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Rényi Entropy, Replicas, and Cosmic Branes

The von Neumann entropy is the number that appears in RT, HRT, FLM, QES, and the island formula. But the most powerful derivations rarely compute it directly. They compute a family of quantities first,

Sn(A)=11nlogTrρAn,S_n(A)=\frac{1}{1-n}\log \operatorname{Tr}\rho_A^n,

and then take the limit n1n\to 1. These are the Rényi entropies. They are more than a technical detour: they probe the spectrum of the reduced density matrix, reveal phase transitions invisible in a single entropy, and give the gravitational path integral a natural replica geometry.

For holography, the replica trick has a special importance. The Lewkowycz–Maldacena argument derives the RT formula by studying gravitational saddles whose boundaries are nn-fold branched covers. Dong’s cosmic-brane prescription then generalizes this logic away from n=1n=1: a backreacting codimension-two brane computes a refined Rényi entropy,

S~n(A)=Area(Cn)4GNwithTn=n14nGN.\widetilde S_n(A) = \frac{\operatorname{Area}(\mathcal C_n)}{4G_N} \qquad \text{with} \qquad T_n=\frac{n-1}{4nG_N}.

Here Cn\mathcal C_n is a cosmic brane in the replica quotient geometry, and TnT_n is its tension in Einstein gravity. As n1n\to 1, the brane becomes tensionless, its backreaction disappears, and Cn\mathcal C_n reduces to the RT/HRT surface.

This page explains the replica construction, the geometric origin of the area term, the difference between ordinary and refined Rényi entropies, and why this technology is the direct ancestor of replica wormholes.

How can a boundary quantity like TrρAn\operatorname{Tr}\rho_A^n know about a bulk codimension-two surface?

The answer comes in three steps.

First, in ordinary QFT, TrρAn\operatorname{Tr}\rho_A^n is represented by a path integral on an nn-fold branched cover. The sheets are glued cyclically along the entangling region AA.

Second, in AdS/CFT, the same boundary branched cover is used as the asymptotic boundary condition for a gravitational path integral. At large NN, the answer is dominated by a classical bulk saddle.

Third, if the bulk saddle has a replica symmetry, the quotient by Zn\mathbb Z_n contains a codimension-two fixed locus. Near n=1n=1, regularity of the covering geometry forces this fixed locus to be an extremal surface, and differentiating the gravitational action produces its area divided by 4GN4G_N.

The slogan is short:

branch cut in QFTreplica saddle in gravityarea term from a cone.\text{branch cut in QFT} \quad\longrightarrow\quad \text{replica saddle in gravity} \quad\longrightarrow\quad \text{area term from a cone}.

But the details matter. Most confusions about islands and replica wormholes begin with a too-casual use of this slogan.

Let AA be a spatial region of the boundary theory and let

ρA=TrAˉρ\rho_A=\operatorname{Tr}_{\bar A}\rho

be the reduced density matrix. The Rényi entropy of order nn is

Sn(A)=11nlogTrρAn.S_n(A)=\frac{1}{1-n}\log \operatorname{Tr}\rho_A^n.

For a density matrix with eigenvalues pip_i,

TrρAn=ipin,\operatorname{Tr}\rho_A^n=\sum_i p_i^n,

so varying nn probes different parts of the spectrum. Large nn emphasizes the largest eigenvalues; small positive nn is more sensitive to the number of nonzero eigenvalues. The von Neumann entropy is recovered by analytic continuation:

S(A)=limn1Sn(A)=TrρAlogρA.S(A)=\lim_{n\to 1}S_n(A) =-\operatorname{Tr}\rho_A\log\rho_A.

It is often useful to write KA=logρAK_A=-\log\rho_A, the modular Hamiltonian. Then

TrρAn=TrenKA.\operatorname{Tr}\rho_A^n = \operatorname{Tr}e^{-nK_A}.

This makes nn look like an inverse temperature for the modular Hamiltonian. In this language, SnS_n is a free-energy-like quantity, while the refined Rényi entropy introduced below is an entropy-like quantity. This distinction is precisely why the cosmic-brane formula is naturally written for S~n\widetilde S_n, not directly for SnS_n.

