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Near-Horizon Geometry

The previous page explained that a stack of NN coincident D3-branes has two complementary descriptions. The open-string description gives four-dimensional N=4\mathcal N=4 super-Yang–Mills theory. The closed-string description gives the extremal D3-brane supergravity solution.

This page performs the central geometric step: it shows explicitly that the near-horizon region of the D3-brane solution is

AdS5×S5.\mathrm{AdS}_5 \times S^5 .

This is the moment when the brane argument turns into the canonical AdS5_5/CFT4_4 geometry.

The result is simple enough to remember, but subtle enough to deserve a careful derivation. The near-horizon limit is not merely the statement that rr is small. It is a controlled zoom into the throat of the D3-brane geometry, in which the asymptotically flat region decouples and the throat becomes a complete spacetime with its own conformal boundary.

Near-horizon geometry of a stack of D3-branes

The extremal D3-brane geometry has an asymptotically flat region at rLr\gg L, a transition region near rLr\sim L, and a near-horizon throat at rLr\ll L. In the throat, H(r)=1+L4/r4H(r)=1+L^4/r^4 is approximated by L4/r4L^4/r^4, and the geometry becomes AdS5×S5\mathrm{AdS}_5\times S^5. The coordinate z=L2/rz=L^2/r puts the AdS5_5 factor in Poincaré form; r=0r=0 becomes the Poincaré horizon z=z=\infty, while the mouth of the throat becomes the AdS boundary z=0z=0 after the decoupling limit.

The full D3-brane geometry is not pure AdS. It is a ten-dimensional spacetime that is asymptotically flat far from the branes and strongly warped near them. The AdS/CFT correspondence uses a special low-energy sector of this spacetime: the near-horizon throat.

The geometry teaches three foundational lessons.

First, AdS5_5 is not inserted by hand. It emerges from the gravitational field of D3-branes.

Second, the radius of curvature is controlled by the same parameter that controls the strength of the gauge theory:

L4α2=λ.\frac{L^4}{\alpha'^2}=\lambda .

Thus weakly curved geometry corresponds to large ‘t Hooft coupling.

Third, the D3-brane charge becomes five-form flux through the S5S^5:

S5F5N.\int_{S^5} F_5 \propto N .

The integer NN does not disappear when the branes are replaced by geometry. It becomes flux, and it controls the number of degrees of freedom in the dual gauge theory.

Work in type IIB string theory with ten-dimensional coordinates split as

XM=(xμ,yi),X^M=(x^\mu,y^i),

where

μ=0,1,2,3,i=1,,6.\mu=0,1,2,3, \qquad i=1,\ldots,6.

The D3-branes fill the xμx^\mu directions and sit at the origin of the six transverse coordinates yiy^i. Define the transverse radial coordinate

r2=yiyi.r^2=y^i y^i .

In string frame, the extremal D3-brane metric is

ds2=H(r)1/2ημνdxμdxν+H(r)1/2(dr2+r2dΩ52),ds^2 = H(r)^{-1/2}\,\eta_{\mu\nu}dx^\mu dx^\nu + H(r)^{1/2}\left(dr^2+r^2d\Omega_5^2\right),

where

H(r)=1+L4r4.H(r)=1+\frac{L^4}{r^4}.

The Minkowski metric along the branes is

ημνdxμdxν=dt2+dx2.\eta_{\mu\nu}dx^\mu dx^\nu = -dt^2+d\vec x^{\,2}.

The dilaton is constant,

eΦ=gs,e^\Phi=g_s,

and the solution carries self-dual Ramond–Ramond five-form flux F5F_5. Flux quantization relates the length scale LL to the D3-brane charge NN:

L4=4πgsNα2.L^4=4\pi g_sN\alpha'^2.

With the convention used in this course,

gYM2=4πgs,λ=gYM2N,g_{\mathrm{YM}}^2=4\pi g_s, \qquad \lambda=g_{\mathrm{YM}}^2N,

so

L4α2=λ.\frac{L^4}{\alpha'^2}=\lambda .

Different trace conventions can move factors of 22 and π\pi between gYM2g_{\mathrm{YM}}^2 and gsg_s. The invariant physical statement is that L4/α2L^4/\alpha'^2 is proportional to gsNg_sN, equivalently to the ‘t Hooft coupling up to convention.

