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Gauge Fields, Currents, and the Graviton

The scalar dictionary taught us that a bulk field ϕ\phi near the AdS boundary encodes a scalar source and a scalar expectation value. Conserved currents and the stress tensor are more rigid. They are not just generic operators with spin. They are the operators that implement symmetries.

The holographic dictionary is:

AMaJaμ,GMNTμν.\boxed{ A^a_M \quad \longleftrightarrow \quad J^\mu_a, \qquad G_{MN} \quad \longleftrightarrow \quad T^{\mu\nu}. }

Here AMaA^a_M is a bulk gauge field associated with a CFT global symmetry generator labeled by aa, and GMNG_{MN} is the bulk metric. The boundary value of AMaA^a_M is a background gauge field sourcing the CFT current JaμJ^\mu_a. The boundary value of the bulk metric is the background metric sourcing the CFT stress tensor TμνT^{\mu\nu}.

The deep slogan is:

global symmetry in the CFTgauge redundancy in the bulk.\boxed{ \text{global symmetry in the CFT} \quad \longleftrightarrow \quad \text{gauge redundancy in the bulk}. }

This is not merely an analogy. Bulk gauge constraints become CFT Ward identities. Bulk radial canonical momenta become CFT one-point functions. Bulk diffeomorphism constraints become conservation and trace equations for the boundary stress tensor.

Bulk gauge fields and the metric determine CFT currents and the stress tensor through boundary data and radial canonical momenta

The boundary value Aμa(0)A^{a(0)}_\mu of a bulk gauge field sources the conserved current JaμJ^\mu_a, while the boundary metric gμν(0)g^{(0)}_{\mu\nu} sources the stress tensor TμνT^{\mu\nu}. Radial electric flux and extrinsic curvature are the bulk canonical momenta that determine the corresponding one-point functions after holographic renormalization.

This page develops the dictionary in a source-first way. The most important lesson is that conserved operators are protected because they are tied to redundancies: a conserved spin-one current has dimension Δ=d1\Delta=d-1, and the stress tensor has dimension Δ=d\Delta=d.

Sources for currents and the stress tensor

Section titled “Sources for currents and the stress tensor”

Let the CFT live on a background metric gμν(0)g^{(0)}_{\mu\nu} and let Aμa(0)A^{a(0)}_\mu be a nondynamical background gauge field for a global symmetry group GFG_F. The connected generating functional is

W[g(0),A(0),]=logZ[g(0),A(0),].W[g^{(0)},A^{(0)},\cdots] = \log Z[g^{(0)},A^{(0)},\cdots].

Our convention for one-point functions is

δW=ddxg(0)(12Tμνδgμν(0)+JaμδAμa(0)+OIδϕ(0)I+).\delta W = \int d^d x\sqrt{g_{(0)}} \left( \frac12 \langle T^{\mu\nu}\rangle\delta g^{(0)}_{\mu\nu} + \langle J^\mu_a\rangle\delta A^{a(0)}_\mu + \langle\mathcal O_I\rangle\delta\phi^I_{(0)} +\cdots \right).

Thus

Jaμ(x)=1g(0)δWδAμa(0)(x),Tμν(x)=2g(0)δWδgμν(0)(x).\boxed{ \langle J^\mu_a(x)\rangle = \frac{1}{\sqrt{g_{(0)}}} \frac{\delta W}{\delta A^{a(0)}_\mu(x)}, \qquad \langle T^{\mu\nu}(x)\rangle = \frac{2}{\sqrt{g_{(0)}}} \frac{\delta W}{\delta g^{(0)}_{\mu\nu}(x)}. }

Some authors define the stress tensor by varying with respect to g(0)μνg^{\mu\nu}_{(0)} rather than gμν(0)g^{(0)}_{\mu\nu}. Then a minus sign appears:

Tμν=2g(0)δWδg(0)μν.\langle T_{\mu\nu}\rangle = -\frac{2}{\sqrt{g_{(0)}}} \frac{\delta W}{\delta g_{(0)}^{\mu\nu}}.

This is only a convention. What matters is consistency between the source term, the variation of the renormalized action, and the definition of correlation functions.

For infinitesimal sources around flat space,

gμν(0)=ημν+hμν(0),g^{(0)}_{\mu\nu}=\eta_{\mu\nu}+h^{(0)}_{\mu\nu},

one may write schematically

δSCFT=ddxAμa(0)Jaμ12ddxhμν(0)Tμν+,\delta S_{\mathrm{CFT}} = -\int d^d x\,A^{a(0)}_\mu J^\mu_a -\frac12\int d^d x\,h^{(0)}_{\mu\nu}T^{\mu\nu} +\cdots,

up to Euclidean versus Lorentzian sign conventions. The factor of 1/21/2 in the metric coupling is not decorative; it comes from the symmetric variation of the metric.