Near n=1n=1, Rényi entropies know not only the von Neumann entropy but also fluctuations of the modular Hamiltonian. Expanding around n=1n=1 gives

Sn=Sn12CA+O((n1)2),S_n = S - \frac{n-1}{2}\,C_A +O((n-1)^2),

where

CA=KA2KA2C_A=\langle K_A^2\rangle-\langle K_A\rangle^2

is sometimes called the capacity of entanglement. Thus the replica family contains more information than a single entropy.

For integer n2n\geq 2, TrρAn\operatorname{Tr}\rho_A^n has a direct path-integral representation. One prepares ρA\rho_A by cutting the Euclidean spacetime open along AA, leaving an upper and a lower edge of the cut. Multiplication of density matrices glues the lower edge of one copy to the upper edge of the next. Taking the trace closes the cycle.

The result is an nn-fold branched cover, which we denote by MA(n)M_A^{(n)}. Schematically,

TrρAn=Z[MA(n)]Z[M1]n,\operatorname{Tr}\rho_A^n = \frac{Z[M_A^{(n)}]}{Z[M_1]^n},

where Z[M1]Z[M_1] is the partition function on the original Euclidean manifold. The normalization is important: it ensures TrρA=1\operatorname{Tr}\rho_A=1 at n=1n=1.

Replica construction of a branched cover

The replica construction computes TrρAn\operatorname{Tr}\rho_A^n by cyclically gluing nn copies of the Euclidean path integral along the cut defining AA. For a single interval in two dimensions, the endpoints of AA become branch points; in higher dimensions, the branch locus is the entangling surface A\partial A.

The entanglement entropy then follows from

S(A)=nlogTrρAnn=1.S(A) = -\left.\frac{\partial}{\partial n}\log\operatorname{Tr}\rho_A^n\right|_{n=1}.

Equivalently, using the unnormalized partition functions,

S(A)=n(InnI1)n=1,S(A) = \left.\frac{\partial}{\partial n}\left(I_n-nI_1\right)\right|_{n=1},

where Z[MA(n)]=eInZ[M_A^{(n)}]=e^{-I_n}.

The catch is that QFT gives the replica construction only at positive integers nn. To obtain the von Neumann entropy, one assumes that the integer sequence admits a suitable analytic continuation to real or complex nn near n=1n=1. In ordinary QFT this is already a subtle step. In gravity it becomes more subtle, because the dominant saddle can change as nn varies.

Example: a single interval in a two-dimensional CFT

Section titled “Example: a single interval in a two-dimensional CFT”

For a two-dimensional CFT in the vacuum, take A=[u,v]A=[u,v] with length =uv\ell=|u-v|. The replica geometry can be described by twist operators at the endpoints of the interval:

TrρAn=σn(u)σ~n(v).\operatorname{Tr}\rho_A^n = \langle \sigma_n(u)\,\widetilde\sigma_n(v)\rangle.

The twist operators have conformal dimension

hn=hˉn=c24(n1n),h_n=\bar h_n=\frac{c}{24}\left(n-\frac{1}{n}\right),

so their two-point function gives

TrρAn(ϵ)c6(n1n).\operatorname{Tr}\rho_A^n \propto \left(\frac{\epsilon}{\ell}\right)^{\frac{c}{6}\left(n-\frac{1}{n}\right)}.

Therefore

Sn(A)=c6(1+1n)logϵ+constant,S_n(A) = \frac{c}{6}\left(1+\frac{1}{n}\right)\log\frac{\ell}{\epsilon}+\text{constant},

and the n1n\to 1 limit gives

S(A)=c3logϵ+constant.S(A)=\frac{c}{3}\log\frac{\ell}{\epsilon}+\text{constant}.

This example is useful because it displays the two core features of the replica method: geometry replaces a power of a density matrix, and analytic continuation in nn is necessary to reach the von Neumann entropy.

In a holographic CFT, the replicated boundary geometry MA(n)M_A^{(n)} is used as the conformal boundary of a bulk gravitational path integral:

ZCFT[MA(n)]=Zgrav[MA(n)]Bn:Bn=MA(n)eIgrav[Bn].Z_{\mathrm{CFT}}[M_A^{(n)}] = Z_{\mathrm{grav}}[M_A^{(n)}] \simeq \sum_{B_n:\,\partial B_n=M_A^{(n)}} e^{-I_{\mathrm{grav}}[B_n]}.