The harmonic function

H(r)=1+L4r4H(r)=1+\frac{L^4}{r^4}

has two pieces with different geometric meanings.

At large radius,

rL,r\gg L,

the constant term dominates:

H(r)1.H(r)\approx 1.

The metric becomes approximately flat ten-dimensional Minkowski spacetime:

ds2ημνdxμdxν+dr2+r2dΩ52.ds^2\approx \eta_{\mu\nu}dx^\mu dx^\nu+dr^2+r^2d\Omega_5^2.

This is the asymptotically flat region.

Near the branes,

rL,r\ll L,

the second term dominates:

H(r)L4r4.H(r)\approx \frac{L^4}{r^4}.

This is the near-horizon region. It is also called the throat because the radial proper distance grows logarithmically as one moves toward r=0r=0.

To see the throat behavior, look only at the radial part of the near-horizon metric. Since

H(r)1/2L2r2,H(r)^{1/2}\approx \frac{L^2}{r^2},

the radial line element is

dsradial=Lrdr.ds_{\mathrm{radial}}=\frac{L}{r}\,dr.

The proper radial distance between r1r_1 and r2r_2 is therefore

=r1r2Lrdr=Llogr2r1.\ell = \int_{r_1}^{r_2}\frac{L}{r}\,dr = L\log\frac{r_2}{r_1}.

As r10r_1\to 0, this distance diverges. The horizon at r=0r=0 lies infinitely far down the throat in the extremal geometry.

Deriving AdS5×S5\mathrm{AdS}_5\times S^5

Section titled “Deriving AdS5×S5\mathrm{AdS}_5\times S^5AdS5​×S5”

Now take the near-horizon approximation

H(r)L4r4.H(r)\approx \frac{L^4}{r^4}.

Then

H(r)1/2r2L2,H(r)1/2L2r2.H(r)^{-1/2}\approx \frac{r^2}{L^2}, \qquad H(r)^{1/2}\approx \frac{L^2}{r^2}.

Substitute these into the D3-brane metric:

ds2=r2L2ημνdxμdxν+L2r2(dr2+r2dΩ52).ds^2 = \frac{r^2}{L^2}\eta_{\mu\nu}dx^\mu dx^\nu + \frac{L^2}{r^2}\left(dr^2+r^2d\Omega_5^2\right).

The sphere term simplifies:

L2r2r2dΩ52=L2dΩ52.\frac{L^2}{r^2}r^2d\Omega_5^2 = L^2d\Omega_5^2.

Thus

ds2=r2L2ημνdxμdxν+L2r2dr2+L2dΩ52.ds^2 = \frac{r^2}{L^2}\eta_{\mu\nu}dx^\mu dx^\nu + \frac{L^2}{r^2}dr^2 + L^2d\Omega_5^2.

The last term is a round five-sphere of radius LL.

To recognize the first two terms as AdS5_5, introduce the Poincaré radial coordinate

z=L2r.z=\frac{L^2}{r}.

Then

r=L2z,dr=L2z2dz.r=\frac{L^2}{z}, \qquad dr=-\frac{L^2}{z^2}dz.

The brane-parallel warp factor becomes

r2L2=L2z2,\frac{r^2}{L^2}=\frac{L^2}{z^2},

and the radial term becomes

L2r2dr2=L2z2dz2.\frac{L^2}{r^2}dr^2 = \frac{L^2}{z^2}dz^2.

Therefore

ds2=L2z2(dz2+ημνdxμdxν)+L2dΩ52.ds^2 = \frac{L^2}{z^2} \left(dz^2+\eta_{\mu\nu}dx^\mu dx^\nu\right) + L^2d\Omega_5^2.

This is precisely

AdS5×S5\mathrm{AdS}_5\times S^5

in Poincaré coordinates, with both factors having radius LL.

A common first reaction is: if the branes were at r=0r=0, and r=0r=0 has become the Poincaré horizon z=z=\infty, where did the D3-branes go?

The answer is that the localized brane source has been replaced, in the near-horizon supergravity description, by flux and geometry. The D3-brane charge is measured by the five-form flux through the S5S^5:

1(2π)4α2S5F5=N,\frac{1}{(2\pi)^4\alpha'^2}\int_{S^5}F_5=N,

up to the conventional normalization of F5F_5. The integer NN survives as topological flux data of the geometry.