A conserved current obeys

μJμ=0\partial_\mu J^\mu=0

in flat space without sources. In a unitary CFT, a conserved spin-one primary saturates the spin-one unitarity bound, and its scaling dimension is

ΔJ=d1.\boxed{\Delta_J=d-1.}

This also follows from source dimensions. The source deformation is

ddxAμ(0)Jμ.\int d^d x\,A^{(0)}_\mu J^\mu.

The background gauge field has engineering dimension one, so JμJ^\mu must have dimension d1d-1.

Similarly, the metric source is dimensionless. Since

12ddxhμν(0)Tμν\frac12\int d^d x\,h^{(0)}_{\mu\nu}T^{\mu\nu}

must be dimensionless and hμν(0)h^{(0)}_{\mu\nu} has dimension zero, the stress tensor has

ΔT=d.\boxed{\Delta_T=d.}

These dimensions are protected. A generic vector operator need not have Δ=d1\Delta=d-1; it maps to a massive bulk vector field. A generic symmetric spin-two operator need not have Δ=d\Delta=d; it maps to a massive spin-two field. The conserved current and stress tensor are special because they sit in shortened conformal multiplets.

For a massive vector field in AdSd+1_{d+1}, the relation between mass and dimension is

mA2L2=(Δ1)(Δd+1).m_A^2L^2=(\Delta-1)(\Delta-d+1).

A massless gauge field has mA2=0m_A^2=0, giving the standard current branch Δ=d1\Delta=d-1 together with a second branch associated with boundary gauge-field behavior. In standard AdS/CFT quantization for d>2d>2, the conserved-current interpretation uses Δ=d1\Delta=d-1.

Consider, for clarity, a bulk Maxwell field in an asymptotically AdSd+1_{d+1} background:

SA=14gF2dd+1XGFMNFMN,FMN=MANNAM.S_A = -\frac{1}{4g_F^2} \int d^{d+1}X\sqrt{-G}\,F_{MN}F^{MN}, \qquad F_{MN}=\partial_M A_N-\partial_N A_M.

For a non-Abelian symmetry, one replaces

F=dA+AA,F=dA+A\wedge A,

with the appropriate group indices and trace normalization. The coupling gFg_F is a bulk gauge coupling. Its value determines the normalization of the current two-point function.

Near the boundary, use Fefferman-Graham/Poincaré coordinates

ds2=L2z2(dz2+gμν(z,x)dxμdxν),z0.ds^2 = \frac{L^2}{z^2} \left(dz^2+g_{\mu\nu}(z,x)dx^\mu dx^\nu\right), \qquad z\to0.

In radial gauge,

Az=0,A_z=0,

the boundary expansion for d>2d>2 takes the schematic form

Aμ(z,x)=Aμ(0)(x)++zd2Aμ(d2)(x)+.\boxed{ A_\mu(z,x) = A^{(0)}_\mu(x) +\cdots +z^{d-2}A^{(d-2)}_\mu(x) +\cdots. }

The leading coefficient Aμ(0)A^{(0)}_\mu is the source. The coefficient Aμ(d2)A^{(d-2)}_\mu is response data. In flat boundary metric and without logarithmic subtleties, the current one-point function is proportional to this response coefficient:

Jμ(x)=Ld3gF2(d2)A(d2)μ(x)+local counterterm contributions.\boxed{ \langle J^\mu(x)\rangle = \frac{L^{d-3}}{g_F^2}(d-2)A_{(d-2)}^\mu(x) +\text{local counterterm contributions}. }

The precise local terms depend on the dimension, the background metric, and the counterterm scheme. The nonlocal part of the response is physical and determines separated-point correlators.

The on-shell variation makes the origin of the formula transparent. Varying the Maxwell action gives a boundary term

δSAos=1gF2z=ϵddxγnMFMμδAμ,\delta S_A^{\mathrm{os}} = -\frac{1}{g_F^2} \int_{z=\epsilon} d^d x\sqrt{|\gamma|}\,n_MF^{M\mu}\delta A_\mu,

where γμν\gamma_{\mu\nu} is the induced metric on the cutoff surface and nMn^M is its outward unit normal. The canonical momentum conjugate to AμA_\mu is therefore radial electric flux:

Πμ=1gF2γnMFMμ.\Pi^\mu = -\frac{1}{g_F^2}\sqrt{|\gamma|}\,n_MF^{M\mu}.