At leading order in large NN, one chooses the dominant classical saddle BnB_n satisfying the prescribed boundary conditions. If BnB_n is invariant under the replica cyclic group Zn\mathbb Z_n, one can form the quotient

B^n=Bn/Zn.\widehat B_n=B_n/\mathbb Z_n.

The quotient has a single copy of the original boundary M1M_1, but it contains a codimension-two fixed locus in the bulk. For integer nn, the full cover BnB_n is smooth; the quotient B^n\widehat B_n has a conical opening angle

Δτ=2πn\Delta\tau=\frac{2\pi}{n}

around the fixed locus. Equivalently, the quotient has a deficit angle

δn=2π(11n).\delta_n=2\pi\left(1-\frac{1}{n}\right).

The replica quotient has a conical fixed locus

If the bulk replica saddle BnB_n has a Zn\mathbb Z_n symmetry, the quotient B^n=Bn/Zn\widehat B_n=B_n/\mathbb Z_n has one asymptotic boundary but contains a codimension-two fixed locus. Near n=1n=1, this locus becomes the RT surface. The area term in holographic entropy comes from differentiating the gravitational action with respect to the conical opening angle.

The entanglement entropy is

S(A)=n(I[Bn]nI[B1])n=1.S(A)=\left.\frac{\partial}{\partial n}\left(I[B_n]-nI[B_1]\right)\right|_{n=1}.

Since I[Bn]=nI[B^n]I[B_n]=nI[\widehat B_n] in the replica-symmetric quotient description, this can also be written as

S(A)=n2nI[B^n]n=1.S(A) = \left. n^2\frac{\partial}{\partial n} I[\widehat B_n]\right|_{n=1}.

This is the generalized gravitational entropy formula. In Einstein gravity, the derivative is localized at the conical fixed locus and gives

S(A)=Area(γA)4GN.S(A)=\frac{\operatorname{Area}(\gamma_A)}{4G_N}.

The surface γA\gamma_A is not inserted by hand. It is the n1n\to 1 limit of the fixed locus of the replica quotient.

The RT surface is not merely a place where a cone was placed. It must also be extremal.

Near the candidate fixed locus, choose local coordinates x1,x2x^1,x^2 transverse to the surface and coordinates yiy^i along the surface. The local metric has the schematic expansion

ds2=δabdxadxb+(γij+2Kijaxa+)dyidyj.ds^2 = \delta_{ab}\,dx^a dx^b + \left(\gamma_{ij}+2K^a_{ij}x_a+\cdots\right)dy^i dy^j.

Here KijaK^a_{ij} are the two extrinsic curvature tensors of the codimension-two surface. The replicated geometry has a small conical deformation near the fixed locus. Requiring the full covering geometry to be smooth as n1n\to 1 removes potentially singular terms in the Einstein equations. The result is

Ka=γijKija=0,a=1,2.K^a=\gamma^{ij}K^a_{ij}=0, \qquad a=1,2.

This is precisely the extremal-surface condition.

In a static Euclidean setup with a time-reflection symmetry, the extremal surface lies on the time-reflection slice and becomes a minimal surface there. This is why the same derivation gives RT in static cases and HRT after the appropriate covariant extension.

There is a conceptual lesson here. The RT/HRT surface is selected dynamically by the replica saddle. It is not an arbitrary cut through the bulk.

The ordinary Rényi entropy is free-energy-like. Define

Fn=1nlogTrρAn.F_n = -\frac{1}{n}\log \operatorname{Tr}\rho_A^n.

Then SnS_n compares FnF_n with its value at n=1n=1. The entropy-like quantity is the refined Rényi entropy

S~n(A)=n2n[n1nSn(A)].\widetilde S_n(A) = n^2\frac{\partial}{\partial n}\left[\frac{n-1}{n}S_n(A)\right].

Using

Sn(A)=nlogZ1logZnn1,S_n(A)=\frac{n\log Z_1-\log Z_n}{n-1},

we can write

S~n=logZnnnlogZn.\widetilde S_n = \log Z_n-n\frac{\partial}{\partial n}\log Z_n.

This is the analog of thermal entropy,

Sth=logZββlogZ,S_{\mathrm{th}}=\log Z-\beta\frac{\partial}{\partial\beta}\log Z,

with the replica index nn playing the role of an inverse modular temperature.