This is familiar from other gravitational solutions. Outside a charged object, one can measure its charge by flux through a surrounding sphere even if the microscopic source is hidden behind a horizon or replaced by a smooth region in an effective description. In the D3-brane case, the near-horizon throat keeps the flux but discards the asymptotically flat region.

The geometric slogan is:

D3-branes at r=0five-form flux through S5.\text{D3-branes at } r=0 \quad\leadsto\quad \text{five-form flux through } S^5.

The field-theory slogan is:

N  colorsN  units of F5 flux.N\;\text{colors} \quad\leadsto\quad N\;\text{units of }F_5\text{ flux}.

It is tempting to say simply: take rLr\ll L, drop the 11 in H(r)H(r), and obtain AdS. That is correct as a local geometric statement, but the AdS/CFT limit is more precise.

The near-horizon limit is a zoom into the throat while keeping finite the energy scale seen by the D3-brane theory. A useful variable is

U=rα.U=\frac{r}{\alpha'}.

In the decoupling limit one sends

α0\alpha'\to 0

while keeping UU, gYM2g_{\mathrm{YM}}^2, and NN fixed. Since

L4=λα2,L^4=\lambda\alpha'^2,

the ratio

L4r4=λα2α4U4=λα2U4\frac{L^4}{r^4} = \frac{\lambda\alpha'^2}{\alpha'^4U^4} = \frac{\lambda}{\alpha'^2U^4}

becomes parametrically large in the throat scaling. Thus the 11 in H(r)H(r) disappears from the metric measured in string units. The asymptotically flat region is removed, and the throat is blown up into a complete AdS spacetime.

One often writes the near-horizon metric in the form

ds2α=U2λημνdxμdxν+λdU2U2+λdΩ52,\frac{ds^2}{\alpha'} = \frac{U^2}{\sqrt\lambda}\eta_{\mu\nu}dx^\mu dx^\nu + \sqrt\lambda\frac{dU^2}{U^2} + \sqrt\lambda\,d\Omega_5^2,

with the same convention L4/α2=λL^4/\alpha'^2=\lambda. This makes the gauge-theory coupling dependence visible: the curvature radius in string units is

L2α=λ.\frac{L^2}{\alpha'}=\sqrt\lambda.

The next page will focus on the decoupling limit in more detail. For now, the important point is that the AdS boundary of the near-horizon geometry is not the original asymptotically flat infinity. It is the upper end of the throat after the zoom.

The D3-brane throat also explains why near-horizon excitations are naturally low-energy excitations as seen from far away.

For a static excitation at radius rr, the relation between local proper energy and energy measured at infinity is controlled by the time-time component of the metric:

E=gtt(r)Elocal.E_\infty = \sqrt{-g_{tt}(r)}\,E_{\mathrm{local}}.

For the D3-brane solution,

gtt=H(r)1/2,g_{tt}=-H(r)^{-1/2},

so

E=H(r)1/4Elocal.E_\infty=H(r)^{-1/4}E_{\mathrm{local}}.

In the near-horizon region,

H(r)1/4rL,H(r)^{-1/4}\approx \frac{r}{L},

hence

ErLElocal.E_\infty\approx \frac{r}{L}E_{\mathrm{local}}.

As r0r\to0, finite local energies are redshifted to arbitrarily small energies as seen from infinity. This is the closed-string-side reason that the low-energy limit keeps throat physics.

In the zz coordinate, this becomes

ELzElocal.E_\infty\approx \frac{L}{z}E_{\mathrm{local}}.

Large zz means deep interior and low boundary energy. Small zz means near the AdS boundary and high boundary energy. This is the first geometric hint of the UV/IR relation:

z  smallUV,z  largeIR.z\;\text{small} \quad\leftrightarrow\quad \text{UV}, \qquad z\;\text{large} \quad\leftrightarrow\quad \text{IR}.

This statement will become sharper when we study holographic renormalization.

The five-sphere is not an optional decoration. It remembers the six transverse directions to the D3-branes.

The original flat transverse space is

R6.\mathbb R^6.

Writing it in polar coordinates gives

dyidyi=dr2+r2dΩ52.dy^i dy^i=dr^2+r^2d\Omega_5^2.