After adding counterterms and taking ϵ0\epsilon\to0,

Jμ=1g(0)δSrenδAμ(0)is the renormalized boundary electric flux.\boxed{ \langle J^\mu\rangle = \frac{1}{\sqrt{g_{(0)}}} \frac{\delta S_{\mathrm{ren}}}{\delta A^{(0)}_\mu} \quad \text{is the renormalized boundary electric flux.} }

Depending on whether one writes WCFT=SbulkE,renW_{\mathrm{CFT}}= -S^{E,\mathrm{ren}}_{\mathrm{bulk}} in Euclidean signature or ZeiSrenZ\sim e^{iS^{\mathrm{ren}}} in Lorentzian signature, the overall sign in this displayed formula may be adjusted. The flux interpretation is invariant.

Current conservation from the radial Maxwell constraint

Section titled “Current conservation from the radial Maxwell constraint”

The Maxwell equation is

MFMN=0.\nabla_MF^{MN}=0.

The N=zN=z component is not an evolution equation for a propagating degree of freedom. It is a constraint:

μ(GFμz)=0.\partial_\mu\left(\sqrt{-G}F^{\mu z}\right)=0.

Near the boundary, this becomes

μJμ=0\partial_\mu\langle J^\mu\rangle=0

in flat space with no charged sources. This is the simplest example of a general rule:

radial bulk constraintsCFT Ward identities.\boxed{ \text{radial bulk constraints} \quad \longrightarrow \quad \text{CFT Ward identities}. }

The same logic applies in a curved background and for non-Abelian symmetries. Gauge invariance of the generating functional under

δαAμ(0)=Dμα\delta_\alpha A^{(0)}_\mu=D_\mu\alpha

gives

0=δαW=ddxg(0)JaμDμαa.0 = \delta_\alpha W = \int d^d x\sqrt{g_{(0)}}\,\langle J^\mu_a\rangle D_\mu\alpha^a.

After integrating by parts, arbitrary αa(x)\alpha^a(x) implies

DμJaμ=0\boxed{ D_\mu\langle J^\mu_a\rangle=0 }

when there are no charged sources and no anomaly.

With charged scalar sources, the Ward identity is modified. Schematically,

DμJaμ+(Taϕ(0))IOI=Aa,D_\mu\langle J^\mu_a\rangle + (T_a\phi_{(0)})^I\langle\mathcal O_I\rangle =\mathcal A_a,

where TaT_a is the symmetry generator acting on the source multiplet and Aa\mathcal A_a is a possible ‘t Hooft anomaly. Holographically, such anomalies are encoded by bulk Chern-Simons terms. For example, in an AdS5_5 bulk, a term of the form

SCSAFFS_{\mathrm{CS}}\sim \int A\wedge F\wedge F

has a boundary gauge variation that reproduces a four-dimensional current anomaly.

This point is subtle but essential. The CFT symmetry may have an ‘t Hooft anomaly. That does not mean the bulk gauge theory is inconsistent. It means that gauge transformations which approach nonzero transformations at the boundary act on the CFT sources with the anomalous variation. Gauge transformations that vanish at the boundary remain true redundancies.

Boundary global symmetry versus bulk gauge redundancy

Section titled “Boundary global symmetry versus bulk gauge redundancy”

A boundary global symmetry transformation is a bulk gauge transformation whose parameter approaches a nonzero function at the conformal boundary:

α(z,x)α(0)(x).\alpha(z,x)\longrightarrow \alpha_{(0)}(x).

If α(0)(x)=0\alpha_{(0)}(x)=0, the transformation is pure redundancy. If α(0)(x)\alpha_{(0)}(x) is nonzero, it changes the boundary source by

Aμ(0)Aμ(0)+Dμα(0).A^{(0)}_\mu\to A^{(0)}_\mu+D_\mu\alpha_{(0)}.

For constant α(0)\alpha_{(0)} in flat space with Aμ(0)=0A^{(0)}_\mu=0, this is the ordinary global symmetry acting on CFT operators and states. The associated CFT charge is measured in the bulk by electric flux through a surface ending on the boundary.

This is the AdS/CFT version of Gauss’s law. Bulk charged objects cannot be hidden from the boundary: their total charge is visible as boundary flux. This is one reason why exact global symmetries are not expected in quantum gravity. What appears as a global symmetry in the boundary theory is represented in the gravitational bulk by a gauge field.

The stress tensor is sourced by the background metric. On the bulk side, the corresponding field is the full dynamical metric GMNG_{MN}. The gravitational action is

Sgrav=116πGd+1Mdd+1XG(R+d(d1)L2)+18πGd+1MddxγK+Sct.S_{\mathrm{grav}} = \frac{1}{16\pi G_{d+1}} \int_{\mathcal M} d^{d+1}X\sqrt{-G} \left(R+\frac{d(d-1)}{L^2}\right) +\frac{1}{8\pi G_{d+1}} \int_{\partial\mathcal M} d^d x\sqrt{|\gamma|}\,K +S_{\mathrm{ct}}.

