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CFT Data, Large N, and Single-Trace Operators

AdS/CFT is often introduced from the bulk side: start with a field in AdS, solve a wave equation, and read off a boundary correlator. That is useful, but it hides the deeper logic. The boundary theory is a complete quantum system. It does not need the bulk in order to be well-defined.

From the CFT point of view, the essential data are:

operator spectrum+OPE coefficients+symmetry and anomaly data.\text{operator spectrum} \quad + \quad \text{OPE coefficients} \quad + \quad \text{symmetry and anomaly data}.

In a unitary CFT, the operator spectrum consists of primary operators and their descendants. The OPE coefficients tell us how products of local operators decompose into this spectrum. Schematically,

Oi(x)Oj(0)=kCijk1xΔi+ΔjΔk[Ok(0)+descendants].\mathcal O_i(x)\mathcal O_j(0) = \sum_k C_{ijk} \frac{1}{|x|^{\Delta_i+\Delta_j-\Delta_k}} \left[ \mathcal O_k(0)+\text{descendants} \right].

The crucial holographic lesson is that bulk locality is a special organization of CFT data. In a holographic CFT, the data are not generic. They have a large parameter, conventionally called NN, or more invariantly a large stress-tensor coefficient CTC_T. Connected correlators of properly normalized low-dimension single-trace operators are suppressed by powers of 1/N1/N. This makes the theory behave, at leading order, like a generalized free theory. The generalized free fields are the boundary shadows of free bulk particles.

At the next order in 1/N1/N, the CFT remembers bulk interactions. Single-trace three-point coefficients become cubic bulk couplings, connected four-point functions become tree-level Witten diagrams, anomalous dimensions of double-trace operators become binding energies, and higher orders become bulk loops.

Single-trace and multi-trace operators reorganize into bulk particles and multi-particle states

At large CTN2C_T\sim N^2, single-trace primaries behave like single-particle bulk fields. Multi-trace primaries behave like multi-particle states. Operator dimensions give particle masses and spins; OPE coefficients give bulk couplings; connected correlators are suppressed by powers of CT1/2C_T^{-1/2}.

This page is the conceptual bridge between the previous geometric module and the next dictionary pages. The next pages will discuss sources, near-boundary fields, the mass-dimension relation, currents, the stress tensor, and the GKP/Witten prescription. Here we first ask: what must the CFT data look like for a weakly coupled bulk description to exist at all?

In a CFT on flat Euclidean space Rd\mathbb R^d, local primary operators are labeled by their scaling dimension Δ\Delta, their spin representation under SO(d)SO(d), and their quantum numbers under any global symmetries. Descendants are obtained by applying translations,

Pμμ,P_\mu \sim \partial_\mu,

to primaries. A conformal family is a primary together with all of its descendants.

For scalar primaries normalized as

Oi(x)Oj(0)=δijx2Δi,\langle \mathcal O_i(x)\mathcal O_j(0)\rangle = \frac{\delta_{ij}}{|x|^{2\Delta_i}},

conformal symmetry fixes the position dependence of two- and three-point functions:

O1(x1)O2(x2)=δ12x122Δ1,\langle \mathcal O_1(x_1)\mathcal O_2(x_2)\rangle = \frac{\delta_{12}}{x_{12}^{2\Delta_1}},

and

O1(x1)O2(x2)O3(x3)=C123x12Δ1+Δ2Δ3x23Δ2+Δ3Δ1x13Δ1+Δ3Δ2,\langle \mathcal O_1(x_1) \mathcal O_2(x_2) \mathcal O_3(x_3) \rangle = \frac{C_{123}} {x_{12}^{\Delta_1+\Delta_2-\Delta_3} x_{23}^{\Delta_2+\Delta_3-\Delta_1} x_{13}^{\Delta_1+\Delta_3-\Delta_2}},

where xij=xixjx_{ij}=|x_i-x_j|. For spinning operators, there are several allowed tensor structures, each with its own coefficient. The basic idea is the same: conformal symmetry fixes the shape; the theory supplies the numbers.

Four-point functions contain the first genuinely dynamical functions. For four scalar primaries,

O1(x1)O2(x2)O3(x3)O4(x4)=1x12Δ1+Δ2x34Δ3+Δ4(x24x14)Δ12(x14x13)Δ34G(u,v),\langle \mathcal O_1(x_1) \mathcal O_2(x_2) \mathcal O_3(x_3) \mathcal O_4(x_4) \rangle = \frac{1}{x_{12}^{\Delta_1+\Delta_2}x_{34}^{\Delta_3+\Delta_4}} \left(\frac{x_{24}}{x_{14}}\right)^{\Delta_{12}} \left(\frac{x_{14}}{x_{13}}\right)^{\Delta_{34}} \mathcal G(u,v),

with

Δij=ΔiΔj,u=x122x342x132x242,v=x142x232x132x242.\Delta_{ij}=\Delta_i-\Delta_j, \qquad u= \frac{x_{12}^2x_{34}^2}{x_{13}^2x_{24}^2}, \qquad v= \frac{x_{14}^2x_{23}^2}{x_{13}^2x_{24}^2}.