The rotations of the transverse space form

SO(6).SO(6).

On the D3-brane worldvolume, the six transverse positions become six scalar fields of N=4\mathcal N=4 SYM. Rotating these scalars gives the SO(6)RSO(6)_R R-symmetry:

SO(6)RSU(4)R.SO(6)_R\simeq SU(4)_R.

On the gravity side, the same symmetry is the isometry group of S5S^5:

Isom(S5)=SO(6).\mathrm{Isom}(S^5)=SO(6).

Thus

SO(6)R  of the CFTSO(6)  isometry of S5.SO(6)_R\;\text{of the CFT} \quad\longleftrightarrow\quad SO(6)\;\text{isometry of }S^5.

The size of the sphere is also fixed by the flux. More flux means a larger radius in string units:

L4α2=4πgsN.\frac{L^4}{\alpha'^2}=4\pi g_sN.

In other words, a large number of colors makes the compact space large enough for classical geometry to be reliable, provided the ‘t Hooft coupling is large.

Before taking the near-horizon limit, the D3-brane solution is invariant under the four-dimensional Poincaré group along the branes and rotations of the transverse space:

ISO(1,3)×SO(6).ISO(1,3)\times SO(6).

After taking the near-horizon limit, the AdS5_5 factor has isometry group

SO(2,4),SO(2,4),

and the sphere has isometry group

SO(6).SO(6).

Thus the near-horizon bosonic symmetry is

SO(2,4)×SO(6).SO(2,4)\times SO(6).

This is exactly the bosonic symmetry expected of four-dimensional N=4\mathcal N=4 superconformal Yang–Mills theory:

conformal symmetry SO(2,4)×R-symmetry SO(6)R.\text{conformal symmetry }SO(2,4) \quad\times\quad \text{R-symmetry }SO(6)_R.

The enhancement from ISO(1,3)ISO(1,3) to SO(2,4)SO(2,4) is a geometric reflection of conformal invariance. The D3-brane throat does not merely preserve scale invariance approximately; its metric is exactly AdS in the near-horizon limit, so it realizes the full conformal group geometrically.

The Poincaré horizon and the AdS boundary

Section titled “The Poincaré horizon and the AdS boundary”

The coordinate change

z=L2rz=\frac{L^2}{r}

maps the D3-brane throat as follows:

r0z,r\to 0 \quad\Longleftrightarrow\quad z\to\infty,

and

rz0.r\to\infty \quad\Longleftrightarrow\quad z\to0.

This can be confusing because the near-horizon approximation was derived for rLr\ll L, while the AdS boundary seems to be at r=r=\infty.

The resolution is that the decoupling limit zooms into the throat and removes the asymptotically flat region. In the original D3-brane solution, the near-horizon approximation is valid only below the transition scale rLr\sim L. In the limiting throat geometry, the upper end of the throat is stretched into the AdS boundary. The z=0z=0 boundary is therefore not the original ten-dimensional flat-space infinity. It is the boundary of the isolated near-horizon spacetime.

Similarly, the point r=0r=0 is not an ordinary curvature singularity of the near-horizon geometry. It is the Poincaré horizon of AdS5_5. The Poincaré patch covers only part of global AdS5_5, and z=z=\infty is a horizon of this coordinate patch.

This distinction matters later when we discuss boundary conditions. The CFT lives on the conformal boundary of the isolated AdS throat, not at the original location of the branes in the unreduced asymptotically flat geometry.

Both the AdS5_5 and S5S^5 factors have radius LL. Curvature invariants scale as powers of 1/L21/L^2. For example, the AdS5_5 part has schematic curvature

RAdS51L2,R_{\mathrm{AdS}_5}\sim -\frac{1}{L^2},

while the S5S^5 part has positive curvature of the same magnitude:

RS5+1L2.R_{S^5}\sim +\frac{1}{L^2}.

Stringy corrections are controlled by the curvature in string units:

αL2=1λ.\frac{\alpha'}{L^2} = \frac{1}{\sqrt\lambda}.

Therefore the classical supergravity approximation requires

λ1.\lambda\gg1.

Bulk string loops are controlled by the string coupling. With the convention above,

gs=λ4πN.g_s=\frac{\lambda}{4\pi N}.