Here γμν\gamma_{\mu\nu} is the induced metric on a cutoff surface, KK is the trace of its extrinsic curvature, and SctS_{\mathrm{ct}} contains local boundary counterterms. The Gibbons-Hawking term is needed for a well-defined Dirichlet variational problem for the metric.

In Fefferman-Graham gauge,

ds2=L2z2(dz2+gμν(z,x)dxμdxν),ds^2 = \frac{L^2}{z^2} \left(dz^2+g_{\mu\nu}(z,x)dx^\mu dx^\nu\right),

the near-boundary expansion is

gμν(z,x)=g(0)μν(x)+z2g(2)μν(x)++zdg(d)μν(x)+zdlogz2h(d)μν(x)+.\boxed{ \begin{aligned} g_{\mu\nu}(z,x) &=g_{(0)\mu\nu}(x) +z^2g_{(2)\mu\nu}(x) +\cdots \\ &\quad +z^d g_{(d)\mu\nu}(x) +z^d\log z^2\,h_{(d)\mu\nu}(x) +\cdots. \end{aligned} }

The logarithmic term appears in even boundary dimension and is tied to the Weyl anomaly. The leading coefficient g(0)μνg_{(0)\mu\nu} is the CFT background metric. Lower coefficients such as g(2)g_{(2)} are locally determined by g(0)g_{(0)} and other sources through the bulk equations. The coefficient g(d)g_{(d)} contains the state-dependent response data.

For flat g(0)g_{(0)} and no other sources, the stress tensor takes the simple form

Tμν=dLd116πGd+1g(d)μν.\boxed{ \langle T_{\mu\nu}\rangle = \frac{dL^{d-1}}{16\pi G_{d+1}}g_{(d)\mu\nu}. }

On a curved boundary or in the presence of sources, local curvature and source-dependent terms must be added. These are precisely the terms produced by holographic renormalization.

The gravitational analogue of radial electric flux is the Brown-York stress tensor. At a cutoff surface z=ϵz=\epsilon, define

TμνBY=18πGd+1(KμνKγμν).T^{\mathrm{BY}}_{\mu\nu} = \frac{1}{8\pi G_{d+1}} \left(K_{\mu\nu}-K\gamma_{\mu\nu}\right).

This expression diverges as ϵ0\epsilon\to0 because the boundary lies at infinite proper distance and infinite redshift. Holographic renormalization adds local counterterms built from the induced metric γμν\gamma_{\mu\nu} and any boundary values of matter fields.

For pure Einstein gravity, the renormalized cutoff stress tensor has the schematic form

Tμνren=18πGd+1(KμνKγμνd1Lγμν+Ld2(Rμν[γ]12R[γ]γμν)+),T^{\mathrm{ren}}_{\mu\nu} = \frac{1}{8\pi G_{d+1}} \left( K_{\mu\nu}-K\gamma_{\mu\nu} -\frac{d-1}{L}\gamma_{\mu\nu} +\frac{L}{d-2}\left(R_{\mu\nu}[\gamma]-\frac12R[\gamma]\gamma_{\mu\nu}\right) +\cdots \right),

where the curvature counterterm is present for d>2d>2 and the ellipsis denotes additional terms needed in higher dimensions and matter-coupled systems. The CFT stress tensor is then obtained by the appropriate conformal rescaling and by taking ϵ0\epsilon\to0.

Operationally,

Tμν=2g(0)δSrenδgμν(0).\boxed{ \langle T^{\mu\nu}\rangle = \frac{2}{\sqrt{g_{(0)}}} \frac{\delta S_{\mathrm{ren}}}{\delta g^{(0)}_{\mu\nu}}. }

Again, depending on Euclidean versus Lorentzian conventions, one may place a minus sign between WCFTW_{\mathrm{CFT}} and SrenS_{\mathrm{ren}}. The geometric object being varied is unambiguous: the renormalized on-shell gravitational action as a functional of the boundary metric.

Stress-tensor Ward identities from diffeomorphism invariance

Section titled “Stress-tensor Ward identities from diffeomorphism invariance”

Under a boundary diffeomorphism generated by ξμ\xi^\mu, the sources vary as

δξgμν(0)=μξν+νξμ,δξAμ(0)=ξννAμ(0)+Aν(0)μξν,\delta_\xi g^{(0)}_{\mu\nu}=\nabla_\mu\xi_\nu+\nabla_\nu\xi_\mu, \qquad \delta_\xi A^{(0)}_\mu=\xi^\nu\nabla_\nu A^{(0)}_\mu+A^{(0)}_\nu\nabla_\mu\xi^\nu,

and scalar sources vary as

δξϕ(0)I=ξννϕ(0)I.\delta_\xi\phi_{(0)}^I=\xi^\nu\nabla_\nu\phi_{(0)}^I.