The variables uu and vv are conformally invariant cross-ratios; all dynamical dependence of the scalar four-point function sits in G(u,v)\mathcal G(u,v).

The same four-point function can be decomposed into conformal blocks:

G(u,v)=pC12pC34pGΔp,p(u,v),\mathcal G(u,v) = \sum_p C_{12p}C_{34p} G_{\Delta_p,\ell_p}(u,v),

where GΔp,pG_{\Delta_p,\ell_p} is fixed by conformal symmetry and the sum runs over primary operators appearing in the O1O2\mathcal O_1\mathcal O_2 OPE. Crossing symmetry says that this decomposition must agree with decompositions in other OPE channels. In this sense, a CFT is a highly constrained algebra of local operators.

A concise way to write the CFT data is

DCFT={Δi,i,Ri,Cijk,tensor-structure coefficients,anomalies},\mathcal D_{\mathrm{CFT}} = \left\{ \Delta_i, \ell_i, R_i, C_{ijk}, \text{tensor-structure coefficients}, \text{anomalies} \right\},

subject to unitarity, associativity of the OPE, Ward identities, and crossing symmetry.

For AdS/CFT, this data set is not just formal bookkeeping. It is the boundary encoding of bulk physics.

Radial quantization and why dimensions look like energies

Section titled “Radial quantization and why dimensions look like energies”

The state-operator correspondence turns local operators into states. Insert a primary operator at the origin of Euclidean Rd\mathbb R^d. Under the conformal map

Rd{0}Rτ×Sd1,r=eτ,\mathbb R^d\setminus\{0\} \longrightarrow \mathbb R_\tau\times S^{d-1}, \qquad r=e^\tau,

dilatations on Rd\mathbb R^d become time translations on the cylinder. If DD is the dilatation generator, then

DO(0)=ΔO(0)D \mathcal O(0)=\Delta \mathcal O(0)

becomes

HcylO=ΔRSd1O,H_{\mathrm{cyl}}|\mathcal O\rangle = \frac{\Delta}{R_{S^{d-1}}}|\mathcal O\rangle,

where RSd1R_{S^{d-1}} is the radius of the spatial sphere.

This is the first hint of the bulk particle dictionary. In global AdS, the boundary is the cylinder

Rt×Sd1.\mathbb R_t\times S^{d-1}.

A normal mode of a bulk field has a discrete global energy. The corresponding CFT state has a discrete cylinder energy. Thus the operator dimension Δ\Delta is not merely a critical exponent: in radial quantization it is an energy quantum number.

For a scalar field in AdSd+1_{d+1}, the next page will derive

Δ(Δd)=m2L2.\Delta(\Delta-d)=m^2L^2.

For now, the important point is qualitative:

primary operatorbulk particle species\boxed{ \text{primary operator} \quad \longleftrightarrow \quad \text{bulk particle species} }

and

operator dimensionbulk mass in AdS units.\boxed{ \text{operator dimension} \quad \longleftrightarrow \quad \text{bulk mass in AdS units}. }

Descendants do not represent new particle species. They are the same conformal family acted on by translations. In the bulk, they are related to the spacetime dependence and global descendants of the same field. New bulk fields correspond to new primary families.

The stress-tensor coefficient as the invariant large-NN parameter

Section titled “The stress-tensor coefficient as the invariant large-NNN parameter”

In matrix gauge theories, the large parameter is often called NN, the rank of the gauge group. But not every holographic CFT is handed to us as an explicit matrix gauge theory. A more invariant measure of the number of degrees of freedom is the coefficient CTC_T in the stress-tensor two-point function:

Tμν(x)Tρσ(0)=CTx2dIμν,ρσ(x),\langle T_{\mu\nu}(x)T_{\rho\sigma}(0)\rangle = \frac{C_T}{x^{2d}} \mathcal I_{\mu\nu,\rho\sigma}(x),

where Iμν,ρσ(x)\mathcal I_{\mu\nu,\rho\sigma}(x) is the conformally fixed tensor structure. The normalization of CTC_T is convention-dependent, but its scaling is not. In large-NN matrix theories,

CTN2.C_T\sim N^2.

In a classical Einstein gravity dual,

CTLd1Gd+1,C_T\sim \frac{L^{d-1}}{G_{d+1}},

again up to a convention-dependent numerical factor. Thus

Gd+1Ld11CT\frac{G_{d+1}}{L^{d-1}} \sim \frac{1}{C_T}

is the bulk loop-counting parameter. Classical gravity is the limit

CT.C_T\to \infty.