The ordinary Rényi entropy can be recovered by integrating the refined one:

Sn(A)=nn11ndnn2S~n(A).S_n(A) = \frac{n}{n-1}\int_1^n \frac{dn'}{n'^2}\,\widetilde S_{n'}(A).

At n=1n=1,

S~1=S1=S.\widetilde S_1=S_1=S.

This distinction is crucial: the clean cosmic-brane area formula computes S~n\widetilde S_n, and SnS_n is obtained from it by integration over nn.

Dong’s prescription says that, in Einstein gravity, the refined Rényi entropy is computed by the area of a backreacting codimension-two cosmic brane:

S~n(A)=Area(Cn)4GN.\widetilde S_n(A) = \frac{\operatorname{Area}(\mathcal C_n)}{4G_N}.

The brane is homologous to AA and lives in a bulk geometry whose boundary is the original, unreplicated boundary geometry. Its tension is

Tn=n14nGN.T_n=\frac{n-1}{4nG_N}.

A codimension-two object with tension TT produces a conical deficit

δ=8πGNT.\delta=8\pi G_N T.

Therefore TnT_n gives

δn=2π(11n),\delta_n=2\pi\left(1-\frac{1}{n}\right),

exactly the deficit angle of the replica quotient.

Cosmic brane prescription for refined Rényi entropy

The refined Rényi entropy is computed by a cosmic brane Cn\mathcal C_n with tension Tn=(n1)/(4nGN)T_n=(n-1)/(4nG_N). For n>1n>1 the brane creates a positive conical deficit and backreacts on the bulk geometry. The limit n1n\to1 is tensionless and returns the RT/HRT surface.

Several points are worth emphasizing.

First, Cn\mathcal C_n is generally not the same surface as the n=1n=1 RT surface. Its tension backreacts on the geometry, so its position and area can depend nontrivially on nn.

Second, the cosmic brane computes S~n\widetilde S_n, not directly SnS_n. Confusing these two quantities is a common source of wrong factors.

Third, the prescription is geometric but not purely kinematic. One must solve the gravitational equations with a brane source, then evaluate the brane area in the backreacted geometry.

Fourth, in higher-derivative theories of gravity, the area term is replaced by the appropriate gravitational entropy functional, including possible extrinsic-curvature corrections. For the black-hole-information pages, we usually stay with two-derivative Einstein gravity unless stated otherwise.

The cosmic-brane picture recovers RT in a very direct way. As n1n\to1,

Tn0,T_n\to0,

so the brane becomes a probe. Its backreaction disappears, and the brane position is determined by extremizing its area in the original geometry:

δArea(C1)=0.\delta \operatorname{Area}(\mathcal C_1)=0.

Thus

C1=γA,\mathcal C_1=\gamma_A,

and

S~1(A)=S(A)=Area(γA)4GN.\widetilde S_1(A)=S(A)=\frac{\operatorname{Area}(\gamma_A)}{4G_N}.

This is a useful way to remember the logic:

cosmic brane at general nn1tensionless braneextremize areaRT/HRT surface.\text{cosmic brane at general } n \quad\xrightarrow{n\to1}\quad \text{tensionless brane} \quad\xrightarrow{\text{extremize area}}\quad \text{RT/HRT surface}.

With FLM and QES included, the same replica logic receives bulk one-loop corrections and then promotes area to generalized entropy. This is why the island formula has the same schematic structure as holographic entropy: it is the n1n\to1 saddle-point rule for a gravitational replica computation.

Hyperbolic black holes and spherical regions

Section titled “Hyperbolic black holes and spherical regions”

There is one especially clean example of holographic Rényi entropy. For a spherical region in the vacuum of a CFT, a conformal transformation maps the reduced density matrix to a thermal density matrix on hyperbolic space. The Rényi entropy becomes a thermal free-energy computation on

Sn1×Hd1,S^1_n\times \mathbb H^{d-1},

where the circumference of Sn1S^1_n is proportional to nn.

In the bulk, this is described by a hyperbolic black hole. The refined Rényi entropy is the thermal entropy of that black hole at the corresponding temperature. The cosmic brane is another way of packaging the same physics: changing nn changes the conical opening angle, and the entropy is the area of the corresponding horizon or brane.

This example is valuable because it connects three viewpoints:

Reˊnyi entropy of a ballthermal entropy on Hd1area of a hyperbolic black-hole horizon.\text{Rényi entropy of a ball} \quad\leftrightarrow\quad \text{thermal entropy on }\mathbb H^{d-1} \quad\leftrightarrow\quad \text{area of a hyperbolic black-hole horizon}.