Invariance of WW gives the diffeomorphism Ward identity. After using the current Ward identity, it can be written schematically as

μTμν=FνμaJaμ+OIνϕ(0)I.\boxed{ \nabla_\mu\langle T^\mu{}_{\nu}\rangle = F^a_{\nu\mu}\langle J^\mu_a\rangle + \langle\mathcal O_I\rangle\nabla_\nu\phi^I_{(0)}. }

If all sources vanish except a fixed background metric, this reduces to

μTμν=0.\nabla_\mu\langle T^\mu{}_{\nu}\rangle=0.

The right-hand side in the general identity has a simple physical interpretation. Background gauge fields exert a Lorentz force on charged matter, and spacetime-dependent couplings inject momentum into the system. The stress tensor of the CFT alone is conserved only when the background sources do not exchange momentum with it.

In the bulk, this boundary identity descends from the radial momentum constraint in Einstein’s equations. The radial Hamiltonian constraint gives the trace/Weyl identity.

Under a boundary Weyl transformation,

δσgμν(0)=2σgμν(0),\delta_\sigma g^{(0)}_{\mu\nu}=2\sigma g^{(0)}_{\mu\nu},

an undeformed CFT in flat space has

Tμμ=0.\langle T^\mu{}_{\mu}\rangle=0.

With scalar sources, the trace identity contains source terms:

Tμμ=I(dΔI)ϕ(0)IOI+A[g(0),A(0),ϕ(0)].\boxed{ \langle T^\mu{}_{\mu}\rangle = \sum_I (d-\Delta_I)\phi^I_{(0)}\langle\mathcal O_I\rangle +\mathcal A[g_{(0)},A^{(0)},\phi_{(0)}]. }

The first term says that a source for a relevant or irrelevant operator explicitly breaks scale invariance. The second term A\mathcal A is the Weyl anomaly. It is present in even boundary dimension on curved backgrounds, even for an exact CFT.

Holographically, the Weyl anomaly is not an afterthought. It is the coefficient of the logarithmic divergence in the regulated on-shell action. In Fefferman-Graham language, it is tied to the zdlogz2z^d\log z^2 term in the metric expansion.

For a two-dimensional CFT dual to Einstein gravity in AdS3_3, the anomaly is controlled by the Brown-Henneaux central charge

c=3L2G3.c=\frac{3L}{2G_3}.

For a four-dimensional CFT with an Einstein-gravity dual, the two central charges satisfy a=ca=c at leading large NN, with

a=c=πL38G5a=c=\frac{\pi L^3}{8G_5}

in standard AdS5_5 normalization. Higher-derivative bulk interactions generally shift these relations and can make aca\ne c.

The normalization of a CFT current two-point function is fixed, up to a coefficient CJC_J, by conformal symmetry:

Jμ(x)Jν(0)=CJIμν(x)x2(d1),Iμν(x)=δμν2xμxνx2.\langle J_\mu(x)J_\nu(0)\rangle = C_J\frac{I_{\mu\nu}(x)}{|x|^{2(d-1)}}, \qquad I_{\mu\nu}(x)=\delta_{\mu\nu}-2\frac{x_\mu x_\nu}{x^2}.

Holographically,

CJLd3gF2.\boxed{ C_J\propto \frac{L^{d-3}}{g_F^2}. }

The stress-tensor two-point function is similarly fixed up to a coefficient CTC_T:

Tμν(x)Tρσ(0)=CTIμν,ρσ(x)x2d,\langle T_{\mu\nu}(x)T_{\rho\sigma}(0)\rangle =C_T\frac{\mathcal I_{\mu\nu,\rho\sigma}(x)}{|x|^{2d}},

where Iμν,ρσ\mathcal I_{\mu\nu,\rho\sigma} is the standard conformal tensor structure. Holographically,

CTLd1Gd+1.\boxed{ C_T\propto \frac{L^{d-1}}{G_{d+1}}. }

Thus Ld1/Gd+1L^{d-1}/G_{d+1} is the invariant measure of the number of degrees of freedom in the classical gravity limit. In matrix large-NN examples, it scales like N2N^2. This is the same parameter that suppresses bulk graviton loops.

The proportionality constants depend on conventions for JJ, TμνT_{\mu\nu}, group generators, and the gravitational action. The scaling with LL, Gd+1G_{d+1}, and gFg_F is the robust part.

Bulk gauge fields can have several origins.

In the canonical AdS5×S5_5\times S^5 example, the isometry group of S5S^5 is

SO(6)SU(4)R.SO(6)\simeq SU(4)_R.

Kaluza-Klein reduction of the ten-dimensional metric on the sphere gives five-dimensional gauge fields. These are dual to the SU(4)RSU(4)_R R-symmetry currents of N=4\mathcal N=4 super Yang-Mills.