This is the cleanest way to state large NN in a general holographic CFT. When the course writes N2N^2, it often means CTC_T.

Normalization conventions: raw operators versus unit-normalized operators

Section titled “Normalization conventions: raw operators versus unit-normalized operators”

A surprisingly common source of confusion is operator normalization. There are two useful conventions.

ConventionTwo-point functionConnected kk-point scalingTypical use
Bulk-natural operator Obulk\mathcal O_{\mathrm{bulk}}ObulkObulkCT\langle \mathcal O_{\mathrm{bulk}}\mathcal O_{\mathrm{bulk}}\rangle\sim C_TObulkkconnCT\langle \mathcal O_{\mathrm{bulk}}^k\rangle_{\mathrm{conn}}\sim C_T at tree levelDirectly conjugate to a bulk source
Unit-normalized operator O\mathcal OOO1\langle \mathcal O\mathcal O\rangle\sim 1OkconnCT1k/2\langle \mathcal O^k\rangle_{\mathrm{conn}}\sim C_T^{1-k/2}Clean large-NN counting

The two are related by

O=ObulkCT.\mathcal O = \frac{\mathcal O_{\mathrm{bulk}}}{\sqrt{C_T}}.

In gauge theory language, a raw single trace such as

Tr(X2)\mathrm{Tr}(X^2)

often has a two-point function of order N2N^2. A unit-normalized version is schematically

O1NTr(X2).\mathcal O \sim \frac{1}{N}\mathrm{Tr}(X^2).

This course will usually use unit-normalized single-trace operators when discussing large-NN factorization, because then the hierarchy is especially transparent:

O1OkconnCT1k/2N2k.\langle \mathcal O_1\cdots \mathcal O_k\rangle_{\mathrm{conn}} \sim C_T^{1-k/2} \sim N^{2-k}.

Thus

OO1,OOO1N,OOOOconn1N2.\langle \mathcal O\mathcal O\rangle\sim 1, \qquad \langle \mathcal O\mathcal O\mathcal O\rangle\sim \frac{1}{N}, \qquad \langle \mathcal O\mathcal O\mathcal O\mathcal O\rangle_{\mathrm{conn}} \sim \frac{1}{N^2}.

This is not a statement about free fields in the Lagrangian. It is a statement about gauge-invariant observables in the large-NN limit.

Large-NN factorization means that products of separated gauge-invariant single-trace operators factorize at leading order. For a single operator with vanishing one-point function,

O1O2O3O4=O1O2O3O4+O1O3O2O4+O1O4O2O3+O(CT1).\langle \mathcal O_1\mathcal O_2\mathcal O_3\mathcal O_4\rangle = \langle \mathcal O_1\mathcal O_2\rangle \langle \mathcal O_3\mathcal O_4\rangle + \langle \mathcal O_1\mathcal O_3\rangle \langle \mathcal O_2\mathcal O_4\rangle + \langle \mathcal O_1\mathcal O_4\rangle \langle \mathcal O_2\mathcal O_3\rangle +O(C_T^{-1}).

More generally,

O1Okconn=O(CT1k/2)\langle \mathcal O_1\cdots \mathcal O_k\rangle_{\mathrm{conn}} =O(C_T^{1-k/2})

for unit-normalized single-trace operators.

This leading answer looks like Wick’s theorem. But the operator O\mathcal O need not be a free elementary field. Its dimension may be strongly coupled and far from any engineering dimension. The correct name is generalized free field.

A generalized free field is defined by two facts:

  1. its two-point function has the conformal form fixed by its dimension;
  2. its higher-point functions factorize into sums of products of two-point functions.

In AdS language, generalized free fields are what one gets from free particles propagating in a fixed AdS background. The particles are free because CTC_T\to\infty suppresses interactions. They live in AdS because the conformal group acts as the AdS isometry group.

This is the boundary signature of a classical bulk limit.

In a gauge theory with adjoint matrix fields, a single-trace operator is schematically

O(x)1NTr ⁣(X1(x)X2(x)Xm(x)),\mathcal O(x) \sim \frac{1}{N}\mathrm{Tr}\!\big(X_1(x)X_2(x)\cdots X_m(x)\big),

with gauge indices contracted in one trace. Examples in N=4\mathcal N=4 SYM include scalar chiral primaries of the form

OkI1NTr ⁣(Φ(i1Φik))traceless,\mathcal O_k^I \sim \frac{1}{N}\mathrm{Tr}\!\big(\Phi^{(i_1}\cdots \Phi^{i_k)}\big)_{\mathrm{traceless}},

as well as the stress tensor, conserved currents, and many unprotected long operators.