It also makes clear why S~n\widetilde S_n is entropy-like: it is literally a thermal entropy in the conformally transformed problem.

Saddle transitions and analytic continuation

Section titled “Saddle transitions and analytic continuation”

At large NN, the gravitational path integral is evaluated by a saddle approximation. The replica partition function can have several candidate saddles,

ZnαeIn(α).Z_n\simeq \sum_\alpha e^{-I_n^{(\alpha)}}.

At leading order, the dominant saddle is the one with the smallest on-shell action. As nn changes, the dominant saddle can switch:

In(1)=In(2)I_n^{(1)}=I_n^{(2)}

at some critical value of nn. This produces a phase transition in the large-NN Rényi entropy.

Saddle transition in Rényi entropy

Large-NN Rényi entropies can have saddle transitions. The dominant gravitational saddle is the one with smallest action. At finite NN the full sum is smooth, but the strict classical limit can produce nonanalytic behavior as a function of nn or of the size of the region AA.

This is not a pathology. It is the gravitational analog of a thermodynamic phase transition. But it is a warning: analytic continuation from integer nn is not always a harmless technicality. If multiple saddles exist, the correct continuation must specify which saddle family is being followed and which saddle dominates in the desired limit.

This warning becomes central in black hole information. Replica wormholes are additional saddles in the gravitational replica path integral. They are not visible if one assumes from the beginning that the only relevant saddle is the disconnected Hawking saddle.

Replica symmetry: assumption and limitation

Section titled “Replica symmetry: assumption and limitation”

Much of the elegant RT/cosmic-brane story assumes that the dominant nn-replica saddle has a Zn\mathbb Z_n symmetry. This symmetry allows one to take the quotient and describe the answer using a single-copy geometry with a conical defect or cosmic brane.

But replica symmetry is an assumption about a saddle, not a theorem about all gravitational path integrals. In some problems, replica symmetry can be spontaneously broken, or different saddle families can dominate for different nn. When replica symmetry is absent, the quotient description becomes inadequate, even though the original replicated path integral still makes sense.

For many standard holographic entanglement problems, the replica-symmetric saddle gives the correct classical RT/HRT answer. For island calculations, the important new saddles are often replica symmetric before analytic continuation, but their topology can connect different replicas. The quotient still contains a fixed locus, but the global topology is different from the naive disconnected geometry.

This is why replica wormholes should not be described as an exotic afterthought. They are a natural possibility once the gravitational path integral is allowed to sum over replica topologies.

Rényi entropies are sensitive to fluctuations of the area operator. In ordinary semiclassical states, the RT area is not exactly fixed. Different components of the state can have slightly different areas, and the Rényi entropy weights those components differently for different nn.

A useful theoretical laboratory is a fixed-area state, in which the area of the relevant RT surface is held fixed. In such a state, the leading area contribution behaves more like a constant superselection label, and the entropy takes the schematic form

Sn(A)=A^4GN+Snbulk(ΣA)+.S_n(A) = \frac{\widehat A}{4G_N}+S_n^{\mathrm{bulk}}(\Sigma_A)+\cdots.

This is much closer to ordinary quantum error correction: the area term is a fixed central contribution, while the bulk Rényi entropy describes the encoded bulk degrees of freedom.

In generic states, however, area fluctuations matter. They are one reason why holographic Rényi entropies are more subtle than simply replacing SbulkS_{\mathrm{bulk}} by Sn,bulkS_{n,\mathrm{bulk}} in the FLM formula.

Fixed-area states will reappear when we discuss operator-algebra quantum error correction and the meaning of the area operator as a central element.

QESs are usually presented through the n1n\to1 von Neumann entropy, but their origin is replica-theoretic. The relevant object in a gravitational entropy calculation is not merely an area; it is a generalized entropy associated with a replica fixed locus:

Sgen(X)=Area(X)4GN+Sbulk(ΣX)+Slocal(X).S_{\mathrm{gen}}(X)=\frac{\operatorname{Area}(X)}{4G_N}+S_{\mathrm{bulk}}(\Sigma_X)+S_{\mathrm{local}}(X).