Flavor currents often come from gauge fields living on flavor branes. For example, adding probe D7-branes to a D3-brane system introduces fundamental matter, and the worldvolume gauge field on the D7-branes is dual to a flavor current. In the probe limit, NfNN_f\ll N, the flavor sector contributes order NfNN_fN degrees of freedom and does not strongly backreact on the adjoint plasma.

Other generalized currents are sourced by higher-form gauge fields. A pp-form global symmetry in the boundary theory is dual to a bulk (p+1)(p+1)-form gauge field. The same philosophy applies: boundary global symmetry becomes bulk gauge redundancy, and charged objects are measured by generalized fluxes.

Every local relativistic QFT has a stress tensor if it can be coupled to a background metric. Therefore every ordinary AdS/CFT dual has a bulk graviton. This is not an optional extra field. It is the field sourced by the boundary metric.

However, two qualifications are important.

First, in standard AdS/CFT the boundary metric gμν(0)g^{(0)}_{\mu\nu} is a nondynamical source. The CFT is placed on a chosen background geometry; it is not automatically coupled to dynamical dd-dimensional gravity. Making the boundary metric dynamical requires changing the boundary conditions or adding a boundary gravitational action.

Second, the existence of a stress tensor does not guarantee a weakly curved Einstein-like bulk. Every CFT has TμνT_{\mu\nu}, but only very special large-NN CFTs have a sparse enough single-trace spectrum for the bulk to be well approximated by local Einstein gravity plus a small number of light fields.

So the precise chain is:

Tμν existsa spin-two source exists;classical local gravitonlarge CT and sparse spectrum.\boxed{ T_{\mu\nu}\ \text{exists} \Rightarrow \text{a spin-two source exists}; \qquad \text{classical local graviton} \Rightarrow \text{large }C_T\text{ and sparse spectrum}. }

The stress-tensor dictionary becomes concrete for the planar AdS black brane,

ds2=L2z2(f(z)dt2+dx2+dz2f(z)),f(z)=1(zzh)d.ds^2 = \frac{L^2}{z^2} \left( - f(z)dt^2+d\vec x^{\,2}+\frac{dz^2}{f(z)} \right), \qquad f(z)=1-\left(\frac{z}{z_h}\right)^d.

After converting to Fefferman-Graham form and applying holographic renormalization, the dual CFT stress tensor has the form of a homogeneous thermal plasma:

Tμν=diag(ϵ,p,p,,p),\langle T^\mu{}_{\nu}\rangle = \mathrm{diag}(-\epsilon,p,p,\ldots,p),

with

ϵ=(d1)p,pLd1Gd+11zhd.\epsilon=(d-1)p, \qquad p\propto \frac{L^{d-1}}{G_{d+1}}\frac{1}{z_h^d}.

The relation ϵ=(d1)p\epsilon=(d-1)p is just tracelessness of the stress tensor in a conformal plasma. The overall coefficient is fixed by the gravitational normalization. Later, in the finite-temperature module, this stress tensor will be matched to the horizon entropy and Hawking temperature.

Standard boundary conditions and alternatives

Section titled “Standard boundary conditions and alternatives”

The standard dictionary uses Dirichlet boundary conditions:

Aμ(z,x)Aμ(0)(x),gμν(z,x)gμν(0)(x).A_\mu(z,x)\to A^{(0)}_\mu(x), \qquad g_{\mu\nu}(z,x)\to g^{(0)}_{\mu\nu}(x).

This means that the CFT global symmetry is not gauged; Aμ(0)A^{(0)}_\mu is a background source. It also means that the CFT does not include dynamical boundary gravity; gμν(0)g^{(0)}_{\mu\nu} is a background metric.

Other boundary conditions are possible in some dimensions. For gauge fields in AdS4_4, changing boundary conditions can correspond to gauging a three-dimensional global symmetry or performing operations related to particle-vortex duality. For gravity, Neumann or mixed metric boundary conditions can couple the boundary theory to dynamical gravity or modify the stress-tensor ensemble. These are important but not the default convention of this course.

Unless explicitly stated otherwise, this course uses standard Dirichlet sources for both Aμ(0)A^{(0)}_\mu and gμν(0)g^{(0)}_{\mu\nu}.

Mistake 1: treating the CFT global symmetry as a bulk global symmetry

Section titled “Mistake 1: treating the CFT global symmetry as a bulk global symmetry”

A CFT global symmetry is represented by a bulk gauge field, not by a bulk global symmetry. The bulk has gauge redundancy and Gauss-law constraints. Boundary global charges are measured by bulk flux.