The word “single-trace” has two related meanings:

MeaningDescriptionBest used when
Literal traceA gauge-invariant operator built from one matrix traceThe CFT has an explicit gauge-theory Lagrangian
Large-NN elementary operatorA primary whose correlators scale like one-particle observables and which is not a product of lower operatorsThe CFT is abstract, strongly coupled, or defined non-Lagrangianly

The second meaning is more robust for holography. We often call these operators single-particle operators or single-trace-like operators.

The basic dictionary is:

single-trace primarysingle-particle bulk field\boxed{ \text{single-trace primary} \quad \longleftrightarrow \quad \text{single-particle bulk field} }

A scalar single-trace primary gives a scalar field. A conserved current gives a bulk gauge field. The stress tensor gives the graviton. Spin-\ell single-trace primaries give bulk fields of spin \ell, though a weakly curved Einstein-like bulk requires most higher-spin single-trace fields to be heavy.

Multi-trace operators and bulk multi-particle states

Section titled “Multi-trace operators and bulk multi-particle states”

Multi-trace operators are products of single-trace operators, with descendant pieces subtracted so that the result is a conformal primary. Schematic double-trace operators are

[OiOj]n,Oi2n{μ1μ}Ojtracesdescendants.[\mathcal O_i\mathcal O_j]_{n,\ell} \sim \mathcal O_i\, \partial^{2n}\partial_{\{\mu_1}\cdots\partial_{\mu_\ell\}} \mathcal O_j -\text{traces} -\text{descendants}.

At N=N=\infty, their dimensions are additive:

Δ[ij]n,(0)=Δi+Δj+2n+.\Delta_{[ij]_{n,\ell}}^{(0)} = \Delta_i+ \Delta_j+2n+ \ell.

At large but finite NN,

Δ[ij]n,=Δi+Δj+2n++γij;n,,\Delta_{[ij]_{n,\ell}} = \Delta_i+ \Delta_j+2n+\ell + \gamma_{ij;n,\ell},

where

γij;n,=O(CT1)=O(N2)\gamma_{ij;n,\ell}=O(C_T^{-1})=O(N^{-2})

for ordinary two-particle binding effects in a theory with only adjoint degrees of freedom.

The bulk interpretation is immediate:

double-trace primarytwo-particle state in global AdS\boxed{ \text{double-trace primary} \quad \longleftrightarrow \quad \text{two-particle state in global AdS} }

and similarly

m-trace primarym-particle state\boxed{ \text{$m$-trace primary} \quad \longleftrightarrow \quad \text{$m$-particle state} }

at leading order in 1/N1/N.

The integers nn and \ell have a simple physical meaning. The spin \ell is orbital angular momentum on the boundary sphere, and nn counts radial excitation. The additive formula for Δ\Delta is just the energy formula for two noninteracting particles in the AdS box.

This is one of the most useful ideas in practical AdS/CFT: anomalous dimensions of multi-trace operators measure bulk interactions.

For example, if a four-point function receives a tree-level exchange contribution from a single-trace field, then the OPE expansion of that same four-point function contains O(1/CT)O(1/C_T) corrections to the dimensions and OPE coefficients of double-trace operators. The same physical process is being described in two languages:

bulk force between particlesdouble-trace anomalous dimension.\text{bulk force between particles} \quad \longleftrightarrow \quad \text{double-trace anomalous dimension}.

Consider three unit-normalized single-trace primaries. Their three-point coefficient scales as

C123CT1/21N.C_{123} \sim C_T^{-1/2} \sim \frac{1}{N}.

In the bulk, after canonically normalizing fields, a cubic interaction has the schematic form

Sbulkdd+1xgg123CTϕ1ϕ2ϕ3.S_{\mathrm{bulk}} \supset \int d^{d+1}x\sqrt g\, \frac{g_{123}}{\sqrt{C_T}}\, \phi_1\phi_2\phi_3.

The precise numerical map between C123C_{123} and g123g_{123} depends on field normalizations and on the AdS integral that produces the three-point Witten diagram. But the scaling is universal:

C123CT1/2tree-level cubic bulk vertex\boxed{ C_{123}\sim C_T^{-1/2} \quad \longleftrightarrow \quad \text{tree-level cubic bulk vertex} }

Similarly, a connected four-point function of unit-normalized single-trace operators scales as

O1O2O3O4connCT1.\langle \mathcal O_1\mathcal O_2\mathcal O_3\mathcal O_4\rangle_{\mathrm{conn}} \sim C_T^{-1}.

In the bulk, this is the scaling of a tree-level four-point process: an exchange Witten diagram or a quartic contact Witten diagram. Bulk loops are further suppressed by powers of 1/CT1/C_T.