So one also wants

gs1,g_s\ll1,

which is achieved in the standard large-NN limit by taking

NλN\gg\lambda

if one insists on weakly coupled ten-dimensional string perturbation theory, or more generally by taking NN large enough that gravitational loop corrections are suppressed. The common classical supergravity regime is summarized by

N1,λ1,λN1.N\gg1, \qquad \lambda\gg1, \qquad \frac{\lambda}{N}\ll1.

The first condition suppresses quantum gravity corrections, the second suppresses stringy curvature corrections, and the third keeps the ten-dimensional string coupling small.

The D3-brane solution ties together three quantities:

N,L,G10.N, \qquad L, \qquad G_{10}.

Dimensional reduction on the S5S^5 gives a five-dimensional Newton constant of order

G5G10Vol(S5)G10L5.G_5\sim \frac{G_{10}}{\mathrm{Vol}(S^5)} \sim \frac{G_{10}}{L^5}.

Since

G10gs2α4,G_{10}\sim g_s^2\alpha'^4,

and

L4gsNα2,L^4\sim g_sN\alpha'^2,

one finds the important scaling

L3G5L8G10N2.\frac{L^3}{G_5}\sim \frac{L^8}{G_{10}}\sim N^2.

This is the gravitational version of the fact that an adjoint SU(N)SU(N) gauge theory has order N2N^2 degrees of freedom. In later pages, this scaling will appear in the central charges of N=4\mathcal N=4 SYM, the entropy density of black branes, and the normalization of stress-tensor correlators.

It is useful to compress the entire derivation into one chain:

ds2=H1/2dx1,32+H1/2(dr2+r2dΩ52),H(r)=1+L4r4,rLH(r)L4r4,ds2r2L2dx1,32+L2r2dr2+L2dΩ52,z=L2r,ds2=L2z2(dz2+dx1,32)+L2dΩ52.\begin{aligned} ds^2 &= H^{-1/2}dx_{1,3}^2 + H^{1/2}(dr^2+r^2d\Omega_5^2), \\[4pt] H(r)&=1+\frac{L^4}{r^4}, \\[4pt] r\ll L &\quad\Rightarrow\quad H(r)\approx \frac{L^4}{r^4}, \\[4pt] ds^2 &\approx \frac{r^2}{L^2}dx_{1,3}^2 + \frac{L^2}{r^2}dr^2 + L^2d\Omega_5^2, \\[4pt] z&=\frac{L^2}{r}, \\[4pt] ds^2 &= \frac{L^2}{z^2}(dz^2+dx_{1,3}^2) + L^2d\Omega_5^2. \end{aligned}

Here dx1,32=ημνdxμdxνdx_{1,3}^2=\eta_{\mu\nu}dx^\mu dx^\nu. In Lorentzian signature,

dx1,32=dt2+dx2.dx_{1,3}^2=-dt^2+d\vec x^{\,2}.

The first factor is AdS5_5 in Poincaré coordinates. The second factor is the round five-sphere. The two radii are equal because the geometry is supported by self-dual five-form flux in type IIB supergravity.

The near-horizon D3-brane geometry gives the following translations.

D3-brane harmonic function H(r)=1+L4r4asymptotically flat region plus throat.\text{D3-brane harmonic function }H(r)=1+\frac{L^4}{r^4} \quad\longrightarrow\quad \text{asymptotically flat region plus throat}. rLAdS5×S5  near-horizon geometry.r\ll L \quad\longrightarrow\quad \mathrm{AdS}_5\times S^5\;\text{near-horizon geometry}. z=L2rPoincareˊ AdS radial coordinate.z=\frac{L^2}{r} \quad\longrightarrow\quad \text{Poincaré AdS radial coordinate}. r=0z=  Poincareˊ horizon.r=0 \quad\longrightarrow\quad z=\infty\;\text{Poincaré horizon}. S5F5=NN  colors in the boundary theory.\int_{S^5}F_5=N \quad\longrightarrow\quad N\;\text{colors in the boundary theory}. L4α2=λcurvature radius controlled by the ’t Hooft coupling.\frac{L^4}{\alpha'^2}=\lambda \quad\longrightarrow\quad \text{curvature radius controlled by the 't Hooft coupling}. SO(2,4)×SO(6)4d conformal symmetry × R-symmetry.SO(2,4)\times SO(6) \quad\longrightarrow\quad \text{4d conformal symmetry }\times\text{ R-symmetry}.