Mistake 2: confusing a boundary source with a dynamical field

Section titled “Mistake 2: confusing a boundary source with a dynamical field”

The source Aμ(0)A^{(0)}_\mu is a background gauge field unless one changes the boundary conditions. The source gμν(0)g^{(0)}_{\mu\nu} is a background metric unless one couples the boundary theory to gravity. Standard AdS/CFT computes QFT observables as functionals of these nondynamical backgrounds.

The Brown-York tensor and Maxwell canonical momentum are divergent before renormalization. The physical current and stress tensor are obtained from the renormalized action, not from the raw cutoff variation.

Mistake 4: assuming conservation means zero response

Section titled “Mistake 4: assuming conservation means zero response”

Conservation says μJμ=0\nabla_\mu J^\mu=0 or μTμν=0\nabla_\mu T^\mu{}_{\nu}=0 under appropriate conditions. It does not say the current or stress tensor vanishes. Thermal states, charged states, rotating states, and states in background fields have nonzero conserved one-point functions.

Ward identities may contain anomaly terms. In holography, anomalies often arise from logarithmic divergences or Chern-Simons terms. These terms are physical and scheme-independent in their anomaly coefficients.

Exercise 1: Current conservation from source gauge invariance

Section titled “Exercise 1: Current conservation from source gauge invariance”

Let

δW[A]=ddxgJμδAμ.\delta W[A]=\int d^d x\sqrt g\,\langle J^\mu\rangle\delta A_\mu.

Assume the generating functional is invariant under the Abelian background gauge transformation δAμ=μα\delta A_\mu=\nabla_\mu\alpha for arbitrary compactly supported α(x)\alpha(x). Show that

μJμ=0.\nabla_\mu\langle J^\mu\rangle=0.
Solution

Gauge invariance gives

0=δαW=ddxgJμμα.0=\delta_\alpha W =\int d^d x\sqrt g\,\langle J^\mu\rangle\nabla_\mu\alpha.

Integrating by parts and assuming no boundary contribution,

0=ddxgαμJμ.0 =-\int d^d x\sqrt g\,\alpha\nabla_\mu\langle J^\mu\rangle.

Since α(x)\alpha(x) is arbitrary,

μJμ=0.\nabla_\mu\langle J^\mu\rangle=0.

In radial gauge Az=0A_z=0, consider a zero-momentum transverse Maxwell perturbation Ai(z)A_i(z) in Poincaré AdSd+1_{d+1} with d>2d>2. Show that near the boundary the two independent behaviors are

Ai(z)=ai+bizd2+.A_i(z)=a_i+b_i z^{d-2}+\cdots.
Solution

For a transverse zero-momentum mode, the Maxwell equation reduces near the boundary to

z(ggzzgiizAi)=0.\partial_z\left(\sqrt g\,g^{zz}g^{ii}\partial_z A_i\right)=0.

Using

g=Ld+1zd+1,gzz=gii=z2L2,\sqrt g=\frac{L^{d+1}}{z^{d+1}}, \qquad g^{zz}=g^{ii}=\frac{z^2}{L^2},

we get

z(Ld3z3dzAi)=0.\partial_z\left(L^{d-3}z^{3-d}\partial_z A_i\right)=0.

Thus

z3dzAi=constant,z^{3-d}\partial_z A_i=\text{constant},

so

zAizd3.\partial_z A_i\propto z^{d-3}.

Integrating gives

Ai(z)=ai+bizd2+A_i(z)=a_i+b_i z^{d-2}+\cdots

for d>2d>2. The coefficient aia_i is the source Ai(0)A_i^{(0)}, and bib_i is proportional to the current response.

Exercise 3: Dimensions of JμJ^\mu and TμνT^{\mu\nu} from sources

Section titled “Exercise 3: Dimensions of JμJ^\muJμ and TμνT^{\mu\nu}Tμν from sources”

Use source dimensions to show that a conserved current has dimension d1d-1 and the stress tensor has dimension dd.

Solution

The current source term is

ddxAμJμ.\int d^d x\,A_\mu J^\mu.

Since ddxd^d x has dimension d-d and a background gauge field has dimension 11, dimensional neutrality gives

1+ΔJd=0.1+\Delta_J-d=0.

Therefore

ΔJ=d1.\Delta_J=d-1.

For the stress tensor, the source is the dimensionless metric perturbation hμνh_{\mu\nu}:

12ddxhμνTμν.\frac12\int d^d x\,h_{\mu\nu}T^{\mu\nu}.

Since [hμν]=0[h_{\mu\nu}]=0,

ΔTd=0,\Delta_T-d=0,

so

ΔT=d.\Delta_T=d.