The large-NN dictionary can therefore be summarized as:

CFT quantityScaling for unit-normalized single tracesBulk interpretation
Δi\Delta_i, i\ell_iO(1)O(1) for light fieldsMass and spin of a bulk particle
CTC_TO(N2)O(N^2)Ld1/Gd+1L^{d-1}/G_{d+1}
CijkC_{ijk}O(CT1/2)O(C_T^{-1/2})Cubic coupling of canonically normalized fields
Connected four-point functionO(CT1)O(C_T^{-1})Tree-level scattering in AdS
Double-trace anomalous dimension γn,\gamma_{n,\ell}O(CT1)O(C_T^{-1})Two-particle binding energy
Higher connected correlatorspowers of CT1/2C_T^{-1/2}Higher-point vertices and diagrams
1/CT1/C_T correctionsloop expansionQuantum gravity corrections

This table is one of the conceptual cores of the course.

A large-NN expansion gives a weak coupling expansion in the bulk, but it does not guarantee a simple Einstein gravity dual.

There are two distinct requirements:

classicalityCT1,\text{classicality} \quad \Longleftrightarrow \quad C_T\gg 1,

and

bulk locality below the AdS scaleΔgap1.\text{bulk locality below the AdS scale} \quad \Longleftrightarrow \quad \Delta_{\mathrm{gap}}\gg 1.

Here Δgap\Delta_{\mathrm{gap}} is the dimension of the lightest single-trace operator with spin greater than two, or more generally the gap to stringy/higher-spin single-particle states not included in the low-energy bulk effective theory.

Why does this matter? A theory can have factorization but still fail to look like Einstein gravity.

Large-NN vector models have many degrees of freedom and factorization, but their natural single-trace-like operators include an infinite tower of approximately conserved higher-spin currents:

Jμ1μs,s=0,1,2,.J_{\mu_1\cdots\mu_s}, \qquad s=0,1,2,\ldots.

A dual description, when it exists, is not ordinary Einstein gravity with a small number of light fields. It is higher-spin gravity. The bulk is weakly coupled in a large-NN sense, but not local in the same way as a low-energy Einstein effective field theory.

A weakly coupled matrix CFT can also have a large number of low-dimension single-trace operators with high spin. In string language, the string scale is comparable to the AdS scale:

sL.\ell_s \sim L.

Then the bulk may still be stringy, but there is no large separation between the AdS radius and the string length. Local supergravity is not a good approximation.

For a weakly curved Einstein-like bulk, we need both

CT1C_T\gg 1

and

Δgap1.\Delta_{\mathrm{gap}}\gg 1.

The first condition suppresses quantum loops:

Gd+1Ld11.\frac{G_{d+1}}{L^{d-1}}\ll 1.

The second suppresses higher-derivative/stringy corrections:

sL1Δgap1.\frac{\ell_s}{L} \sim \frac{1}{\Delta_{\mathrm{gap}}} \ll 1.

In the canonical AdS5×S5_5\times S^5 example, this second condition is related to large ‘t Hooft coupling λ\lambda. In general CFT language, it is a statement about a sparse spectrum of low-dimension single-trace operators.

How a four-point function knows about the bulk

Section titled “How a four-point function knows about the bulk”

The best place to see the dictionary in action is a four-point function of identical scalar single-trace primaries:

O(x1)O(x2)O(x3)O(x4).\langle \mathcal O(x_1)\mathcal O(x_2)\mathcal O(x_3)\mathcal O(x_4)\rangle.

At N=N=\infty, factorization gives

G(u,v)=1+uΔ+(uv)Δ.\mathcal G(u,v) = 1+u^\Delta+\left(\frac{u}{v}\right)^\Delta.

This is the generalized-free answer. In the OPE channel 123412\to 34, this answer contains the identity operator and an infinite tower of double-trace primaries:

[OO]n,,Δn,(0)=2Δ+2n+.[\mathcal O\mathcal O]_{n,\ell}, \qquad \Delta_{n,\ell}^{(0)}=2\Delta+2n+\ell.

At order 1/CT1/C_T, the four-point function becomes

G(u,v)=G(0)(u,v)+1CTG(1)(u,v)+O(CT2).\mathcal G(u,v) = \mathcal G^{(0)}(u,v) + \frac{1}{C_T}\mathcal G^{(1)}(u,v) +O(C_T^{-2}).

The correction G(1)\mathcal G^{(1)} has two simultaneous interpretations:

  1. Bulk perturbation theory: it is computed by tree-level Witten diagrams.
  2. CFT OPE data: it shifts double-trace dimensions and OPE coefficients:
Δn,=2Δ+2n++1CTγn,(1)+1CT2γn,(2)+,\Delta_{n,\ell} = 2\Delta+2n+\ell+ \frac{1}{C_T}\gamma_{n,\ell}^{(1)}+ \frac{1}{C_T^2}\gamma_{n,\ell}^{(2)}+ \cdots, COO[OO]n,=Cn,(0)+1CTCn,(1)+.C_{\mathcal O\mathcal O[\mathcal O\mathcal O]_{n,\ell}} = C_{n,\ell}^{(0)}+ \frac{1}{C_T}C_{n,\ell}^{(1)}+\cdots.

