r=L2z,dr=L2z2dz.r=\frac{L^2}{z}, \qquad dr=-\frac{L^2}{z^2}dz.

Then

r2L2=L2z2,\frac{r^2}{L^2}=\frac{L^2}{z^2},

and

L2r2dr2=L2L4/z2L4z4dz2=L2z2dz2.\frac{L^2}{r^2}dr^2 =\frac{L^2}{L^4/z^2}\frac{L^4}{z^4}dz^2 =\frac{L^2}{z^2}dz^2.

Therefore

ds2=L2z2(dz2+ημνdxμdxν)+L2dΩ52.ds^2 =\frac{L^2}{z^2} \left(dz^2+\eta_{\mu\nu}dx^\mu dx^\nu\right) +L^2d\Omega_5^2.

The first bracket is the Poincare patch of AdS5\mathrm{AdS}_5.

Exercise 2: Derive the radius-flux relation

Section titled “Exercise 2: Derive the radius-flux relation”

Assume

S5F5=4π3L4,\int_{S^5}F_5=4\pi^3L^4,

and use

N=12κ102T3S5F5,T3=1(2π)3gsα2,2κ102=(2π)7gs2α4.N =\frac{1}{2\kappa_{10}^2T_3} \int_{S^5}F_5, \qquad T_3=\frac{1}{(2\pi)^3g_s\alpha'^2}, \qquad 2\kappa_{10}^2=(2\pi)^7g_s^2\alpha'^4.

Show that

L4=4πgsNα2.L^4=4\pi g_sN\alpha'^2.
Solution

First compute

2κ102T3=(2π)7gs2α41(2π)3gsα2=(2π)4gsα2.2\kappa_{10}^2T_3 =(2\pi)^7g_s^2\alpha'^4 \frac{1}{(2\pi)^3g_s\alpha'^2} =(2\pi)^4g_s\alpha'^2.

Therefore

N=4π3L4(2π)4gsα2=4π3L416π4gsα2=L44πgsα2.N =\frac{4\pi^3L^4}{(2\pi)^4g_s\alpha'^2} =\frac{4\pi^3L^4}{16\pi^4g_s\alpha'^2} =\frac{L^4}{4\pi g_s\alpha'^2}.

Solving for L4L^4 gives

L4=4πgsNα2.L^4=4\pi g_sN\alpha'^2.

Using gYM2=4πgsg_{\mathrm{YM}}^2=4\pi g_s then gives L4/α2=λL^4/\alpha'^2=\lambda.

Exercise 3: Why a pure five-dimensional truncation is subtle

Section titled “Exercise 3: Why a pure five-dimensional truncation is subtle”

Explain why the statement

mKK1Lm_{\mathrm{KK}}\sim\frac{1}{L}

means that Kaluza-Klein modes on S5S^5 are not parametrically heavier than the AdS scale. Why can five-dimensional effective actions nevertheless be useful?

Solution

The AdS curvature scale is also 1/L1/L. If

mKKLO(1),m_{\mathrm{KK}}L\sim O(1),

then KK modes are light in AdS units. There is no hierarchy of the form

mKKL1.m_{\mathrm{KK}}L\gg1.

Thus one cannot justify throwing away all KK modes by a simple low-energy expansion below the internal scale.

Five-dimensional effective actions are still useful for two reasons. First, some calculations only source fields in a closed sector of the equations, such as the metric and a few matter fields. Second, special consistent truncations exist: every solution of the lower-dimensional truncated theory uplifts to a solution of the ten-dimensional theory. In such cases the truncation is justified by consistency and symmetry, not by a large KK mass gap.

Exercise 4: A minimal scalar harmonic on S5S^5

Section titled “Exercise 4: A minimal scalar harmonic on S5S^5S5”

Consider a ten-dimensional massless scalar obeying

10ϕ=0\Box_{10}\phi=0

on AdS5×S5\mathrm{AdS}_5\times S^5. Expand

ϕ(x,y)=ϕk(x)Yk(y),\phi(x,y)=\phi_k(x)Y_k(y),

where

S52Yk=k(k+4)Yk.-\nabla_{S^5}^2Y_k=k(k+4)Y_k.

Find the effective five-dimensional mass mk2L2m_k^2L^2 and the corresponding standard-quantization dimension Δ\Delta in d=4d=4.

Solution

The ten-dimensional Laplacian separates as

10=AdS5+1L2S5,unit2.\Box_{10} =\Box_{\mathrm{AdS}_5} +\frac{1}{L^2}\nabla_{S^5,\mathrm{unit}}^2.

Substitution gives

(AdS5k(k+4)L2)ϕk=0.\left( \Box_{\mathrm{AdS}_5} -\frac{k(k+4)}{L^2} \right)\phi_k=0.

Thus

mk2L2=k(k+4).m_k^2L^2=k(k+4).

For a scalar in AdS5\mathrm{AdS}_5, the mass-dimension relation is

Δ(Δ4)=m2L2.\Delta(\Delta-4)=m^2L^2.

So

Δ(Δ4)=k(k+4),\Delta(\Delta-4)=k(k+4),

whose solutions are

Δ=k+4,Δ=k.\Delta=k+4, \qquad \Delta=-k.

The standard positive-dimension choice is

Δ=k+4.\Delta=k+4.

For k=0k=0, this gives Δ=4\Delta=4, as expected for the dilaton zero mode dual to an exactly marginal operator. This exercise also shows why one must be careful: the chiral primaries with Δ=k\Delta=k do not arise from a minimally coupled scalar in this simple way; they come from specific mixed metric and five-form fluctuations.

Exercise 5: Central charge scaling from dimensional reduction

Section titled “Exercise 5: Central charge scaling from dimensional reduction”

Use

G10=8π6gs2α4,G5=G10π3L5,L4=4πgsNα2G_{10}=8\pi^6g_s^2\alpha'^4, \qquad G_5=\frac{G_{10}}{\pi^3L^5}, \qquad L^4=4\pi g_sN\alpha'^2

to show that

L3G5=2N2π.\frac{L^3}{G_5}=\frac{2N^2}{\pi}.

Then show that the holographic result

a=c=πL38G5a=c=\frac{\pi L^3}{8G_5}

gives a=c=N2/4a=c=N^2/4 at leading order.

Solution

First,

L3G5=L3π3L5G10=π3L8G10.\frac{L^3}{G_5} =\frac{L^3\pi^3L^5}{G_{10}} =\frac{\pi^3L^8}{G_{10}}.

Since

L8=(4πgsNα2)2=16π2gs2N2α4,L^8=(4\pi g_sN\alpha'^2)^2 =16\pi^2g_s^2N^2\alpha'^4,

we get

L3G5=π316π2gs2N2α48π6gs2α4=2N2π.\frac{L^3}{G_5} =\frac{\pi^3\,16\pi^2g_s^2N^2\alpha'^4}{8\pi^6g_s^2\alpha'^4} =\frac{2N^2}{\pi}.

Therefore

a=c=π8L3G5=π82N2π=N24.a=c =\frac{\pi}{8}\frac{L^3}{G_5} =\frac{\pi}{8}\frac{2N^2}{\pi} =\frac{N^2}{4}.

The exact SU(N)SU(N) result is (N21)/4(N^2-1)/4, so the missing 1/4-1/4 is an O(1)O(1) correction beyond classical supergravity.