At leading classical order, differentiating the gravitational action around a cone gives the area term. At one loop, the bulk fields on the replicated geometry give the bulk entanglement contribution. Combining these contributions and extremizing the result gives the QES prescription:

S(A)=minXextXSgen(X).S(A)=\min_X\operatorname*{ext}_X S_{\mathrm{gen}}(X).

Thus the replica trick provides the microscopic computational reason why generalized entropy, rather than bare area, is the object to extremize.

The island formula is a replica statement. For a nongravitating radiation region RR coupled to a gravitating system, one computes

TrρRn\operatorname{Tr}\rho_R^n

by a path integral with nn replicas. The naive Hawking saddle keeps the replicas disconnected in the gravitating region. Replica wormhole saddles connect them. In the n1n\to1 limit, the fixed locus of the quotient becomes the boundary of an island, and the entropy becomes

S(R)=minIextI[Area(I)4GN+Smatter(RI)].S(R)=\min_{\mathcal I}\operatorname*{ext}_{\mathcal I} \left[ \frac{\operatorname{Area}(\partial\mathcal I)}{4G_N} +S_{\rm matter}(R\cup \mathcal I) \right].

The conceptual continuity is tight:

RT surfacereplica fixed locus,\text{RT surface} \quad\leftrightarrow\quad \text{replica fixed locus}, cosmic branefinite-n replica quotient,\text{cosmic brane} \quad\leftrightarrow\quad \text{finite-}n\text{ replica quotient}, island boundaryQES from a replica-wormhole saddle.\text{island boundary} \quad\leftrightarrow\quad \text{QES from a replica-wormhole saddle}.

So the replica method is not just a derivation technique. It is the language in which the modern Page curve calculation is formulated.

The replica trick explains how a geometric area term can emerge from a gravitational calculation of TrρAn\operatorname{Tr}\rho_A^n. It also explains why cosmic branes compute refined Rényi entropies and why the n1n\to1 limit selects extremal surfaces.

It does not, by itself, prove that every desired analytic continuation is unique. It does not guarantee that the replica-symmetric saddle dominates. It does not remove the need to understand the gravitational path integral nonperturbatively. And it does not mean that the conical defect is a physical object present in Lorentzian spacetime.

The safe interpretation is this: replicas and cosmic branes are a controlled semiclassical method for computing entropy-like quantities in holographic states, provided the relevant saddle family and analytic continuation are understood.

That cautious sentence is less flashy than “the entropy is the area of a cosmic brane,” but it is much closer to how the calculation actually works.

Pitfall 1: “The Rényi entropy is just the von Neumann entropy with SS replaced by SnS_n.”

Section titled “Pitfall 1: “The Rényi entropy is just the von Neumann entropy with SSS replaced by SnS_nSn​.””

No. Rényi entropies probe the full spectrum of ρA\rho_A. They are nonlinear in a way that makes them sensitive to saddle transitions, area fluctuations, and high or low eigenvalues depending on nn.

Pitfall 2: “The cosmic brane computes SnS_n directly.”

Section titled “Pitfall 2: “The cosmic brane computes SnS_nSn​ directly.””

The clean area formula computes the refined Rényi entropy S~n\widetilde S_n. The ordinary Rényi entropy SnS_n is obtained by integrating S~n\widetilde S_n over the replica index.

Pitfall 3: “The brane is the same as the RT surface for all nn.”

Section titled “Pitfall 3: “The brane is the same as the RT surface for all nnn.””

Only at n=1n=1 does the cosmic brane become tensionless and reduce to the RT/HRT surface. For n1n\neq1, it backreacts.

Pitfall 4: “The replica trick avoids analytic continuation.”

Section titled “Pitfall 4: “The replica trick avoids analytic continuation.””

The path integral is directly defined at positive integers nn. The von Neumann entropy requires a continuation to n1n\to1.

Pitfall 5: “Replica wormholes are unrelated to RT.”

Section titled “Pitfall 5: “Replica wormholes are unrelated to RT.””

They are a new class of gravitational replica saddles, but the mechanism by which an area term appears is the same family of ideas: quotient, fixed locus, generalized entropy, and analytic continuation.

Let

Sn=11nlogTrρn.S_n=\frac{1}{1-n}\log\operatorname{Tr}\rho^n.