The equality of these descriptions is not a poetic analogy. It is how perturbative bulk dynamics is encoded in the CFT bootstrap. A tree-level contact interaction in AdS is a particular crossing-symmetric correction to CFT data. A bulk exchange diagram is another such correction. Bulk locality becomes a statement about the analytic and asymptotic behavior of this CFT data.

This is why modern AdS/CFT often studies holography directly from CFT data, without first invoking a specific string compactification.

Boundary CFT conceptBulk AdS conceptComment
Primary operator Oi\mathcal O_iParticle species / field ϕi\phi_iOne conformal family per bulk field
Dimension Δi\Delta_iEnergy on global AdS; mass in AdS unitsFor scalars, m2L2=Δ(Δd)m^2L^2=\Delta(\Delta-d)
Spin i\ell_iBulk spinConserved spin-one current gives a gauge field; stress tensor gives the graviton
Descendants Pμ1PμnOP_{\mu_1}\cdots P_{\mu_n}\mathcal OExcitations within the same field representationNot new particle species
Single-trace primarySingle-particle statePrecise as a large-NN notion
Multi-trace primaryMulti-particle stateDimensions additive at N=N=\infty
OPE coefficient CijkC_{ijk}Cubic couplingWith normalization-dependent proportionality
Double-trace anomalous dimensionBinding energy / scattering dataAppears at order 1/CT1/C_T
Stress-tensor coefficient CTC_TLd1/Gd+1L^{d-1}/G_{d+1}Controls bulk loops
Sparse single-trace spectrumLow-energy bulk effective field theoryNeeded for Einstein-like locality

Mistake 1: “Every large-NN CFT has an Einstein gravity dual.”

Section titled “Mistake 1: “Every large-NNN CFT has an Einstein gravity dual.””

No. Large NN gives factorization and a candidate weak-coupling expansion. An Einstein-like bulk also requires a sparse low-dimension single-trace spectrum and a large gap to higher-spin/stringy states.

Mistake 2: “Single-trace means literally one trace in every CFT.”

Section titled “Mistake 2: “Single-trace means literally one trace in every CFT.””

No. Literal traces exist only when the CFT has a matrix gauge-theory description. In abstract holographic CFTs, “single-trace” means large-NN elementary: an operator that behaves like a single-particle state rather than a multi-particle composite.

Mistake 3: “Generalized free means free Lagrangian.”

Section titled “Mistake 3: “Generalized free means free Lagrangian.””

No. A generalized free field is free in its correlator factorization, not necessarily in its microscopic construction. A strongly coupled single-trace operator can be generalized free at N=N=\infty.

Mistake 4: “The multi-trace spectrum is optional.”

Section titled “Mistake 4: “The multi-trace spectrum is optional.””

No. Multi-trace operators are forced by the OPE. In the bulk they are forced by the existence of multi-particle states. A single-particle field in AdS automatically generates a tower of multi-particle states in the Hilbert space.

Mistake 5: “The coefficient CTC_T is exactly N2N^2.”

Section titled “Mistake 5: “The coefficient CTC_TCT​ is exactly N2N^2N2.””

Only in special conventions and examples. The invariant statement is that CTC_T measures the number of degrees of freedom and scales like Ld1/Gd+1L^{d-1}/G_{d+1} in a gravity dual. For SU(N)SU(N) gauge theories, it usually scales as N2N^2 at large NN.

The next pages will use this organization of CFT data to build the practical AdS/CFT dictionary:

  • sources couple to operators;
  • boundary values of bulk fields are sources;
  • normalizable modes encode states and expectation values;
  • masses determine dimensions;
  • gauge fields encode currents;
  • the graviton encodes the stress tensor;
  • differentiating the renormalized on-shell action produces CFT correlators.

The slogan is:

CFT dataN, Δgap1local bulk effective field theory in AdS.\text{CFT data} \quad \xrightarrow{\large N,\ \Delta_{\mathrm{gap}}\gg 1}\quad \text{local bulk effective field theory in AdS}.

The rest of the course is largely the art of making this arrow calculable.

Exercise 1: OPE data and the scalar three-point function

Section titled “Exercise 1: OPE data and the scalar three-point function”

Assume three scalar primaries have unit-normalized two-point functions. Use scale invariance and translation invariance to show that their three-point function must have the form

O1(x1)O2(x2)O3(x3)=C123x12ax23bx13c,\langle \mathcal O_1(x_1) \mathcal O_2(x_2) \mathcal O_3(x_3) \rangle = \frac{C_{123}} {x_{12}^{a}x_{23}^{b}x_{13}^{c}},

with

a=Δ1+Δ2Δ3,b=Δ2+Δ3Δ1,c=Δ1+Δ3Δ2.a=\Delta_1+\Delta_2-\Delta_3, \qquad b=\Delta_2+\Delta_3-\Delta_1, \qquad c=\Delta_1+\Delta_3-\Delta_2.
Solution

Translation and rotation invariance imply that the correlator can depend only on distances x12x_{12}, x23x_{23}, and x13x_{13}. Write

O1O2O3=C123x12ax23bx13c.\langle \mathcal O_1\mathcal O_2\mathcal O_3\rangle = \frac{C_{123}}{x_{12}^a x_{23}^b x_{13}^c}.