Exercise 4: The Lorentz-force term in the stress-tensor Ward identity

Section titled “Exercise 4: The Lorentz-force term in the stress-tensor Ward identity”

Assume the generating functional depends on a background Abelian gauge field and a metric. Under an infinitesimal diffeomorphism generated by ξμ\xi^\mu,

δAμ=ξνFνμ+μ(ξνAν),\delta A_\mu=\xi^\nu F_{\nu\mu}+\nabla_\mu(\xi^\nu A_\nu),

where the second term is a gauge transformation. Using current conservation, show that diffeomorphism invariance implies

μTμν=FνμJμ.\nabla_\mu\langle T^\mu{}_{\nu}\rangle =F_{\nu\mu}\langle J^\mu\rangle.
Solution

The variation of WW is

δW=ddxg(12Tμνδgμν+JμδAμ).\delta W =\int d^d x\sqrt g \left( \frac12\langle T^{\mu\nu}\rangle\delta g_{\mu\nu} + \langle J^\mu\rangle\delta A_\mu \right).

For a diffeomorphism,

δgμν=μξν+νξμ.\delta g_{\mu\nu}=\nabla_\mu\xi_\nu+\nabla_\nu\xi_\mu.

The metric term becomes, after integrating by parts,

ddxgTμνμξν=ddxgξνμTμν.\int d^d x\sqrt g\,\langle T^{\mu\nu}\rangle\nabla_\mu\xi_\nu = -\int d^d x\sqrt g\,\xi_\nu\nabla_\mu\langle T^{\mu\nu}\rangle.

For the gauge-field term, use

δAμ=ξνFνμ+μ(ξνAν).\delta A_\mu=\xi^\nu F_{\nu\mu}+\nabla_\mu(\xi^\nu A_\nu).

The second term gives zero by current conservation, up to boundary terms. Thus

δW=ddxgξν(μTμν+FνμJμ).\delta W =\int d^d x\sqrt g\,\xi^\nu \left( -\nabla_\mu\langle T^\mu{}_{\nu}\rangle +F_{\nu\mu}\langle J^\mu\rangle \right).

Diffeomorphism invariance requires this to vanish for arbitrary ξν\xi^\nu, so

μTμν=FνμJμ.\nabla_\mu\langle T^\mu{}_{\nu}\rangle =F_{\nu\mu}\langle J^\mu\rangle.

Exercise 5: Why counterterms are unavoidable

Section titled “Exercise 5: Why counterterms are unavoidable”

For pure AdSd+1_{d+1} with cutoff surface z=ϵz=\epsilon, estimate the leading divergence of the induced volume element γ\sqrt\gamma. Explain why a local counterterm proportional to ddxγ\int d^d x\sqrt\gamma is needed in the gravitational action.

Solution

In Poincaré AdS,

ds2=L2z2(dz2+ημνdxμdxν).ds^2=\frac{L^2}{z^2}(dz^2+\eta_{\mu\nu}dx^\mu dx^\nu).

At z=ϵz=\epsilon, the induced metric is

γμν=L2ϵ2ημν.\gamma_{\mu\nu}=\frac{L^2}{\epsilon^2}\eta_{\mu\nu}.

Therefore

γ=(Lϵ)d.\sqrt\gamma=\left(\frac{L}{\epsilon}\right)^d.

The on-shell gravitational action contains an infinite volume divergence proportional to this factor. A local counterterm of the form

Sctd18πGd+1LddxγS_{\mathrm{ct}}\supset -\frac{d-1}{8\pi G_{d+1}L}\int d^d x\sqrt\gamma

cancels the leading divergence. Additional curvature counterterms cancel subleading divergences when the boundary metric is curved or when dd is sufficiently large.

  • E. Witten, “Anti De Sitter Space and Holography,” for the boundary-source formulation of AdS/CFT and the role of the boundary metric: arXiv:hep-th/9802150.
  • D. Z. Freedman, S. D. Mathur, A. Matusis, and L. Rastelli, “Correlation functions in the CFTd_d/AdSd+1_{d+1} correspondence,” for early explicit current and supergravity correlator calculations: arXiv:hep-th/9804058.
  • M. Henningson and K. Skenderis, “The Holographic Weyl Anomaly,” for the holographic derivation of Weyl anomalies: arXiv:hep-th/9806087.
  • V. Balasubramanian and P. Kraus, “A Stress Tensor for Anti-de Sitter Gravity,” for the counterterm stress tensor: arXiv:hep-th/9902121.
  • S. de Haro, K. Skenderis, and S. N. Solodukhin, “Holographic Reconstruction of Spacetime and Renormalization in the AdS/CFT Correspondence,” for the Fefferman-Graham expansion and holographic one-point functions: arXiv:hep-th/0002230.
  • K. Skenderis, “Lecture Notes on Holographic Renormalization,” for a systematic account of counterterms, Ward identities, and anomalies: arXiv:hep-th/0209067.