Show that

limn1Sn=Trρlogρ.\lim_{n\to1}S_n=-\operatorname{Tr}\rho\log\rho.
Solution

Define

f(n)=Trρn.f(n)=\operatorname{Tr}\rho^n.

Since Trρ=1\operatorname{Tr}\rho=1, we have f(1)=1f(1)=1. Then

Sn=logf(n)1n.S_n=\frac{\log f(n)}{1-n}.

Both numerator and denominator vanish at n=1n=1, so use l’Hôpital’s rule:

limn1Sn=limn1f(n)/f(n)1=f(1).\lim_{n\to1}S_n = \lim_{n\to1}\frac{f'(n)/f(n)}{-1} =-f'(1).

But

f(n)=Trρnlogρ,f'(n)=\operatorname{Tr}\rho^n\log\rho,

so

f(1)=Trρlogρ.f'(1)=\operatorname{Tr}\rho\log\rho.

Therefore

limn1Sn=Trρlogρ.\lim_{n\to1}S_n =-\operatorname{Tr}\rho\log\rho.

Exercise 2: Refined Rényi entropy and the integral formula

Section titled “Exercise 2: Refined Rényi entropy and the integral formula”

The refined Rényi entropy is defined by

S~n=n2n[n1nSn].\widetilde S_n=n^2\frac{\partial}{\partial n}\left[\frac{n-1}{n}S_n\right].

Derive

Sn=nn11ndnn2S~n.S_n=\frac{n}{n-1}\int_1^n\frac{dn'}{n'^2}\,\widetilde S_{n'}.
Solution

Let

g(n)=n1nSn.g(n)=\frac{n-1}{n}S_n.

Then the definition says

S~n=n2g(n),\widetilde S_n=n^2 g'(n),

or

g(n)=S~nn2.g'(n)=\frac{\widetilde S_n}{n^2}.

Since SnS_n remains finite as n1n\to1,

g(1)=limn1n1nSn=0.g(1)=\lim_{n\to1}\frac{n-1}{n}S_n=0.

Therefore

g(n)=1ndnn2S~n.g(n)=\int_1^n\frac{dn'}{n'^2}\,\widetilde S_{n'}.

Substituting back g(n)=n1nSng(n)=\frac{n-1}{n}S_n gives

n1nSn=1ndnn2S~n,\frac{n-1}{n}S_n = \int_1^n\frac{dn'}{n'^2}\,\widetilde S_{n'},

and hence

Sn=nn11ndnn2S~n.S_n=\frac{n}{n-1}\int_1^n\frac{dn'}{n'^2}\,\widetilde S_{n'}.

Exercise 3: Cosmic-brane tension and deficit angle

Section titled “Exercise 3: Cosmic-brane tension and deficit angle”

In Einstein gravity, a codimension-two brane of tension TT produces a conical deficit

δ=8πGNT.\delta=8\pi G_N T.

Show that

Tn=n14nGNT_n=\frac{n-1}{4nG_N}

corresponds to the replica quotient opening angle 2π/n2\pi/n.

Solution

Substitute TnT_n into the deficit-angle formula:

δn=8πGNn14nGN=2πn1n.\delta_n=8\pi G_N\frac{n-1}{4nG_N} =2\pi\frac{n-1}{n}.

Thus

δn=2π(11n).\delta_n=2\pi\left(1-\frac{1}{n}\right).

A cone with total angular period 2π/n2\pi/n has deficit

2π2πn=2π(11n),2\pi-\frac{2\pi}{n} =2\pi\left(1-\frac{1}{n}\right),

which agrees with the brane result.

Exercise 4: The CFT2_2 interval entropy

Section titled “Exercise 4: The CFT2_22​ interval entropy”

Using

Sn(A)=c6(1+1n)logϵ+constant,S_n(A)=\frac{c}{6}\left(1+\frac{1}{n}\right)\log\frac{\ell}{\epsilon}+\text{constant},

take the n1n\to1 limit and recover the vacuum entanglement entropy of a single interval.

Solution

Taking n1n\to1 gives

1+1n2.1+\frac{1}{n}\longrightarrow 2.

Therefore

S(A)=limn1Sn(A)=c62logϵ+constant.S(A)=\lim_{n\to1}S_n(A) = \frac{c}{6}\cdot 2\log\frac{\ell}{\epsilon}+\text{constant}.