Under a scale transformation xiλxix_i\to \lambda x_i, the correlator must scale as

λ(Δ1+Δ2+Δ3).\lambda^{-(\Delta_1+\Delta_2+\Delta_3)}.

This gives

a+b+c=Δ1+Δ2+Δ3.a+b+c=\Delta_1+\Delta_2+\Delta_3.

More strongly, the correlator must have the correct scaling when one uses the OPE in each pair. The OPE of O1(x1)O2(x2)\mathcal O_1(x_1)\mathcal O_2(x_2) contains O3\mathcal O_3 with singularity

x12(Δ1+Δ2Δ3),x_{12}^{-(\Delta_1+\Delta_2-\Delta_3)},

so

a=Δ1+Δ2Δ3.a=\Delta_1+\Delta_2-\Delta_3.

Applying the same reasoning to the other two pairs gives

b=Δ2+Δ3Δ1,c=Δ1+Δ3Δ2.b=\Delta_2+\Delta_3-\Delta_1, \qquad c=\Delta_1+\Delta_3-\Delta_2.

These exponents also obey a+b+c=Δ1+Δ2+Δ3a+b+c=\Delta_1+\Delta_2+\Delta_3.

Exercise 2: Large-NN scaling of normalized correlators

Section titled “Exercise 2: Large-NNN scaling of normalized correlators”

Let O\mathcal O be a unit-normalized single-trace operator in a matrix large-NN CFT with CTN2C_T\sim N^2. Suppose connected correlators scale as

OkconnCT1k/2.\langle \mathcal O^k\rangle_{\mathrm{conn}} \sim C_T^{1-k/2}.

Find the scaling of the connected two-, three-, four-, and five-point functions in powers of NN.

Solution

Since CTN2C_T\sim N^2,

CT1k/2(N2)1k/2=N2k.C_T^{1-k/2} \sim (N^2)^{1-k/2} = N^{2-k}.

Therefore

OOconnN0,\langle \mathcal O\mathcal O\rangle_{\mathrm{conn}} \sim N^{0}, OOOconnN1,\langle \mathcal O\mathcal O\mathcal O\rangle_{\mathrm{conn}} \sim N^{-1}, OOOOconnN2,\langle \mathcal O\mathcal O\mathcal O\mathcal O\rangle_{\mathrm{conn}} \sim N^{-2},

and

O5connN3.\langle \mathcal O^5\rangle_{\mathrm{conn}} \sim N^{-3}.

This is the same hierarchy as tree-level bulk perturbation theory with canonically normalized fields and cubic couplings of order 1/N1/N.

Exercise 3: Double-trace dimensions as two-particle energies

Section titled “Exercise 3: Double-trace dimensions as two-particle energies”

Consider two scalar single-trace primaries O1\mathcal O_1 and O2\mathcal O_2 with dimensions Δ1\Delta_1 and Δ2\Delta_2. At N=N=\infty, construct the schematic double-trace primary

[O1O2]n,.[\mathcal O_1\mathcal O_2]_{n,\ell}.

Explain why its leading dimension is

Δn,(0)=Δ1+Δ2+2n+.\Delta_{n,\ell}^{(0)}=\Delta_1+\Delta_2+2n+\ell.
Solution

At N=N=\infty, connected interactions between single-trace operators vanish. Thus a double-trace operator behaves like a two-particle state in global AdS or, equivalently, like a product state in radial quantization.

The two particles contribute additive energies

Δ1+Δ2.\Delta_1+\Delta_2.

To form a spin-\ell primary, we insert \ell symmetrized traceless derivatives, contributing \ell units of dimension. Radial excitations are labeled by a nonnegative integer nn and contribute 2n2n units. Thus

Δn,(0)=Δ1+Δ2+2n+.\Delta_{n,\ell}^{(0)}=\Delta_1+\Delta_2+2n+\ell.

At finite NN, interactions shift this by an anomalous dimension:

Δn,=Δ1+Δ2+2n++γn,.\Delta_{n,\ell}=\Delta_1+\Delta_2+2n+\ell+\gamma_{n,\ell}.

For adjoint large-NN theories with unit-normalized single traces, ordinary binding effects begin at order 1/N21/CT1/N^2\sim 1/C_T.

For each theory below, decide whether the stated information is enough to expect a weakly curved Einstein gravity dual.