“Near horizon” means “set r=0r=0.”

Section titled ““Near horizon” means “set r=0r=0r=0.””

No. The near-horizon region is the scaling region rLr\ll L, not the single point r=0r=0. After the coordinate change z=L2/rz=L^2/r, this entire region becomes the Poincaré patch of AdS5_5.

“The AdS boundary is the original flat-space infinity.”

Section titled ““The AdS boundary is the original flat-space infinity.””

No. The original D3-brane solution is asymptotically flat at rr\to\infty. The AdS boundary is the upper end of the isolated throat after the near-horizon decoupling limit. It is not the same as the original asymptotically flat boundary.

“The S5S^5 shrinks near the horizon because r0r\to0.”

Section titled ““The S5S^5S5 shrinks near the horizon because r→0r\to0r→0.””

No. In the near-horizon metric, the sphere term is

H(r)1/2r2dΩ52L2r2r2dΩ52=L2dΩ52.H(r)^{1/2}r^2d\Omega_5^2 \approx \frac{L^2}{r^2}r^2d\Omega_5^2 = L^2d\Omega_5^2.

The S5S^5 has fixed radius LL in the throat.

No. The localized brane source is replaced by five-form flux. The integer NN remains as

S5F5N.\int_{S^5}F_5\propto N.

This flux controls both the geometry and the number of degrees of freedom of the dual gauge theory.

“Large NN alone makes the geometry weakly curved.”

Section titled ““Large NNN alone makes the geometry weakly curved.””

Not quite. The curvature radius in string units is controlled by

L2α=λ.\frac{L^2}{\alpha'}=\sqrt\lambda.

Large NN suppresses bulk quantum loops, but large λ\lambda is needed to suppress stringy curvature corrections. Classical Einstein gravity requires both kinds of control.

“The radial coordinate is literally the field-theory energy.”

Section titled ““The radial coordinate is literally the field-theory energy.””

The radial coordinate is geometrically tied to energy scale, but it is not literally equal to a renormalization scale in all circumstances. In the D3-brane throat, U=r/αU=r/\alpha' is a useful energy-like variable, and in Poincaré AdS small zz corresponds to the UV while large zz corresponds to the IR. Precise statements require specifying observables, cutoffs, and renormalization schemes.

Exercise 1: Derive the near-horizon metric

Section titled “Exercise 1: Derive the near-horizon metric”

Start from

ds2=H(r)1/2dx1,32+H(r)1/2(dr2+r2dΩ52),ds^2 = H(r)^{-1/2}dx_{1,3}^2 + H(r)^{1/2}(dr^2+r^2d\Omega_5^2),

with

H(r)=1+L4r4.H(r)=1+\frac{L^4}{r^4}.

Show that for rLr\ll L,

ds2=r2L2dx1,32+L2r2dr2+L2dΩ52.ds^2 = \frac{r^2}{L^2}dx_{1,3}^2 + \frac{L^2}{r^2}dr^2 + L^2d\Omega_5^2.
Solution

For rLr\ll L,

H(r)L4r4.H(r)\approx \frac{L^4}{r^4}.

Therefore

H(r)1/2(L4r4)1/2=r2L2,H(r)^{-1/2} \approx \left(\frac{L^4}{r^4}\right)^{-1/2} = \frac{r^2}{L^2},

and

H(r)1/2(L4r4)1/2=L2r2.H(r)^{1/2} \approx \left(\frac{L^4}{r^4}\right)^{1/2} = \frac{L^2}{r^2}.

Substituting gives

ds2=r2L2dx1,32+L2r2(dr2+r2dΩ52).ds^2 = \frac{r^2}{L^2}dx_{1,3}^2 + \frac{L^2}{r^2}(dr^2+r^2d\Omega_5^2).

The sphere term becomes

L2r2r2dΩ52=L2dΩ52.\frac{L^2}{r^2}r^2d\Omega_5^2=L^2d\Omega_5^2.

So

ds2=r2L2dx1,32+L2r2dr2+L2dΩ52.ds^2 = \frac{r^2}{L^2}dx_{1,3}^2 + \frac{L^2}{r^2}dr^2 + L^2d\Omega_5^2.