Hence

S(A)=c3logϵ+constant.S(A)=\frac{c}{3}\log\frac{\ell}{\epsilon}+\text{constant}.

This is the standard CFT2_2 vacuum result for a single interval.

Suppose a replicated gravitational path integral has two candidate saddles with actions

In(1)=N2a(n1),In(2)=N2[b+c(n1)2],I_n^{(1)}=N^2 a(n-1), \qquad I_n^{(2)}=N^2\left[b+c(n-1)^2\right],

where a,b,c>0a,b,c>0. Assume the dominant saddle minimizes InI_n. Find the approximate crossing value of nn near n=1n=1 when bb is small, and explain why the resulting Rényi entropy can be nonanalytic at large NN.

Solution

The crossing occurs when

In(1)=In(2).I_n^{(1)}=I_n^{(2)}.

Let x=n1x=n-1. Then

ax=b+cx2.a x=b+c x^2.

For small bb, one solution near x=0x=0 is approximately

xba,x\simeq \frac{b}{a},

with corrections of order b2b^2 from the cx2cx^2 term. Thus

nc1+ba.n_c\simeq 1+\frac{b}{a}.

At finite NN, the partition function is a sum,

ZneIn(1)+eIn(2),Z_n\simeq e^{-I_n^{(1)}}+e^{-I_n^{(2)}},

so it is smooth. But at strict large NN, the smaller action dominates exponentially. Replacing the sum by a minimum gives a piecewise-defined classical answer. The derivative can jump at ncn_c, producing a nonanalyticity in the leading large-NN Rényi entropy.

Exercise 6: Modular-temperature interpretation

Section titled “Exercise 6: Modular-temperature interpretation”

Let K=logρAK=-\log\rho_A and define

Z(n)=TrenK.Z(n)=\operatorname{Tr}e^{-nK}.

Show that the refined Rényi entropy can be written as

S~n=logZ(n)nnlogZ(n),\widetilde S_n=\log Z(n)-n\partial_n\log Z(n),

and interpret the result as a thermal entropy with respect to KK.

Solution

Since

Z(n)=TrρAn,Z(n)=\operatorname{Tr}\rho_A^n,

the ordinary Rényi entropy is

Sn=11nlogZ(n).S_n=\frac{1}{1-n}\log Z(n).

Here Z(1)=1Z(1)=1, because ρA\rho_A is normalized. Therefore

n1nSn=1nlogZ(n).\frac{n-1}{n}S_n = -\frac{1}{n}\log Z(n).

Apply the definition:

S~n=n2n[1nlogZ(n)].\widetilde S_n =n^2\partial_n\left[-\frac{1}{n}\log Z(n)\right].

This gives

S~n=n2[1n2logZ(n)1nnlogZ(n)],\widetilde S_n =n^2\left[\frac{1}{n^2}\log Z(n)-\frac{1}{n}\partial_n\log Z(n)\right],

so

S~n=logZ(n)nnlogZ(n).\widetilde S_n=\log Z(n)-n\partial_n\log Z(n).

This has the same form as thermal entropy,

Sth=logZ(β)ββlogZ(β),S_{\mathrm{th}}=\log Z(\beta)-\beta\partial_\beta\log Z(\beta),

with nn playing the role of inverse temperature and KK playing the role of Hamiltonian.

  • Aitor Lewkowycz and Juan Maldacena, “Generalized gravitational entropy,” arXiv:1304.4926.
  • Xi Dong, “The Gravity Dual of Rényi Entropy,” arXiv:1601.06788.
  • Horacio Casini, Marina Huerta, and Robert C. Myers, “Towards a derivation of holographic entanglement entropy,” arXiv:1102.0440.
  • Janet Hung, Robert C. Myers, Michael Smolkin, and Alexandre Yale, “Holographic Calculations of Rényi Entropy,” arXiv:1110.1084.
  • Xi Dong, Jonah Kudler-Flam, and Pratik Rath, “A Modified Cosmic Brane Proposal for Holographic Renyi Entropy,” arXiv:2312.04625.
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  • Veronika E. Hubeny, Mukund Rangamani, and Tadashi Takayanagi, “A Covariant holographic entanglement entropy proposal,” arXiv:0705.0016.
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The next page uses this technology to explain bit threads and holographic entropy inequalities from a complementary, more geometric viewpoint. Later, the same replica technology will return in a more dramatic form as replica wormholes.