  1. A CFT has CT1C_T\gg 1, but also an infinite tower of conserved higher-spin currents with dimensions Δ=s+d2\Delta=s+d-2.
  2. A matrix CFT has CTN21C_T\sim N^2\gg 1 and a large gap Δgap1\Delta_{\mathrm{gap}}\gg 1 to all single-trace operators with spin greater than two.
  3. A CFT has a large number of degrees of freedom, but no factorization of connected correlators.
  4. A large-NN CFT has factorization, but Δgap=O(1)\Delta_{\mathrm{gap}}=O(1).
Solution
  1. No ordinary Einstein gravity dual is expected. Conserved higher-spin currents imply massless higher-spin fields in the bulk. A higher-spin dual may exist, but the low-energy bulk is not just Einstein gravity plus a small number of matter fields.

  2. Yes, this is the standard structural expectation for a weakly coupled local bulk effective theory: CT1C_T\gg 1 suppresses bulk loops, and Δgap1\Delta_{\mathrm{gap}}\gg 1 suppresses stringy or higher-spin corrections.

  3. No. A large number of degrees of freedom by itself is not enough. Without factorization, there is no obvious weakly coupled bulk perturbation theory.

  4. Not a weakly curved Einstein dual. The theory may still have a stringy or higher-spin bulk interpretation, but if the gap is order one, many extra single-particle states remain light in AdS units and the simple local gravity approximation fails.

Exercise 5: Generalized free four-point function

Section titled “Exercise 5: Generalized free four-point function”

Let O\mathcal O be a scalar generalized free field of dimension Δ\Delta with

O(x)O(0)=1x2Δ.\langle \mathcal O(x)\mathcal O(0)\rangle=\frac{1}{|x|^{2\Delta}}.

Show that

O1O2O3O4=O1O2O3O4+O1O3O2O4+O1O4O2O3\langle \mathcal O_1\mathcal O_2\mathcal O_3\mathcal O_4\rangle = \langle \mathcal O_1\mathcal O_2\rangle\langle \mathcal O_3\mathcal O_4\rangle + \langle \mathcal O_1\mathcal O_3\rangle\langle \mathcal O_2\mathcal O_4\rangle + \langle \mathcal O_1\mathcal O_4\rangle\langle \mathcal O_2\mathcal O_3\rangle

can be written as

O1O2O3O4=1x122Δx342Δ[1+uΔ+(uv)Δ].\langle \mathcal O_1\mathcal O_2\mathcal O_3\mathcal O_4\rangle = \frac{1}{x_{12}^{2\Delta}x_{34}^{2\Delta}} \left[ 1+u^\Delta+\left(\frac{u}{v}\right)^\Delta \right].
Solution

The first Wick-like contraction gives

O1O2O3O4=1x122Δx342Δ.\langle \mathcal O_1\mathcal O_2\rangle\langle \mathcal O_3\mathcal O_4\rangle = \frac{1}{x_{12}^{2\Delta}x_{34}^{2\Delta}}.

The second gives

1x132Δx242Δ=1x122Δx342Δ(x122x342x132x242)Δ=uΔx122Δx342Δ.\frac{1}{x_{13}^{2\Delta}x_{24}^{2\Delta}} = \frac{1}{x_{12}^{2\Delta}x_{34}^{2\Delta}} \left( \frac{x_{12}^2x_{34}^2}{x_{13}^2x_{24}^2} \right)^\Delta = \frac{u^\Delta}{x_{12}^{2\Delta}x_{34}^{2\Delta}}.

The third gives

1x142Δx232Δ=1x122Δx342Δ(x122x342x142x232)Δ.\frac{1}{x_{14}^{2\Delta}x_{23}^{2\Delta}} = \frac{1}{x_{12}^{2\Delta}x_{34}^{2\Delta}} \left( \frac{x_{12}^2x_{34}^2}{x_{14}^2x_{23}^2} \right)^\Delta.

Using

v=x142x232x132x242,u=u=x122x342x132x242,v= \frac{x_{14}^2x_{23}^2}{x_{13}^2x_{24}^2}, \qquad u=u= \frac{x_{12}^2x_{34}^2}{x_{13}^2x_{24}^2},

we have

x122x342x142x232=uv.\frac{x_{12}^2x_{34}^2}{x_{14}^2x_{23}^2} = \frac{u}{v}.

Therefore

O1O2O3O4=1x122Δx342Δ[1+uΔ+(uv)Δ].\langle \mathcal O_1\mathcal O_2\mathcal O_3\mathcal O_4\rangle = \frac{1}{x_{12}^{2\Delta}x_{34}^{2\Delta}} \left[ 1+u^\Delta+\left(\frac{u}{v}\right)^\Delta \right].

This is the N=N=\infty four-point function of a unit-normalized single-trace operator in a holographic CFT.