Exercise 2: Put the throat in Poincaré coordinates

Section titled “Exercise 2: Put the throat in Poincaré coordinates”

Using

z=L2r,z=\frac{L^2}{r},

show that

r2L2dx1,32+L2r2dr2=L2z2(dz2+dx1,32).\frac{r^2}{L^2}dx_{1,3}^2 + \frac{L^2}{r^2}dr^2 = \frac{L^2}{z^2}(dz^2+dx_{1,3}^2).
Solution

From z=L2/rz=L^2/r,

r=L2z,dr=L2z2dz.r=\frac{L^2}{z}, \qquad dr=-\frac{L^2}{z^2}dz.

Then

r2L2=L2z2.\frac{r^2}{L^2} = \frac{L^2}{z^2}.

For the radial term,

L2r2dr2=L2L4/z2(L4z4dz2)=z2L2L4z4dz2=L2z2dz2.\frac{L^2}{r^2}dr^2 = \frac{L^2}{L^4/z^2}\left(\frac{L^4}{z^4}dz^2\right) = \frac{z^2}{L^2}\frac{L^4}{z^4}dz^2 = \frac{L^2}{z^2}dz^2.

Thus

r2L2dx1,32+L2r2dr2=L2z2(dx1,32+dz2),\frac{r^2}{L^2}dx_{1,3}^2 + \frac{L^2}{r^2}dr^2 = \frac{L^2}{z^2}(dx_{1,3}^2+dz^2),

which is AdS5_5 in Poincaré form.

Use the near-horizon radial line element

dsradial=Lrdrds_{\mathrm{radial}}=\frac{L}{r}dr

to compute the proper distance from r=ϵr=\epsilon to r=r0r=r_0. What happens as ϵ0\epsilon\to0?

Solution

The proper distance is

(ϵ,r0)=ϵr0Lrdr=Llogr0ϵ.\ell(\epsilon,r_0) = \int_\epsilon^{r_0}\frac{L}{r}dr = L\log\frac{r_0}{\epsilon}.

As ϵ0\epsilon\to0,

(ϵ,r0).\ell(\epsilon,r_0)\to\infty.

Thus the extremal D3-brane throat has infinite proper length. The horizon at r=0r=0 lies infinitely far down the throat in this radial metric.

In the near-horizon region,

gtt=r2L2.g_{tt}=-\frac{r^2}{L^2}.

Show that a local excitation of energy ElocalE_{\mathrm{local}} at radius rr has energy

E=rLElocalE_\infty=\frac{r}{L}E_{\mathrm{local}}

as measured relative to the asymptotic time coordinate.

Solution

For a static metric, the redshift relation is

E=gtt(r)Elocal.E_\infty=\sqrt{-g_{tt}(r)}\,E_{\mathrm{local}}.

In the near-horizon D3-brane geometry,

gtt=r2L2.g_{tt}=-\frac{r^2}{L^2}.

Therefore

gtt(r)=rL,\sqrt{-g_{tt}(r)}=\frac{r}{L},

and hence

E=rLElocal.E_\infty=\frac{r}{L}E_{\mathrm{local}}.

As r0r\to0, fixed local energies are redshifted to very small asymptotic energies. This is why throat excitations survive the low-energy limit.

Using

L4α2=λ,\frac{L^4}{\alpha'^2}=\lambda,

show that the condition L2αL^2\gg\alpha' is equivalent to λ1\lambda\gg1.

Solution

Taking the square root of

L4α2=λ\frac{L^4}{\alpha'^2}=\lambda

gives

L2α=λ.\frac{L^2}{\alpha'}=\sqrt\lambda.

The condition that the curvature radius be large compared with the string length is

L2α,L^2\gg\alpha',

or

L2α1.\frac{L^2}{\alpha'}\gg1.

Using the parameter map, this is

λ1,\sqrt\lambda\gg1,

which is equivalent to

λ1.\lambda\gg1.

Thus weak curvature in string units corresponds to strong ‘t Hooft coupling in the gauge theory.

The next page will use this geometry to formulate the decoupling limit more precisely: which sectors remain, which sectors become free, and why the equality is between N=4\mathcal N=4 SYM and type IIB string theory on the isolated AdS5×S5\mathrm{AdS}_5\times S^5 throat.